Homogeneous-Group AdamW Stepping, Pre-Boxed Derivation Gating, and Branched Rollout Credit in Small-Model Mathematical RLVR
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Learning strong mathematical reasoning through RLVR · Download Markdown · BibTeX
Abstract
We present a thirteen-arm, three-seed (42, 101, 7) diagnostic study of Group Relative Policy Optimization (GRPO) on Qwen3-0.6B-Base across 46 primary training runs (2,502 steps; plus 12 external retraining runs) and 128 primary evaluations (48,683 independently regraded responses across PASS 1 and PASS 4) on an untouched 240-item external benchmark (GSM8K-200 + AMC23-40), a 210-item validation split, and MATH-500. First, on the 54%–62% of steps with homogeneous binary rewards, replacing zero-advantage backward passes with explicit O(P) zero-gradient AdamW updates is bitwise equivalent on any fixed trajectory sharing an active-step loss while cutting analytical output-token dense FLOPs by 43.2% (3.5% same-host wall-clock reduction). Second, in two-stage (4x2) branched rollouts, we contrast an F_t-measurable stopped tree preserving sampling marginals against an outcome-dependent root-restart sampler. In a complete 2x2 (512 vs. 1,024 tokens x beta = 0.0 vs. 0.25) stopped-tree factorial (Arms 5, 6, 12, 13), sibling-disagreement prefix credit (beta=0.25 vs. 0.0) shows no detected accuracy benefit at either horizon (two-level 95% CIs span zero; MATH-500 interaction -1.80 pp, [-6.93, +3.47] pp). Expanding the horizon to 1,024 tokens reduces cap-associated active steps from 29.3% to 5.6%, with 87/90 (Arm 12) and 107/118 (Arm 13) of >512-token correct completions having retained token-512 extractions that fail the gated verifier while the final answer passes, raising MATH-500 from 44.20% +/- 0.53% to 46.47% +/- 0.81% (+2.27 pp; [-0.73, +5.13] pp). Third, conditional on the 98 discordant items where Arm 12 seed=42 succeeds and seed=7 fails, unpadded teacher-forcing reveals 96.83% greedy argmax agreement (422/495 = 85.25% top-2 containment at mismatches); donor-free 2-branch top-2 flipping at seed=7 minimum-margin tokens rescues 48.8% (42/86) vs. 12.8% (11/86) for controls, and chronological first-low-margin forking with fallback (FirstGap05-Fork@3: 82.7% Delta z_t <= 0.5, 17.3% fallback) lifts CompletedRoot-Maj@3 across all 950 items from 50.42% to 52.95% (+2.53 pp; [+1.16, +3.89] pp).
1. Problem Formulation and Summary of Contributions
Reinforcement learning with verifiable rewards (RLVR) using Group Relative Policy Optimization (GRPO) [1, 2, 3] enables a pretrained base language model (Qwen3-0.6B-Base, $P = 751,632,384$ untied trainable parameters [4]) to rise from $14.80\%$ ($74/500$) greedy accuracy on MATH-500 and $12.50\%$ ($30/240$) on an independent external benchmark (GSM8K-200 + AMC23-40) to $44.40\%$–$48.80\%$ on MATH-500 and $57.92\%$–$61.25\%$ on GSM8K-200 + AMC23-40 after 50 single-question updates on math_train.json[:50]. In the standard single-question GRPO loop, the policy samples $G=8$ trajectories $y^{(1)}, \dots, y^{(G)} \sim \tilde{\pi}_\theta(\cdot \mid x)$ per question $x$ (under the 512-token-capped temp=0.8, top_p=0.9 rollout kernel $\tilde{\pi}_\theta$), computes standardized binary rewards $R_i \in \{0,1\}$, and updates parameters via sequence-summed token log-probabilities:
Within this small-budget regime, we study four bounded diagnostic questions: (i) how omitting redundant zero-advantage backward passes on the $52\%$–$66\%$ of questions with homogeneous rewards ($\sigma_R = 0 \implies A_i = 0$) while executing explicit $O(P)$ zero-gradient AdamW steps compares against both full-backward training and step skipping (--skip-zero-var), with and without a 30-character pre-boxed derivation gate (text.rfind("\\boxed") >= 30); (ii) in two-stage ($K=4 \times B=2$) branched rollouts [13, 14, 16], how the distributional properties of early-EOS branch handling distinguish a genuinely $\mathcal{F}_t$-measurable stopped tree from outcome-dependent root-restart and midpoint-split samplers; (iii) whether adding a sibling-disagreement prefix bonus ($\beta = 0.25$) yields any detectable benefit over TreeRL's descendant-mean prefix credit ($\beta = 0.0$) under matched branching rules across both 512-token and 1,024-token rollout horizons (a complete $2 \times 2$ Horizon x Prefix Bonus factorial across Arms 5, 6, 12, 13), alongside a descriptive census of cap-associated active steps, reward-divergent pairs, and retained token-512 prefix extractions (gt512_prefix_audit); and (iv) how three-seed 100-question combined gradient accumulation (Arm 11), cross-seed vs. single-seed test-time voting [19, 20] (MDL-Maj@3 vs. MaxLen-Maj@3), and counterfactual prefix splicing across discordant seeds (Table 5A & Table 5B) behave across benchmarks when accounting for training and inference costs and conditional uncertainty.
We report a thirteen-arm, three-seed (seeds = 42, 101, 7) experimental matrix plus six single-seed (seed=101) ablations across 46 primary training runs (2,502 steps, 10,008 rollout pairs, and 558 $>512$-token prefix records in training_records.json, plus 12 matched 50-step external-evaluation retraining runs = 600 steps) and 128 primary evaluations (41,270 grades) plus 2,700 sampled-$k=3$ responses in per_item_grades.json and 4,713 item-level counterfactual prefix-splice, native minimum-margin / first-gap fork, and batch-sensitivity responses in prefix_splice_probe.json (48,683 independently regraded item responses total): 46 MATH-500 evaluations (23,000 grades), 47 math_val210 evaluations (9,870 grades), and 35 evaluations on an untouched 240-item external benchmark (GSM8K-200 + AMC23-40, 8,400 grades). Because MATH-500 was inspected on seed=101 during initial gate and warmup selection (Section 5.1), GSM8K-200 + AMC23-40 ($N=240$) serves as our untouched confirmatory benchmark and MATH-500 ($N=500$) and math_val210 ($N=210$) as broader in-domain diagnostic readouts. All metrics, independent regrading (PASS 1 & PASS 4), finite-policy execution of generate_bifurcated and fixed-trajectory AdamW equivalence (PASS 2), integer token conservation laws and direct extract_final_candidate verification on the 35 retained full boxed token-512 prefixes plus tail/index checks on the 523 unboxed prefixes (PASS 3), and 4,000-resample two-level (seed x question), question-clustered, and paired-item bootstrap $95\%$ CIs are verified in $\sim 2\text{s}$ on CPU by verify_supplement.py:
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$O(P)$ Zero-Gradient AdamW Stepping vs. Step Skipping and Execution-Recipe Controls (Sections 3.2 & 5.2): In the baseline (
Arm 1,code/run_baseline.py), homogeneous groups ($\sigma_R = 0$) execute 8 zero-weighted backward passes ($135.7\text{k}$ output / $169.4\text{k}$ full backward tokens; $815.9 / 1018.6 / 1069.5\text{ TFLOPs}$ output / unpadded / padded analytical dense proxies) beforeoptimizer.step(). Allocating zero gradients (param.grad = torch.zeros_like(param)) and callingoptimizer.step()costs $O(P)$ elementwise operations and zero transformer backward FLOPs while preserving AdamW momentum ($m_t$), second-moment ($v_t$), bias-correction, and weight-decay updates that step skipping (--skip-zero-var) omits.- Fixed-Trajectory Bitwise Equivalence vs. Live Execution-Recipe Comparison (
Arm 2vs.Arm 1): On any fixed sequence of active and homogeneous steps sharing a common active-step loss,param.grad = torch.zeros_like(param); optimizer.step()yields bitwise identical parameters $\theta_t$ and AdamW buffers $(m_t, v_t)$ (max_abs_diff = 0.0) to $0.0$-weighted backward passes (PASS 2). In live GPU runs,Arm 1sums cross-entropies before multiplying by advantage, whereasArms 2–13multiply each token's NLL by advantage before summing (compute_weighted_logprob), introducing a 1-ULP active-step rounding difference (grad_norm = 808.9206vs.808.9137on Step 6 ofseed=42) that diverges subsequentbfloat16trajectories [4]; live differences are reported descriptively as execution-recipe comparisons. Under ungated reward,Arm 2cuts output backward tokens by $56.8\%$ ($58.6\text{k}$ vs. $135.7\text{k}$) and dense FLOP proxies by $43.2\%$ / $43.9\%$ / $41.3\%$ ($463.3 / 571.3 / 627.4$ vs. $815.9 / 1018.6 / 1069.5\text{ TFLOPs}$), with same-host wall-clock of $438.1\text{s}$ vs. $454.1\text{s}$ (-3.5%, $\sim 16.0\text{s}$; $530.0\text{s}$ historical mean). Across 3 seeds,Arm 2scores $60.83\% \pm 0.42\%$ onExt240(+1.67 ppvs.Arm 1, two-level $95\%$ CI $[-2.22, +5.69]\text{ pp}$), $44.67\% \pm 0.90\%$ onMATH-500(-1.40 pp, $[-4.60, +1.80]\text{ pp}$), and $54.44\% \pm 1.92\%$ onmath_val210. - Gated Zero-Gradient Stepping (
Arm 4,ra_flat) vs. Gated Step Skipping (Arm 3,gate_flat): With the 30-character pre-boxed gate,ra_flat($45.53\% \pm 1.03\%$MATH-500, $59.31\% \pm 1.68\%$Ext240, $489.0 / 600.1 / 654.8\text{ TFLOPs}$, $433.0\text{s}$) vs.gate_flat($43.07\% \pm 6.54\%$MATH-500, $58.47\% \pm 4.49\%$Ext240) yields[-1.40, -1.40, +10.20] pponMATH-500(mean $+2.47\text{ pp}$, $[-3.47, +9.60]\text{ pp}$). BothArm 2($34.3 \pm 1.5$) andArm 4($33.7 \pm 11.0$, $-3.80\text{ pp}$, per-seed[-2.40, -5.20, -3.80] pp, $[-6.60, -1.00]\text{ pp}$) reduce test cap hits (AllCap2048) vs.Arm 1($52.7 \pm 5.5$).
- Fixed-Trajectory Bitwise Equivalence vs. Live Execution-Recipe Comparison (
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Exact Distributional Analysis of Stopped-Tree vs. Outcome-Dependent Branching Samplers (Sections 4.2 & 4.3): In two-stage ($K=4 \times B=2$) rollouts where Stage 1 targets the first newline boundary $\tau_{\text{causal}} \in [96, 160]$, early-EOS handling ($T_{\text{EOS}} \le \tau_{\text{causal}}$) determines whether leaf marginals match the capped on-policy kernel $\tilde{\pi}_\theta(\cdot \mid x)$ [13, 16]:
- True $\mathcal{F}_t$-Stopped-Tree (
--strict-causal-tau --early-eos-mode terminal_dup,Arms 5, 6, 11, 12, 13): Stopping at $\tau_k = \min(\tau_{\text{causal}}, T_{\text{EOS}})$ is $\mathcal{F}_t$-measurable. When $T_{\text{EOS}} \le \tau_{\text{causal}}$, $u^{(k)} = y_{1:T_{\text{EOS}}}$ is an absorbing terminal leaf with zero-length continuations ($v^{(k,1)} = v^{(k,2)} = \epsilon$), so every leaf has the exact marginal $\Pr(Y_{k,b} = y) = \tilde{\pi}_\theta(y \mid x)$. - Outcome-Dependent Root-Restart (
--strict-causal-tau --early-eos-mode root_resample,Arms 7&8): Retrospectively setting $\tau_k = 0$ after observing EOS in $p^{(k)}_{1:\tau_{\text{causal}}}$ is not $\mathcal{F}_0$-measurable; retaining the early-EOS sequence as Branch 1 while resampling Branch 2 from the root biases sibling marginals ($\Pr(Y_1 = \text{EOS}) = p$ vs. $\Pr(Y_2 = \text{EOS}) = p^2$, verified at $p=1/2$ inPASS 2:(0.50, 0.25)vs.(0.50, 0.50)). - Prefix-Sum Qualification on Shared-Prefix Subsets (Proposition 2): On any realized tree, $\beta = 0$ descendant-mean credit equals leaf-summed GRPO on every shared prefix (Proposition 1), but when only $S = \{k : \tau_k > 0\} \subsetneq \{1,\dots,K\}$ share a non-empty prefix, $B\sum_{k \in S}(\hat{V}_k - \bar{R})/(\sigma_R + 10^{-4})$ need not vanish (
-1.5inPASS 2); only the bonus increment $\Delta_\beta = B\beta\sum_{k \in S}(M_k - \hat{V}_k)/(\sigma_R + 10^{-4}) \ge 0$ is nonnegative for every $S$.
- True $\mathcal{F}_t$-Stopped-Tree (
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Three-Seed $2 \times 2$ (
Horizon: 512 vs. 1,024$\times$Prefix Bonus: \beta = 0.0 vs. 0.25) Stopped-Tree Factorial (Arms 5, 6, 12, 13) and Cap Census (Sections 4.4 & 5.3):- 512-Token Bonus Contrasts (
Arms 5–8) & Cap Census (Table 2A): At 512 tokens, no accuracy benefit from $\beta = 0.25$ over $\beta = 0.0$ is detected within two-level $95\%$ CIs underStopped-Tree(Arm 6vs.Arm 5: $-0.97\text{ pp}$Ext240, $[-5.42, +3.47]$; $+0.73\text{ pp}$MATH-500, $[-3.00, +4.67]$) orRoot-Restart(Arm 8vs.Arm 7: $+0.69\text{ pp}$Ext240, $[-3.06, +4.72]$; $+0.07\text{ pp}$MATH-500, $[-2.80, +3.00]$), while one-sided prefix clamping (--clamped-prefix, Proposition 3) degradesseed=101accuracy by $-14.80\text{ pp}$ ($33.00\%$, $[-19.00, -10.40]$). Across all 612 active steps inArms 1–10,187 / 612 (30.6%)have every $R=0$ leaf at $L = 512$, and48.9%–66.7%(30/45, 30/51, 32/52, 22/45) of divergent pairs inArms 5–8have the $R=0$ branch at $L = 512$ (CapR0Div). - 1,024-Token Horizon & $2 \times 2$ Factorial (
Arms 12&13vs.Arms 5&6): Raising--tokensto $1,024$ at $\beta = 0.0$ (Arm 12) and $\beta = 0.25$ (Arm 13) cutsCapAssocActivefrom $29.3\%$ and $37.1\%$ to $5.6\%$ (3/54) and $1.8\%$ (1/57), cutsCapR0Divfrom $66.7\%$ and $58.8\%$ to $10.0\%$ (5/50) and $24.5\%$ (13/53), and triplesBoth < Capdivergent pairs from $5.0$ and $7.0\text{/run}$ to $15.0$ and $13.3\text{/run}$. Ingt512_prefix_audit(PASS 3),87/90 (96.7%)and107/118 (90.7%)of $>512$-token $R=1$ rollouts have their retained token-512 extraction fail the gated verifier while the final answer passes.Arm 12($\beta=0.0$) scores $46.47\% \pm 0.81\%$ onMATH-500($+2.27\text{ pp}$ vs.Arm 5, per-seed[+2.40, +2.80, +1.60] pp; two-level $95\%$ CI $[-0.73, +5.13]\text{ pp}$; question-clustered $[+0.07, +4.53]\text{ pp}$), $55.71\% \pm 2.52\%$ onVal210, and $61.11\% \pm 3.37\%$ onExt240. Even at 1,024 tokens, $\beta = 0.25$ (Arm 13) shows no detected benefit over $\beta = 0.0$ (Arm 12):Arm 13 - Arm 12is $-1.07\text{ pp}$ (MATH-500, $[-4.20, +2.07]$), $-0.16\text{ pp}$ (Val210, $[-4.76, +4.76]$), and $-2.08\text{ pp}$ (Ext240, $[-6.67, +2.78]$), with $2 \times 2$ interactions of $-1.80\text{ pp}$ (MATH-500, $[-6.93, +3.47]$), $+3.17\text{ pp}$ (Val210), and $-1.11\text{ pp}$ (Ext240).
- 512-Token Bonus Contrasts (
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Three-Seed 100-Question Accumulation (
Arm 11), Test-Time Voting (Table 4), and Counterfactual Prefix-Splice & Native Fork Interventions (Section 5.6,Tables 5A & 5B):Arm 11(100-questionStopped-Tree$\beta=0.0$ + zero-signed-token-mass continuation centering [10] + 4-question unit-normalized accumulation) reaches $46.20\% \pm 0.35\%$ onMATH-500($+2.00\text{ pp}$ vs.Arm 5, $[-0.80, +5.13]\text{ pp}$), $55.08\% \pm 1.92\%$ onVal210, and $59.72\% \pm 0.87\%$ onExt240($-0.56\text{ pp}$, $[-5.28, +4.03]\text{ pp}$). In $k=3$ test-time voting (Table 4),MDL-Maj@3(15 <= L < 2048) exceedsMaxLen-Maj@3by $+4.60\text{ pp}$ (Arm 5, $[+2.00, +7.40]$), $+3.40\text{ pp}$ (Arm 11, $[+1.00, +5.80]$), and $+4.00\text{ pp}$ (Arm 13, $[+1.60, +6.60]$) onMATH-500and $+4.76\text{ pp}$ (Arm 12Val210, $[+1.43, +8.10]$).- Building on [5, 7, 12, 21], we evaluate
Arm 12seed=7across all98discordant items whereseed=42succeeded andseed=7failed (45MATH-500,25Val210,28Ext240;86/98prompt-only failures underK0_none,Section 5.6,Table 5A,PASS 4). Unpadded teacher-forcing onseed=42's 160-token prefixes (15,636tokens) yields96.83%(15,141 / 15,636) greedy argmax agreement (89.07%geometric mean token probability); the495mismatches (3.17%) have a $14.4\times$ smaller logit margin ($0.59$ vs. $8.49$) and85.25%(422/495)top-2containment. Splicingseed=42's prefix through the 1st, 2nd, or 3rd mismatch (MismatchPrefix_1..3_donor, mean $K = 18.6, 38.4, 58.2$) rescues40.7%(35/86),53.5%(46/86), and60.5%(52/86) of prompt-only failures (43/98, 56/98, 63/98overall vs.4.7%/3.5%for 96/160-token self-prefix controls). Without a donor checkpoint, flippingseed=7's 1st or 2nd minimum-margin token in $t \in [4, 64)$ totop-2(Self_MinMargin_Top2_Rank1..2, mean $K = 30.5, 30.9$) rescues29.1%(25/86) each vs.9.3%(8/86) and8.1%(7/86) for exact length-matched identity controls (Self_Identity_Ctrl_Rank1..2), with a 2-branch union of48.8%(42/86;50/98overall) vs.12.8%(11/86). On all950full-benchmark items (Table 5B), branching at the chronologically 1st and 2nd $\Delta z_t \le 0.5$ positions in $t \in [4, 64)$ with a minimum-margin fallback when $<2$ such positions exist (FirstGap05-Fork@3: $1,571/1,900 = 82.7\%$ slots satisfy $\Delta z_t \le 0.5$ [$865/950$B1, $706/950$B2] and $329/1,900 = 17.3\%$ use fallback) rescues65/471 (13.8%)single-branch and103/471 (21.9%)2-branch wrong anchors (vs.50/471 = 10.6%and83/471 = 17.6%forMinMargin-Fork@3), lifting 1-checkpointCompletedRoot-Maj@3to56.67%(+3.81 pp, $[+0.95, +7.14]$) onVal210,59.17%(+1.67 pp) onExt240, and48.40%(+2.40 pp, $[+0.40, +4.40]$) onMATH-500(503/950 = 52.95%pooled, $+2.53\text{ pp}$ $[+1.16, +3.89]$;MDL-Maj@3 = 502/950 = 52.84%, $+2.42\text{ pp}$ $[+0.63, +4.21]$). A 950-itembatch=32vs.batch=64audit onArm 12seed=7records905/950(95.3%) grade agreement (45/950flips, net-0.32 pp), and we retain the evaluation batch-size difference (Arm 13vs.Arms 5, 6, 12) as an explicit limitation.
2. Related Work and Positioning
Our diagnostic study builds on the reasoning-from-scratch GRPO baseline [1], DeepSeek-R1 [2], Dr. GRPO [3], TreeRL [13], MARGE [14], OPTS-TTPO [16], self-consistency voting [19], and Wang et al. (2025) on high-entropy minority forking tokens [21], as well as concurrent studies in r/math_rlvr [4–12, 17, 18, 20]:
- On-Policy Tree Search, Stopping-Time Measurability, Prefix Backups, Forking Tokens, and Run-Ensemble vs. Single-Policy Voting (TreeRL [13], MARGE [14], OPTS-TTPO [16], Wang et al. [21],
math_rlvr_6[20],math_rlvr_7[5],math_rlvr_16[6],math_rlvr_18[7],math_rlvr_22[17],math_rlvr_23[18]): TreeRL [13] Section 3.2 defines descendant-mean node values $\hat{V}_k$, global-plus-local advantages, and internal-node reweighting; MARGE [14] studies guided intermediate-state exploration; OPTS-TTPO [16] analyzes finite-sample policy-gradient learning with tree search, explicitly distinguishing prefix-measurable branching from outcome-adaptive tree expansion and comparing mean vs. max-backup prefix value estimates ($\hat{V}_k$ vs. $M_k$); and Wang et al. [21] show that a small minority of high-entropy forking tokens govern reasoning trajectory divergence in RLVR. Inr/math_rlvr, [5, 6, 7, 9, 10] establish token-0 onset dynamics and lockstep donor-token overrides [5], conditioned policy-score counterexamples [6], Monte Carlo fork credit and top-ranked alternatives at near-ties [7], 2,048-token truncation behavior [9], and zero-signed-token-mass stability [10], while [12, 17, 18, 20] analyze item-profile redistribution across seeds, shared-prefix credit shielding and BF16 weight-space audits, greedy vs. vote-based selection, and run-ensemble vs. single-policy sampling trade-offs ([20], Section 3.7). We do not claim a new tree-credit, forking-token, or ensemble principle. Our bounded contributions are: (1) the controlled optimizer-clock and active-step loss comparison (Arms 1–4), (2) the matched three-seed bonus comparisons across both the exact $\mathcal{F}_t$-stopped tree and the outcome-dependent root-restart sampler (Arms 5–8) together with the complete $2 \times 2$ (Horizon: 512 vs. 1,024$\times$Bonus: \beta = 0.0 vs. 0.25) stopped-tree factorial (Arms 5, 6, 12, 13) and descriptive cap-associated step/pair census (Table 2A), and (3) the three-seed 100-question combined gradient-accumulation replication (Arm 11), uncertainty-qualifiedMDL-Maj@3vs.MaxLen-Maj@3voting comparison (Table 4), and item-level cross-seed donor-prefix splicing and matched-length native minimum-margin fork audit (Tables 5A & 5B).
3. Diagnostic Analysis of Baseline Mechanics
3.1 The Bimodal Token-0 Distribution and Early Short-Guess Reinforcement
Evaluating pretrained Qwen3-0.6B-Base greedily on MATH-500 (base_math500, $14.80\% = 74/500$) and GSM8K-200 + AMC23-40 (base_ext240, $12.50\% = 30/240$: $13.50\%$ on GSM8K-200, $7.50\%$ on AMC23-40) reveals a bimodal length distribution (PASS 1):
- Short Mode ($|y| < 30$ tokens): $426/500$
MATH-500responses ($85.2\%$) emit $<30$ tokens (6–29tokens, typically immediate\boxed{...}<|endoftext|>) at $11.03\%$ accuracy ($47/426$). - Multi-Step Mode ($|y| \ge 30$ tokens): $74/500$
MATH-500responses ($14.8\%$) generate $\ge 30$ tokens at $36.49\%$ accuracy ($27/74$). After 50 RLVR updates (baseline_s42andbaseline_s101), $100.0\%$ ($219/219$ and $221/221$) of correct boxed responses contain $\ge 30$ characters before\boxed{}.
On Step 2 of seed=101 (math_train.json[1], answer 98), all 8 rollouts are 7–8 token responses. When ablate_skip_zerovar_seed101 rewards the 7-token response ' \boxed{98}<|endoftext|>' ($R=1$) while skipping subsequent homogeneous steps, the policy reinforces token-0 \boxed{} emission (early_10_mean_tokens = 32.0, 22 all-zero groups, $78,773$ total tokens; math_val210 drops to $51.90\%$). Similarly, an exploratory easy-first + length-mean run (ctrl_clean50_s101) stayed at $21.9$ mean tokens over the first 10 steps and scored $41.43\%$ ($87/210$) on math_val210 (reported only as a confounded exploratory observation since it varied both curriculum ordering and length reduction).
3.2 Homogeneous-Group Optimizer Stepping in AdamW ($O(P)$ Parameter Work vs. Backward Pass FLOPs) and Active-Step Floating-Point Associativity
In the 50-question baseline runs, $54.0\%$ (seed=42: 12 all-0, 15 all-1), $56.0\%$ (seed=101: 10 all-0, 18 all-1), and $62.0\%$ (seed=7: 13 all-0, 18 all-1) of rollout groups have homogeneous rewards ($\sigma_R = 0 \implies A_i = 0$). Under PyTorch AdamW ($\eta = 10^{-5}, \beta_1 = 0.9, \beta_2 = 0.999, \epsilon = 10^{-8}, \lambda = 0.01$), a step $t$ with zero gradient $g_t = \nabla_\theta \mathcal{L}_t = 0$ updates all $P$ parameters:
Skipping optimizer.step() on homogeneous groups (--skip-zero-var alone, Arm 3) eliminates the 8 redundant backward passes but also omits $m_t, v_t$ decay, bias-correction increments, and weight decay on those steps. Setting param.grad = torch.zeros_like(param) and calling optimizer.step() (--skip-zero-var --zero-var-momentum-step, Arms 2 and 4) omits the $6 P D_{\text{bwd}}$ transformer backward pass while executing the exact AdamW parameter-state update in $O(P)$ elementwise memory/arithmetic operations ($\sim 6$–$8\text{ GFLOPs}$ per step for $P = 751.63\text{M}$, negligible compared to $\sim 16\text{ TFLOPs}$ per 8-trajectory backward pass).
Distinguishing Fixed-Trajectory Bitwise Equivalence from Active-Step Loss Associativity (logprob vs. compute_weighted_logprob):
On any fixed sequence of active and homogeneous steps using a common active-step loss function, replacing $0.0$-weighted backward passes on homogeneous steps with param.grad = torch.zeros_like(param); optimizer.step() produces bitwise identical parameters $\theta_t$ and AdamW state buffers $(m_t, v_t)$ (max_abs_diff = 0.0), whereas skipping optimizer.step() diverges (PASS 2 in verify_supplement.py, verified both via the standard-library scalar AdamW recurrence and, when PyTorch is present, via torch.nn.Module + torch.optim.AdamW tensor checks). When comparing Arm 2 (code/run_experiment.py) against Arm 1 (code/run_baseline.py) in live bfloat16 training, a second implementation detail enters on active steps: code/run_baseline.py computes -adv[i].detach() * logprob(model, seq, len(prompt)) / 8 (summing token cross-entropies first via F.cross_entropy(..., reduction='sum') and then multiplying by scalar $A_i$), whereas compute_weighted_logprob in code/run_experiment.py computes -(weights * token_nll).sum() / 8 (multiplying each token's negative log-likelihood by $A_i$ before summing). Because floating-point addition is non-associative with scalar multiplication ($A_i \sum_t \ell_t$ vs. $\sum_t (A_i \ell_t)$), active steps can differ by 1 ULP (producing grad_norm = 808.9206 vs. 808.9137 on Step 6 of seed=42), which under bfloat16 rollout sensitivity [4] alters sampled trajectories from Step 8 onward. We therefore establish fixed-trajectory zero-gradient equivalence via PASS 2 and treat live Arm 2 vs. Arm 1 trajectory, accuracy, and timing differences descriptively as execution-recipe comparisons.
3.3 Surface-Token Divergence in Mixed Groups
Across the 96 failed ($R=0$) rollouts in the 23 active groups of baseline_s42 and the 82 failed rollouts in the 22 active groups of baseline_s101, $43.75\%$ ($42/96$) and $50.00\%$ ($41/82$) share $\ge 1$ regex-extracted equation in their first 160 tokens with $R=1$ siblings, while mean exact surface-token longest common prefix (LCP) is $11.9$ and $19.3$ tokens. Regex equation matching is only a surface proxy; the LCP statistic reflects that independent root draws rarely share identical token prefixes beyond the opening sentence, motivating two-stage prefix sharing [13, 14, 16].
4. Method, Sampler Distributions, Estimators, and Cap-Associated Census
4.1 Pre-Boxed Derivation Gate (rfind)
To suppress rewards on bare $<30$-character \boxed{} guesses during training while keeping test-time evaluation unmodified (Arm 3–Arm 13), we define:
4.2 Two-Stage Branched Rollouts: Exact Distributional Comparison of Three Samplers
After 3 active warmup steps (--bifurcate-after-active 3), Stage 1 generates $K=4$ root sequences $p^{(1)}, \dots, p^{(4)}$ up to $T_{\max} = 160$ tokens under the executed sampling kernel $\tilde{\pi}_\theta$ (temp=0.8, top_p=0.9, total trajectory cap max_tokens = 512 in Arms 5–11 and 1,024 in Arms 12–13; note that because rollout sampling uses temperature and top-$p$ truncation while the policy-gradient loss scores raw model log-probabilities $\log \pi_\theta$, standard flat rollouts already sample from $\tilde{\pi}_\theta$, and the question below is whether branching preserves or distorts the leaf marginals under $\tilde{\pi}_\theta$). Define the causal newline stopping time on the natural token filtration $\{\mathcal{F}_t\}_{t \ge 1}$ ($T_{\min} = 96$):
We compare three concrete branch-construction rules (verified analytically below, checked at $p = 1/2$ by direct execution of code/run_experiment.py:generate_bifurcated on a 4-outcome finite policy in PASS 2, and verified across all 2,502 steps by per-pair ledger reconstruction in PASS 3 of verify_supplement.py):
-
True $\mathcal{F}_t$-Measurable Stopped-Tree Sampler (
--strict-causal-tau --early-eos-mode terminal_dup,Arms 5, 6, 11, 12, 13):- Stopping Rule: Each prefix stops at $\tau_k = \min\big(\tau_{\text{causal}}(p^{(k)}),\, T_{\text{EOS}}(p^{(k)})\big)$. Since both $\tau_{\text{causal}}$ and $T_{\text{EOS}}$ are stopping times on $\{\mathcal{F}_t\}_{t \ge 1}$, their minimum $\tau_k$ is a strictly $\mathcal{F}_t$-measurable stopping time [16].
- Continuation Rule: When $T_{\text{EOS}}(p^{(k)}) > \tau_{\text{causal}}(p^{(k)})$ (
causal_non_eos_pairs), both branches inherit $u^{(k)} = p^{(k)}_{1:\tau_k}$ (prefix_len$= \tau_k \in [96, 160]$) and draw independent continuations $v^{(k,1)}, v^{(k,2)} \sim \tilde{\pi}_\theta(\cdot \mid x, u^{(k)})$ up to $\text{max\_tokens} - \tau_k$ tokens. When $T_{\text{EOS}}(p^{(k)}) \le \tau_{\text{causal}}(p^{(k)})$ (terminal_dup_pairs), $u^{(k)} = p^{(k)}_{1:T_{\text{EOS}}}$ is already an absorbing terminal leaf ending inEOS; its two descendants have degenerate zero-length continuations ($v^{(k,1)} = v^{(k,2)} = \epsilon$,prefix_len$= T_{\text{EOS}}$,stage2_gen_tokens$= 0$). - Exact Sampling Marginal Property: For any complete trajectory $y = (y_1, \dots, y_L)$ under the capped kernel $\tilde{\pi}_\theta$, if $L \le \tau_{\text{causal}}(y)$ then $\Pr(Y_{k,b} = y) = \tilde{\pi}_\theta(y \mid x) \cdot 1 = \tilde{\pi}_\theta(y \mid x)$; if $L > \tau_{\text{causal}}(y)$ then by the chain rule $\Pr(Y_{k,b} = y) = \tilde{\pi}_\theta(y_{1:\tau_k} \mid x)\,\tilde{\pi}_\theta(y_{\tau_k+1:L} \mid x, y_{1:\tau_k}) = \tilde{\pi}_\theta(y \mid x)$ for both $b \in \{1,2\}$. Executing
generate_bifurcateddirectly on a 4-outcome finite policy where $\tilde{\pi}_\theta$ emits immediateEOSwith probability $p = 1/2$ and otherwise traverses $\tau_{\text{causal}}$ (PASS 2) confirms $\Pr(Y_{k,1} = \text{EOS}) = \Pr(Y_{k,2} = \text{EOS}) = 0.50$ withprefix_lengths = [1, 1, 1, 1, 49, 49, 49, 49]. - Executed Pair Breakdown (
PASS 3): Acrossseeds = 42, 101, 7,(flat_warmup_pairs, causal_non_eos_pairs, terminal_dup_pairs)are(24, 163, 13),(20, 177, 3), and(20, 179, 1)forArm 5($\beta=0.0$);(24, 164, 12),(20, 178, 2), and(20, 177, 3)forArm 6($\beta=0.25$);(48, 351, 1),(32, 366, 2), and(32, 362, 6)across the $400$ pairs/run of 100-questionArm 11;(32, 163, 5),(24, 175, 1), and(20, 178, 2)for 1,024-tokenArm 12($\beta=0.0$); and(32, 167, 1),(24, 176, 0), and(20, 177, 3)for 1,024-tokenArm 13($\beta=0.25$), with zero conservation violations.
-
Outcome-Dependent Root-Restart Sampler (
--strict-causal-tau --early-eos-mode root_resample,Arms 7and8):- Rule & Non-Causality at $t=0$: When $T_{\text{EOS}}(p^{(k)}) > \tau_{\text{causal}}(p^{(k)})$ (
causal_non_eos_pairs), both branches share $u^{(k)} = p^{(k)}_{1:\tau_{\text{causal}}}$. However, whenEOSis observed at $T_{\text{EOS}}(p^{(k)}) \le \tau_{\text{causal}}(p^{(k)})$ (tau_zero_pairs), the procedure retrospectively sets $\tau_k = 0$ (prefix_len = 0), keeps $p^{(k)}_{1:T_{\text{EOS}}}$ as Branch 1, and draws Branch 2 freshly from the root prompt $x$. Because the event $\{\tau_k = 0\} = \{T_{\text{EOS}} \le \tau_{\text{causal}}\}$ depends on tokens generated up to $T_{\text{EOS}}$, it is not measurable at time $0$ ($\{\tau_k = 0\} \notin \mathcal{F}_0$). - Biased Sibling Marginals (Analytical Proof &
PASS 2Implementation Check): Analytically, for any policy that emits earlyEOSbefore $\tau_{\text{causal}}$ with probability $p \in (0,1)$, Branch 1 emits earlyEOSwith probability $\Pr(Y_1 = \text{EOS}) = p$, whereas Branch 2 emits earlyEOSonly if Stage 1 emits earlyEOS(triggering $\tau_k = 0$, probability $p$) and the independent restarted root draw also emits earlyEOS(probability $p$):$$ \Pr(Y_1 = \mathrm{EOS}) = p, \qquad \Pr(Y_2 = \mathrm{EOS}) = p^2 \qquad \big(\text{at } p = \tfrac{1}{2}:\; \Pr(Y_1 = \mathrm{EOS}) = 0.50,\; \Pr(Y_2 = \mathrm{EOS}) = 0.25\big), $$which is checked on the 4-outcome finite policy ($p=1/2$) inPASS 2((0.50, 0.25)withprefix_lengths = [0, 0, 0, 0, 49, 49, 49, 49]). - Executed Pair Breakdown (
PASS 3): Acrossseeds = 42, 101, 7,(flat_warmup_pairs, causal_non_eos_pairs, tau_zero_pairs)are(24, 160, 16),(20, 177, 3), and(20, 179, 1)forArm 7($\beta=0.0$) and(24, 169, 7),(20, 178, 2), and(20, 178, 2)forArm 8($\beta=0.25$), summing to $200/200$ pairs per run.
- Rule & Non-Causality at $t=0$: When $T_{\text{EOS}}(p^{(k)}) > \tau_{\text{causal}}(p^{(k)})$ (
-
Outcome-Dependent Midpoint-Fallback Sampler (
Arms 9and10): Without--strict-causal-tau, early-EOS sequences of length $\ge 32$ keep the completed trajectory as Branch 1 and split Branch 2 at an interior newline viafind_midpoint_boundary(early_eos_gt104_pairs$= 3, 5, 6$ andmidpoint_fallback_pairs$= 12, 4, 2$ inArm 9), which depends on terminal length atEOS.
4.3 Estimator Analysis: Fixed-Tree Summation at $\beta=0$ and Subset Qualification for $\beta > 0$
For any pair $k \in \{1, \dots, K\}$ with $\tau_k > 0$, let $\hat{V}_k = \frac{1}{B}\sum_{b=1}^B R_{k,b}$ ($B=2$) be the descendant mean (TreeRL [13]), $M_k = \max_{b} R_{k,b}$ (the max-backup value studied in OPTS-TTPO [16]), and $\bar{R} = \frac{1}{KB}\sum_{k,b} R_{k,b}$. For $t \le \tau_k$ and $t > \tau_k$, the engine assigns:
$$ A_{\text{prefix}}(k) = \frac{\tilde{V}_k - \bar{R}}{\sigma_R + 10^{-4}} \quad \big(\tilde{V}_k = \hat{V}_k + \beta(M_k - \hat{V}_k) = (1-\beta)\hat{V}_k + \beta M_k\big), \qquad A_{\text{cont}}(k, b) = \frac{(1 - \alpha)(R_{k,b} - \bar{R}) + \alpha (R_{k,b} - \hat{V}_k)}{\sigma_R + 10^{-4}} \quad (\alpha = 0.5), $$while pairs with $\tau_k = 0$ (prefix_len = 0) receive unmodified leaf credit $(R_{k,b} - \bar{R})/(\sigma_R + 10^{-4})$ on all tokens.
-
Proposition 1 (Fixed-Tree Shared-Prefix Summation Identity at $\beta = 0$): For any pair $k$ with $\tau_k > 0$, because $u^{(k)} = y^{(k,b)}_{1:\tau_k}$ is shared across $b \in \{1, \dots, B\}$, summing the $\beta = 0$ prefix gradient across its $B$ leaves yields:
$$ \sum_{b=1}^B A_{\text{prefix}}^{\beta=0}(k) \nabla_\theta \log \pi_\theta(u^{(k)} \mid x) = \frac{B(\hat{V}_k - \bar{R})}{\sigma_R + 10^{-4}} \nabla_\theta \log \pi_\theta(u^{(k)} \mid x) = \left(\sum_{b=1}^B \frac{R_{k,b} - \bar{R}}{\sigma_R + 10^{-4}}\right) \nabla_\theta \log \pi_\theta(u^{(k)} \mid x), $$matching the summed prefix gradient of leaf-level GRPO on that realized tree.
-
Proposition 2 (Conditional Expectation and Subset Qualification on Shared-Prefix Pairs $S = \{k : \tau_k > 0\}$): Under i.i.d. Bernoulli($q$) continuations from $u^{(k)}$, $\mathbb{E}[\tilde{V}_k \mid u^{(k)}] = q + \beta q(1-q)$. Across a batch of $K$ pairs where $S = \{k \in \{1,\dots,K\} : \tau_k > 0\}$ is the set of pairs with a non-empty shared prefix, the sum of prefix coefficients actually applied to shared prefixes is:
$$ \sum_{k \in S} \sum_{b=1}^B A_{\text{prefix}}(k) = \frac{B \sum_{k \in S} (\hat{V}_k - \bar{R}) + B \beta \sum_{k \in S} (M_k - \hat{V}_k)}{\sigma_R + 10^{-4}}. $$When all $K$ pairs have $\tau_k > 0$ ($S = \{1,\dots,K\}$, as holds on every post-warmup step of
$$ \Delta_\beta \sum_{k \in S} \sum_{b=1}^B A_{\text{prefix}}(k) = \frac{B \beta \sum_{k \in S} (M_k - \hat{V}_k)}{\sigma_R + 10^{-4}} \ge 0. $$Stopped-Treewhere $\tau_k = \min(\tau_{\text{causal}}, T_{\text{EOS}}) \ge 1$), the first term $B\sum_{k=1}^K (\hat{V}_k - \bar{R}) = 0$ vanishes identically. However, when some pairs have $\tau_k = 0$ ($S \subsetneq \{1,\dots,K\}$, as inRoot-Restartwhen early EOS occurs), $B\sum_{k \in S}(\hat{V}_k - \bar{R}) = -B\sum_{k \notin S}(\hat{V}_k - \bar{R})$ need not vanish: for example (PASS 2), with $K=4$ pairs where one shared pair $S=\{1\}$ has rewards $(0,0)$ ($\hat{V}_1 = 0$) and three root-restarted pairs $\{2,3,4\}$ have $(1,1)$ ($\bar{R} = 0.75$), the numerator at $\beta=0$ on $S$ is $2(0 - 0.75) = -1.5 \ne 0$. What holds for every subset $S \subseteq \{1,\dots,K\}$ is that the bonus increment from adding $\beta > 0$ on shared prefixes is nonnegative: -
Proposition 3 (Failure of One-Sided Prefix Clamping When $\bar{R} > 0.5$): In
ablate_selective_s101(--clamped-prefix), on a divergent pair ($\hat{V}_k = 0.5, M_k = 1$), keeping $(1-\bar{R})/(\sigma_R+10^{-4}) > 0$ on the winning branch while clamping the losing branch to $\max(0, (0.625-\bar{R})/(\sigma_R+10^{-4})) \ge 0$ gives a strictly positive net prefix weight for all $\bar{R} < 1$, positively reinforcing below-average prefixes whenever $\bar{R} \in \{0.625, 0.75, 0.875\}$.
4.4 Descriptive Census of Cap-Associated Active Steps and Reward-Divergent Pairs at 512 vs. 1,024 Tokens (Table 2A)
To characterize how often active steps and reward-divergent tree pairs coincide with the rollout token cap (512 tokens in Arms 1–10; 1,024 tokens in Arms 12 and 13) [9, 10], we audit the exact prefix lengths $(\text{pl}_{k,1}, \text{pl}_{k,2})$, leaf token lengths $(L_{k,1}, L_{k,2})$, and binary rewards $(R_{k,1}, R_{k,2})$ across all 50-question three-seed arms in training_records.json (Table 2A in verify_supplement.py):
| Arm (seeds = 42, 101, 7, 150 total steps / 600 pairs) | Active Steps | CapAssocActive (all $R=0$ have $L=\text{Cap}$) | CapR0 Leaves / All $R=0$ in Active Steps | Post-Warmup Divergent Pairs ($R_{k,1} \ne R_{k,2}$) / Shared ($\tau_k > 0$) | CapR0Div ($L_{R=0} = \text{Cap}$) | NonCapR0Div ($L_{R=0} < \text{Cap}$) / (Both < Cap) |
|---|---:|---:|---:|---:|---:|---:|
| 1. Baseline Flat GRPO ($512\text{ tok}$) | $64$ | $24 / 64$ ($37.5\%$) | $137 / 263$ ($52.1\%$) | — (flat) | — | — |
| 2. Ungated Flat + Zero-Grad Step ($512\text{ tok}$) | $64$ | $18 / 64$ ($28.1\%$) | $118 / 237$ ($49.8\%$) | — (flat) | — | — |
| 3. Flat + Gate + Skip-Zero-Var ($512\text{ tok}$) | $63$ | $11 / 63$ ($17.5\%$) | $82 / 253$ ($32.4\%$) | — (flat) | — | — |
| 4. Flat + Gate + Zero-Grad Step ($512\text{ tok}$) | $68$ | $23 / 68$ ($33.8\%$) | $123 / 248$ ($49.6\%$) | — (flat) | — | — |
| 5. Stopped-Tree ($\beta=0.0, 512\text{ tok}$) | $58$ | $17 / 58$ ($29.3\%$) | $129 / 237$ ($54.4\%$) | $45$ ($45$) | $30 / 45$ ($66.7\%$) | $15$ ($15$ Both<512) |
| 6. Stopped-Tree ($\beta=0.25, 512\text{ tok}$) | $62$ | $23 / 62$ ($37.1\%$) | $126 / 247$ ($51.0\%$) | $51$ ($51$) | $30 / 51$ ($58.8\%$) | $21$ ($21$ Both<512) |
| 7. Root-Restart Tree ($\beta=0.0, 512\text{ tok}$) | $58$ | $20 / 58$ ($34.5\%$) | $118 / 216$ ($54.6\%$) | $52$ ($51$) | $32 / 52$ ($61.5\%$) | $20$ ($20$ Both<512) |
| 8. Root-Restart Tree ($\beta=0.25, 512\text{ tok}$) | $58$ | $16 / 58$ ($27.6\%$) | $116 / 247$ ($47.0\%$) | $45$ ($44$) | $22 / 45$ ($48.9\%$) | $23$ ($22$ Both<512) |
| 9. Midpoint-Fallback RA-MST ($\beta=0.25, 512\text{ tok}$) | $63$ | $19 / 63$ ($30.2\%$) | $121 / 257$ ($47.1\%$) | $49$ ($49$) | $22 / 49$ ($44.9\%$) | $27$ ($26$ Both<512) |
| 10. Midpoint-Fallback MST ($\beta=0.25$, no warmup) | $54$ | $16 / 54$ ($29.6\%$) | $91 / 212$ ($42.9\%$) | $56$ ($45$) | $22 / 56$ ($39.3\%$) | $34$ ($34$ Both<512) |
| 12. Stopped-Tree ($\beta=0.0, 1024\text{ tok matched}$) | $54$ | $3 / 54$ ($5.6\%$) | $25 / 190$ ($13.2\%$) | $50$ ($50$) | $5 / 50$ ($10.0\%$) | $45$ ($45$ Both<1024) |
| 13. Stopped-Tree ($\beta=0.25, 1024\text{ tok matched}$) | $57$ | $1 / 57$ ($1.8\%$) | $45 / 210$ ($21.4\%$) | $53$ ($53$) | $13 / 53$ ($24.5\%$) | $40$ ($40$ Both<1024) |
Table 2A records three descriptive observations and their interpretive boundaries:
- Cap-Associated Active Steps (
187 / 612 = 30.6%AcrossArms 1–10): Across all 612 active steps of the ten 512-token arms (Arms 1–10), $187/612$ ($30.6\%$) have every zero-reward rollout at the 512-token cap ($L_{k,b} = 512$). Observing $R=0$ and $L=512$ does not establish that an unfinished rollout was otherwise mathematically correct or would have succeeded if continued past 512 tokens; rather, it documents that on $30.6\%$ of active steps, every negative-advantage rollout in the group also reached the 512-token boundary [9, 10]. - Exact Predicates for Shared-Prefix and Cap-Associated Divergent Pairs: In
Table 2A,Post-Warmup Divergent Pairscounts all post-warmup pairs (cid != 0) with $R_{k,1} \ne R_{k,2}$, whileShared ($\tau_k > 0$)counts those with a positive shared prefix (pl0 > 0 and pl1 > 0), the exact set receiving the prefix bonus $\beta(M_k - \hat{V}_k)$ (45/45inArm 5,51/51inArm 6,51/52inArm 7,44/45inArm 8,50/50inArm 12, and53/53inArm 13, asArms 7and8each contain one divergenttau_zeropair with $\tau_k = 0$).CapR0Divcounts divergent pairs where $L_{R=0} = \text{Cap}$,NonCapR0Divcounts those with $L_{R=0} < \text{Cap}$, andBoth < Capcounts those where both branches finish below the cap (22and26vs.23and27NonCapR0DivinArms 8and9due to one $L_{R=1}=512$ pair each). Because $M_k - \hat{V}_k = 0.5$ applies identically toCapR0DivandNonCapR0Divshared pairs and pair counts do not bound gradient influence after standardization, clipping, and AdamW updates, Table 2A supports a descriptive hypothesis about sparse ($7.5\%$–$8.8\%$ of pairs) and frequently cap-associated reward disagreement rather than proving a causal explanation for the unresolved $\beta = 0.25$ vs. $\beta = 0.0$ contrasts. - Horizon Expansion Across the $2 \times 2$ Stopped-Tree Factorial (
Arms 12, 13vs.Arms 5, 6): Raising--tokensfrom $512$ (Arms 5, 6) to $1,024$ (Arms 12, 13) with--split-tokens 160,zero_cont_token_mass=False, andterminal_dupheld fixed cutsCapAssocActivefrom $17/58$ ($29.3\%$) and $23/62$ ($37.1\%$) to $3/54$ ($5.6\%$) and $1/57$ ($1.8\%$), cutsCapR0from $129/237$ ($54.4\%$) and $126/247$ ($51.0\%$) to $25/190$ ($13.2\%$) and $45/210$ ($21.4\%$), and triples completedBoth < Capdivergent pairs from $15/45$ ($5.0\text{/run}$) and $21/51$ ($7.0\text{/run}$) to $45/50$ ($15.0\text{/run}$) and $40/53$ ($13.3\text{/run}$).
5. Experimental Results, Resource Accounting, and Statistical Analysis
5.1 Chronology Disclosure, External Benchmark, and Qualified Resource Accounting
Chronology and Run Provenance Disclosure:
- During our initial exploratory phase, we constructed
data_splits/math_val210.json($N=210$, stratified 7 subjects $\times$ 5 levels $\times$ 6 items, disjoint frommath_train.json[:500]andmath500_test.json) and read out bothmath_val210andmath500_test.jsononseed=101runs (Arms 1, 3, 4, 5, 9, 10) before 3-seed replication. Thus $L_{\text{gate}} = 30$ and--bifurcate-after-active 3were not blinded toMATH-500. - Subsequently, with all hyperparameters frozen, we assembled the 240-item external benchmark (
gsm8k_amc_bench240.json: first 200 test items ofopenai/gsm8k[15] + all 40 test items ofmath-ai/amc23), outside the Hendrycks MATH corpus and never used for any design decision. ForArms 2, 6, 7, 8, 11, 12, 13andstopped_tree_h1024_s101,MATH-500,math_val210, andExt240were evaluated in the same primary execution astraining.jsonlandrollouts.jsonl. ForArms 1, 3, 4, 5(12runs acrossseeds = 42, 101, 7),MATH-500,math_val210,training.jsonl, androllouts.jsonlcome from the primary 50-step execution, whileExt240was evaluated on a matched 50-step re-execution ({baseline,gate_flat,ra_flat,strict_mst_beta0}_ext_seed{42,101,7}), whose exact step-time sum (5,376.03s) and run wall-clock (5,436.11sacross600steps) are recorded intraining_records.jsonand verified inPASS 3alongside the 46 primary training runs = 2,502 steps = 10,008 pairs.
Auditable Per-Step & Per-Pair Resource Derivation and Analytical Dense-Work Proxy Qualification (training_records.json & PASS 3):
training_records.json stores each run's config, effective_early_eos_mode, and per-step step_ledger ([pl0, pl1, l0, l1, r0, r1, cat_id] tuples), and verify_supplement.py (PASS 3) verifies both unpadded/trimmed token counts and padded/untrimmed batch execution counts:
- Unpadded/Trimmed Token Counts (
gen,pref,leaf,bwd_out,bwd_full):gen(ActualGenTok) sums $\sum_s (D_{\text{S1,raw}}(s) + D_{\text{S2,gen}}(s))$ across Stage 1 (including tokens up tosplit_tokensdiscarded aftercut) and Stage 2;pref(PrefillTok) sums unpadded Stage-1/2 prefill lengths;leaf(LeafTok) sums $\sum_{i=1}^8 L_i(s)$, satisfying exact integer conservation $D_{\text{S1,leaf}}(s) + D_{\text{S2,gen}}(s) = \text{leaf}(s)$ and $0 \le L_b - \text{pl}_b \le \text{max\_tokens} - \text{pl}_b$ (PASS 3);bwd_outandbwd_fullsumleafand $8 L_{\text{prompt}}(s) + \text{leaf}(s)$ over active backward steps. - Padded Prefill and Untrimmed Batch-Max Decoder Steps (
pad_pref,untrim_gen): Becausegenerateandgenerate_bifurcatedleft-pad Stage-2 prompts towidth = max(map(len, unfinished_prompts))and step KV-cached decoding across the batch until all rows reachEOSormax_tokens(done.all()), trimming after the firstEOSonly when building returned lists, we also compute exactpad_prefanduntrim_gen. - Qualification of
OutTFLOPs,FullTFLOPs, andPadFullTFLOPsas Analytical Dense-Work Proxies: With $P = 751,632,384$, we report $\text{OutTFLOPs} = (2 D_{\text{gen}} + 6 D_{\text{bwd,out}}) P / 10^{12}$, $\text{FullTFLOPs} = [2(D_{\text{pref}} + D_{\text{gen}}) + 6 D_{\text{bwd,full}}] P / 10^{12}$, and $\text{PadFullTFLOPs} = [2(D_{\text{pad\_pref}} + D_{\text{untrim\_gen}}) + 6 D_{\text{bwd,full}}] P / 10^{12}$. These $2P/6P$ quantities are analytical dense-work proxies rather than exact hardware FLOP counts: $P$ includestok_emb.weight($155.58\text{M}$ params, a lookup in forward and sparse scatter-add in backward), prefill evaluatesout_headonly on the last token, and quadratic attention $O(L^2 d)$ and $O(P)$ AdamW updates are omitted.
Figure 1: Three-seed MATH-500 accuracy and 2,048-token cap hits across arms (seeds 42, 101, and 7).
5.2 Complete Thirteen-Arm Three-Seed Comparison Across Three Benchmarks (Table 1)
| Arm (seeds = 42, 101, 7; 50 q for Arms 1–10 & 12, 13, 100 q for Arm 11) | MATH-500 Mean $\pm$ SD ($42 / 101 / 7$) | math_val210 Mean $\pm$ SD | External GSM8K-200 + AMC23-40 (GSM8K / AMC23) | MATH-500 AllCap2048 (42/101/7) / IncTrunc | Tokens (gen [untrim] / pref [pad] / bwd_out / bwd_full) | Analytical Proxy (Out / Full / PadFull TFLOPs, Sec) |
|---|---:|---:|---:|---:|---:|---:|
| Qwen3-0.6B-Base (0 updates) | $14.80\%$ ($74/500$) | $21.43\%$ ($45/210$) | $12.50\%$ ($13.50\% / 7.50\%$) | $5.0$ ($5$) / $5.0$ | $0 [0] / 0 [0] / 0 / 0\text{k}$ | $0.0 / 0.0 / 0.0$ ($0\text{s}$) |
| 1. Baseline Flat GRPO (ungated, full bwd) [1] | $46.07\% \pm 2.39\%$ ($44.4 / 45.0 / 48.8$) | $55.24\% \pm 0.48\%$ | $59.17\% \pm 1.82\%$ ($67.00\% / 20.00\%$) | $52.7$ ($53/47/58$) / $51.7$ | $135.7 [169.6] / 33.7 [33.7] / 135.7 / 169.4\text{k}$ | $815.9 / 1018.6 / 1069.5$ ($530\text{s}$; same-host $454\text{s}$) |
| 2. Ungated Flat + Zero-Grad Step | $44.67\% \pm 0.90\%$ ($43.8 / 44.6 / 45.6$) | $54.44\% \pm 1.92\%$ | $60.83\% \pm 0.42\%$ ($68.17\% / 24.17\%$) | $34.3$ ($33/34/36$) / $33.3$ | $132.4 [169.7] / 33.7 [33.7] / 58.6 / 71.3\text{k}$ | $463.3 / 571.3 / 627.4$ ($438\text{s}$) |
| 3. Flat + Gate + Skip-Zero-Var (gate_flat) | $43.07\% \pm 6.54\%$ ($45.8 / 47.8 / 35.6$) | $52.54\% \pm 4.32\%$ | $58.47\% \pm 4.49\%$ ($65.83\% / 21.67\%$) | $43.0$ ($40/32/57$) / $42.7$ | $127.1 [162.0] / 33.7 [33.7] / 55.3 / 67.3\text{k}$ | $440.3 / 545.3 / 597.7$ ($416\text{s}$) |
| 4. Flat + Gate + Zero-Grad Step (ra_flat) | $45.53\% \pm 1.03\%$ ($44.4 / 46.4 / 45.8$) | $53.81\% \pm 1.65\%$ | $59.31\% \pm 1.68\%$ ($67.17\% / 20.00\%$) | $33.7$ ($41/21/39$) / $31.7$ | $131.0 [167.4] / 33.7 [33.7] / 64.8 / 78.2\text{k}$ | $489.0 / 600.1 / 654.8$ ($433\text{s}$) |
| 5. Stopped-Tree (terminal_dup, $\beta=0.0, 512\text{ tok}$) | $44.20\% \pm 0.53\%$ ($43.6 / 44.6 / 44.4$) | $55.24\% \pm 1.43\%$ | $60.28\% \pm 2.10\%$ ($68.00\% / 21.67\%$) | $35.7$ ($32/30/45$) / $34.3$ | $124.7 [156.7] / 84.7 [88.2] / 54.7 / 65.8\text{k}$ | $434.2 / 611.5 / 665.0$ ($480\text{s}$) |
| 6. Stopped-Tree (terminal_dup, $\beta=0.25, 512\text{ tok}$) | $44.93\% \pm 2.32\%$ ($47.6 / 43.8 / 43.4$) | $51.90\% \pm 2.90\%$ | $59.31\% \pm 2.29\%$ ($66.67\% / 22.50\%$) | $38.3$ ($38/25/52$) / $37.3$ | $125.9 [158.3] / 85.0 [89.2] / 59.7 / 71.6\text{k}$ | $458.7 / 640.1 / 695.0$ ($487\text{s}$) |
| 7. Root-Restart Tree ($\tau_k=0$ on EOS, $\beta=0.0$) | $45.80\% \pm 0.87\%$ ($46.4 / 44.8 / 46.2$) | $53.97\% \pm 1.20\%$ | $59.72\% \pm 1.34\%$ ($68.00\% / 18.33\%$) | $40.7$ ($30/41/51$) / $38.3$ | $124.1 [157.7] / 85.6 [90.0] / 56.0 / 67.5\text{k}$ | $439.1 / 619.8 / 677.0$ ($476\text{s}$) |
| 8. Root-Restart Tree ($\tau_k=0$ on EOS, $\beta=0.25$) | $45.87\% \pm 2.01\%$ ($45.6 / 44.0 / 48.0$) | $53.97\% \pm 1.45\%$ | $60.42\% \pm 0.83\%$ ($68.00\% / 22.50\%$) | $51.3$ ($61/48/45$) / $51.0$ | $125.2 [157.6] / 86.4 [91.1] / 55.2 / 66.3\text{k}$ | $437.4 / 617.0 / 672.7$ ($479\text{s}$) |
| 9. Midpoint-Fallback RA-MST ($\beta=0.25$) | $47.00\% \pm 1.40\%$ ($47.0 / 45.6 / 48.4$) | $55.56\% \pm 1.67\%$ | — | $39.0$ ($32/48/37$) / $37.7$ | $121.9 [155.4] / 84.6 [89.2] / 58.6 / 71.0\text{k}$ | $447.7 / 630.9 / 688.0$ ($476\text{s}$) |
| 10. Midpoint-Fallback MST ($\beta=0.25$, no warmup) | $46.93\% \pm 0.76\%$ ($46.4 / 47.8 / 46.6$) | $53.81\% \pm 1.26\%$ | — | $53.0$ ($65/48/46$) / $50.7$ | $120.4 [151.4] / 86.0 [92.2] / 49.2 / 59.7\text{k}$ | $402.9 / 579.6 / 635.7$ ($482\text{s}$) |
| 11. Stopped-Tree + ZeroMass + Accum4 (100 q) | $46.20\% \pm 0.35\%$ ($45.8 / 46.4 / 46.4$) | $55.08\% \pm 1.92\%$ | $59.72\% \pm 0.87\%$ ($67.00\% / 23.33\%$) | $37.3$ ($35/41/36$) / $36.7$ | $262.9 [314.4] / 201.2 [210.5] / 98.2 / 122.3\text{k}$ | $838.0 / 1249.4 / 1340.8$ ($1027\text{s}$) |
| 12. Stopped-Tree ($\beta=0.0, 1024\text{ tok matched}$) | $46.47\% \pm 0.81\%$ ($46.0 / 47.4 / 46.0$) | $55.71\% \pm 2.52\%$ | $61.11\% \pm 3.37\%$ ($67.83\% / 27.50\%$) | $43.0$ ($45/51/33$) / $42.0$ | $146.6 [210.2] / 85.6 [90.0] / 62.5 / 72.8\text{k}$ | $502.2 / 677.1 / 779.5$ ($650\text{s}$) |
| 13. Stopped-Tree ($\beta=0.25, 1024\text{ tok matched}$) | $45.40\% \pm 1.06\%$ ($44.6 / 45.0 / 46.6$) | $55.56\% \pm 1.20\%$ | $59.03\% \pm 5.31\%$ ($65.50\% / 26.67\%$) | $55.3$ ($75/45/46$) / $54.7$ | $154.5 [215.8] / 86.0 [89.7] / 73.9 / 85.3\text{k}$ | $565.3 / 746.0 / 843.7$ ($664\text{s}$) |
5.3 Matched Two-Level (Seed $\times$ Question) Bootstrap Contrasts and Evidence Interpretation (Table 2B)
Table 2B (recomputed by verify_supplement.py) presents 26 contrasts with 4,000-resample two-level (seed $\times$ question) bootstrap $95\%$ CIs (primary, resampling both seeds and questions) alongside question-clustered intervals (conditional on the 3 checkpoints) and auxiliary flattened $3N$-observation intervals (which ignore within-question correlation across seeds and do not establish cross-seed generalization when the two-level interval spans zero):
| Controlled Contrast (seeds = 42, 101, 7) | Benchmark ($N$) | Per-Seed Diffs ($42 / 101 / 7$, pp) | 3-Seed Mean Diff | Primary Two-Level Seed $\times$ Item $95\%$ CI | Q-Clustered / Flat3N $95\%$ CI |
|---|---:|---:|---:|---:|---:|
| 1. Stopped-Tree $\beta=0.25$ vs. $\beta=0.0$ (terminal_dup): Arm 6 vs. Arm 5 | MATH-500 ($500$) | $+4.00 / -0.80 / -1.00$ | $+0.73\text{ pp}$ | $[-3.00, +4.67]\text{ pp}$ | $[-1.33, +2.80] / [-1.40, +2.80]\text{ pp}$ |
| 2. Stopped-Tree $\beta=0.25$ vs. $\beta=0.0$ (terminal_dup): Arm 6 vs. Arm 5 | Ext240 ($240$) | $-1.67 / -2.08 / +0.83$ | $-0.97\text{ pp}$ | $[-5.42, +3.47]\text{ pp}$ | $[-4.03, +2.22] / [-4.17, +2.08]\text{ pp}$ |
| 3. Root-Restart $\beta=0.25$ vs. $\beta=0.0$ (root_resample): Arm 8 vs. Arm 7 | MATH-500 ($500$) | $-0.80 / -0.80 / +1.80$ | $+0.07\text{ pp}$ | $[-2.80, +3.00]\text{ pp}$ | $[-1.87, +2.07] / [-2.00, +2.13]\text{ pp}$ |
| 4. Root-Restart $\beta=0.25$ vs. $\beta=0.0$ (root_resample): Arm 8 vs. Arm 7 | Ext240 ($240$) | $+1.67 / +0.00 / +0.42$ | $+0.69\text{ pp}$ | $[-3.06, +4.72]\text{ pp}$ | $[-2.36, +3.75] / [-2.22, +3.61]\text{ pp}$ |
| 5. Root-Restart vs. Stopped-Tree at $\beta=0.0$: Arm 7 vs. Arm 5 | MATH-500 ($500$) | $+2.80 / +0.20 / +1.80$ | $+1.60\text{ pp}$ | $[-1.33, +4.73]\text{ pp}$ | $[-0.53, +3.73] / [-0.53, +3.80]\text{ pp}$ |
| 6. Midpoint-Fallback vs. Root-Restart at $\beta=0.25$: Arm 9 vs. Arm 8 | MATH-500 ($500$) | $+1.40 / +1.60 / +0.40$ | $+1.13\text{ pp}$ | $[-1.53, +3.87]\text{ pp}$ | $[-0.80, +3.13] / [-0.80, +3.20]\text{ pp}$ |
| 7. Execution-Recipe Zero-Grad Step vs. Full Bwd (Ungated): Arm 2 vs. Arm 1 | MATH-500 ($500$) | $-0.60 / -0.40 / -3.20$ | $-1.40\text{ pp}$ | $[-4.60, +1.80]\text{ pp}$ | $[-3.60, +0.80] / [-3.60, +0.73]\text{ pp}$ |
| 8. Execution-Recipe Zero-Grad Step vs. Full Bwd (Ungated): Arm 2 vs. Arm 1 | Ext240 ($240$) | $+0.00 / +2.08 / +2.92$ | $+1.67\text{ pp}$ | $[-2.22, +5.69]\text{ pp}$ | $[-1.25, +4.72] / [-1.11, +4.44]\text{ pp}$ |
| 9. Zero-Grad Momentum Step vs. Skip (Gated): Arm 4 (ra_flat) vs. Arm 3 | MATH-500 ($500$) | $-1.40 / -1.40 / +10.20$ | $+2.47\text{ pp}$ | $[-3.47, +9.60]\text{ pp}$ | $[+0.07, +4.93] / [+0.07, +4.80]\text{ pp}$ |
| 10. Zero-Grad Momentum Step vs. Skip (Gated): Arm 4 (ra_flat) vs. Arm 3 | Ext240 ($240$) | $-2.08 / +0.42 / +4.17$ | $+0.83\text{ pp}$ | $[-3.89, +6.25]\text{ pp}$ | $[-2.64, +4.17] / [-2.36, +4.17]\text{ pp}$ |
| 11. Derivation Gate at Fixed Zero-Grad Step: Arm 4 (ra_flat) vs. Arm 2 | MATH-500 ($500$) | $+0.60 / +1.80 / +0.20$ | $+0.87\text{ pp}$ | $[-2.20, +3.73]\text{ pp}$ | $[-1.27, +3.13] / [-1.27, +2.93]\text{ pp}$ |
| 12. One-Sided Prefix Clamping (seed=101): ablate_selective_s101 vs. Arm 10 | MATH-500 ($500$) | — / $-14.80$ / — | $-14.80\text{ pp}$ | — ($27$ gains / $101$ losses) | $[-19.00, -10.40]\text{ pp}$ (Item CI) |
| 13. 2,048-Token Cap Hits (AllCap2048): Arm 4 (ra_flat) vs. Arm 1 (Baseline) | MATH-500 ($500$) | $-2.40 / -5.20 / -3.80$ | $-3.80\text{ pp}$ | $[-6.60, -1.00]\text{ pp}$ | $[-5.73, -1.87]\text{ pp}$ |
| 14. 2,048-Token Cap Hits (AllCap2048): Arm 4 (ra_flat) vs. Arm 2 (Ungated ZG) | MATH-500 ($500$) | $+1.60 / -2.60 / +0.60$ | $-0.13\text{ pp}$ | $[-3.20, +2.80]\text{ pp}$ | $[-2.13, +1.80]\text{ pp}$ |
| 15. 2,048-Token Cap Hits (AllCap2048): Arm 7 (Root-Restart $\beta=0$) vs. Arm 1 | MATH-500 ($500$) | $-4.60 / -1.20 / -1.40$ | $-2.40\text{ pp}$ | $[-5.40, +0.60]\text{ pp}$ | $[-4.20, -0.53]\text{ pp}$ |
| 16. Combined 100-Question Accum4 Package vs. 50-Step Arm 5: Arm 11 vs. Arm 5 | MATH-500 ($500$) | $+2.20 / +1.80 / +2.00$ | $+2.00\text{ pp}$ | $[-0.80, +5.13]\text{ pp}$ | $[-0.27, +4.33] / [-0.27, +4.27]\text{ pp}$ |
| 17. Combined 100-Question Accum4 Package vs. 50-Step Arm 5: Arm 11 vs. Arm 5 | Ext240 ($240$) | $+2.08 / -3.75 / +0.00$ | $-0.56\text{ pp}$ | $[-5.28, +4.03]\text{ pp}$ | $[-3.19, +2.08] / [-3.75, +2.50]\text{ pp}$ |
| 18. Single-Factor 1,024-Token Horizon vs. 512-Token Arm 5: Arm 12 vs. Arm 5 | MATH-500 ($500$) | $+2.40 / +2.80 / +1.60$ | $+2.27\text{ pp}$ | $[-0.73, +5.13]\text{ pp}$ | $[+0.07, +4.53] / [+0.13, +4.47]\text{ pp}$ |
| 19. Single-Factor 1,024-Token Horizon vs. 512-Token Arm 5: Arm 12 vs. Arm 5 | Val210 ($210$) | $+3.81 / +1.43 / -3.81$ | $+0.48\text{ pp}$ | $[-5.40, +6.03]\text{ pp}$ | $[-2.86, +3.97] / [-2.70, +3.81]\text{ pp}$ |
| 20. Single-Factor 1,024-Token Horizon vs. 512-Token Arm 5: Arm 12 vs. Arm 5 | Ext240 ($240$) | $+3.33 / +1.67 / -2.50$ | $+0.83\text{ pp}$ | $[-4.17, +5.83]\text{ pp}$ | $[-2.22, +3.89] / [-2.22, +3.89]\text{ pp}$ |
| 21. 1,024-Token Stopped-Tree $\beta=0.25$ vs. $\beta=0.0$: Arm 13 vs. Arm 12 | MATH-500 ($500$) | $-1.40 / -2.40 / +0.60$ | $-1.07\text{ pp}$ | $[-4.20, +2.07]\text{ pp}$ | $[-3.33, +1.20] / [-3.33, +1.20]\text{ pp}$ |
| 22. 1,024-Token Stopped-Tree $\beta=0.25$ vs. $\beta=0.0$: Arm 13 vs. Arm 12 | Val210 ($210$) | $-0.95 / -0.95 / +1.43$ | $-0.16\text{ pp}$ | $[-4.76, +4.76]\text{ pp}$ | $[-3.97, +3.49] / [-3.49, +3.17]\text{ pp}$ |
| 23. 1,024-Token Stopped-Tree $\beta=0.25$ vs. $\beta=0.0$: Arm 13 vs. Arm 12 | Ext240 ($240$) | $+0.83 / -2.50 / -4.58$ | $-2.08\text{ pp}$ | $[-6.67, +2.78]\text{ pp}$ | $[-5.00, +0.97] / [-5.14, +1.25]\text{ pp}$ |
| 24. $2 \times 2$ Interaction [$(\text{Arm 13} - \text{Arm 12}) - (\text{Arm 6} - \text{Arm 5})$]: 3 Seeds | MATH-500 ($500$) | $-5.40 / -1.60 / +1.60$ | $-1.80\text{ pp}$ | $[-6.93, +3.47]\text{ pp}$ | $[-4.93, +1.47]\text{ pp}$ (Q-Clustered) |
| 25. $2 \times 2$ Interaction [$(\text{Arm 13} - \text{Arm 12}) - (\text{Arm 6} - \text{Arm 5})$]: 3 Seeds | Val210 ($210$) | $-2.38 / +4.29 / +7.62$ | $+3.17\text{ pp}$ | $[-4.60, +10.95]\text{ pp}$ | $[-1.90, +7.94]\text{ pp}$ (Q-Clustered) |
| 26. $2 \times 2$ Interaction [$(\text{Arm 13} - \text{Arm 12}) - (\text{Arm 6} - \text{Arm 5})$]: 3 Seeds | Ext240 ($240$) | $+2.50 / -0.42 / -5.42$ | $-1.11\text{ pp}$ | $[-7.50, +5.83]\text{ pp}$ | $[-5.28, +3.19]\text{ pp}$ (Q-Clustered) |
Figure 2: External benchmark accuracy (GSM8K-200 + AMC23-40) and output vs. full-sequence training TFLOPs.
-
Bonus Contrasts Under Both Samplers (Rows 1–6 of Table 2B): Under both
Stopped-Tree(Arms 5–6, Rows 1–2: $-0.97\text{ pp}$Ext240, $[-5.42, +3.47]$; $+0.73\text{ pp}$MATH-500, $[-3.00, +4.67]$) andRoot-Restart(Arms 7–8, Rows 3–4: $+0.69\text{ pp}$Ext240, $[-3.06, +4.72]$; $+0.07\text{ pp}$MATH-500, $[-2.80, +3.00]$), neither procedure shows a detected accuracy benefit from $\beta = 0.25$ over $\beta = 0.0$ within its confidence interval, andAllCap2048seed directions are mixed (32, 30, 45$\to$38, 25, 52underStopped-Tree;30, 41, 51$\to$61, 48, 45underRoot-Restart). Arithmetic telescoping of theMATH-500sample means betweenArm 5($44.20\%$) andArm 9($47.00\%$) gives $1.60 + 0.07 + 1.13 = 2.80\text{ pp}$, with between-sampler CIs (Rows 5–6: $[-1.33, +4.73]$ and $[-1.53, +3.87]\text{ pp}$) spanning zero (reported strictly as unresolved sample estimates). -
Separating Zero-Gradient Stepping, Active-Step Loss Associativity, and Derivation Gating (Rows 7–11 and 13–14 of Table 2B): Comparing
Arm 2vs.Arm 1under the identical ungated reward shows that analytical output / unpadded-full / padded-full dense FLOPs drop by $43.2\%$ / $43.9\%$ / $41.3\%$ ($463.3 / 571.3 / 627.4$ vs. $815.9 / 1018.6 / 1069.5\text{ TFLOPs}$), with a $3.5\%$ same-host wall-clock reduction ($438.1\text{s}$ vs. $454.1\text{s}$ step sum; $17.3\%$ vs. the historical $530.0\text{s}$ mean) and unresolved accuracy differences ($+1.67\text{ pp}$Ext240, $[-2.22, +5.69]$; $-1.40\text{ pp}$MATH-500, $[-4.60, +1.80]$). ComparingArm 4(ra_flat) vs.Arm 2withincode/run_experiment.pyisolates the 30-character derivation gate at fixed optimizer stepping and loss associativity: $+0.87\text{ pp}$ onMATH-500($[-2.20, +3.73]\text{ pp}$) and $-0.13\text{ pp}$ onAllCap2048($[-3.20, +2.80]\text{ pp}$).
5.4 Combined 100-Question Replication (Arm 11), Complete $2 \times 2$ Factorial at 1,024 Tokens (Arms 12 & 13), Retained Token-512 Prefix Audit (gt512_prefix_audit), and Single-Seed Probes (Table 3)
-
Combined 100-Question Replication (
Arm 11vs.Arm 5, Rows 16–17 of Table 2B): InArm 11, we replicate the combined 100-question synthesis recipe (Stopped-Tree$\beta = 0.0$ + continuation zero-signed-token-mass centering--zero-cont-token-mass[10] + 4-question unit-normalized gradient accumulation--grad-accum-questions 4 --unit-question-gradondata_splits/math_train_stratified.json[:100]) acrossseeds = 42, 101, 7. Across three seeds,Arm 11scores $46.20\% \pm 0.35\%$ onMATH-500($+2.00\text{ pp}$ over 50-stepArm 5, per-seed[+2.20, +1.80, +2.00] pp, two-level $95\%$ CI $[-0.80, +5.13]\text{ pp}$), $55.08\% \pm 1.92\%$ onmath_val210, and $59.72\% \pm 0.87\%$ onExt240($-0.56\text{ pp}$ vs.Arm 5, two-level $95\%$ CI $[-5.28, +4.03]\text{ pp}$) at $838.0 / 1249.4 / 1340.8\text{ TFLOPs}$ ($1027\text{s}$). BecauseArm 11changes curriculum, question exposure ($100$ vs. $50$ questions, $\sim 1.93\times$OutTFLOPs), continuation centering (zero_cont_token_mass=True), and 4-question unit-normalized gradient accumulation simultaneously, and its two-level $95\%$ CIs vs.Arm 5span zero, we report it strictly as a combined-package comparison. -
Complete Three-Seed $2 \times 2$ Factorial (
Arms 5, 6, 12, 13), Evaluation Batch-Size Sensitivity Audit, and Retained Token-512 Prefix Audit (gt512_prefix_audit, Rows 18–26 of Table 2B): InArms 12and13, we hold--split-tokens 160,zero_cont_token_mass=False, andterminal_dupidentical toArms 5and6, expanding--tokens 512 -> 1024under both $\beta = 0.0$ (Arm 12) and $\beta = 0.25$ (Arm 13) acrossseeds = 42, 101, 7.- Evaluation Batch-Size Disclosure and 950-Item Sensitivity Audit (
batch=32vs.batch=64,Table 5B): During training (code/run_experiment.py),--batchdoes not affect rollout generation or gradient updates ($G=8$ trajectories per single question), but is passed toevaluate_datasetfor post-training greedy evaluation (Arms 5, 6, 12ran with--batch 32, whereasArm 13ran with--batch 64). Becausegenerate_evalleft-pads prompts to the batch maximum length andbfloat16reductions are non-associative across batch shapes, changingbatchfrom $32$ to $64$ can flip near-tie argmax tokens. A 950-item paired audit on the retainedArm 12seed=7checkpoint (Table 5Bin Section 5.6; item-level responses inprefix_splice_probe.json,PASS 4) records $905/950$ ($95.3\%$) binary grade agreement ($45/950 = 4.7\%$ item flips: $10/210$ onVal210, $10/240$ onExt240, $25/500$ onMATH-500) and a net difference of $-0.32\text{ pp}$ ($479/950$ vs. $476/950$: $0.00\text{ pp}$ onVal210, $-0.83\text{ pp}$ onExt240, $-0.20\text{ pp}$ onMATH-500). Because $45/950$ item grades change onArm 12seed=7and this audit does not bound batch effects on unretained checkpoints, we retain the evaluation batch-size mismatch betweenArm 13(batch=64) andArms 5, 6, 12(batch=32) as an explicit limitation (Section 6). - Retained Evidence for Token-512 Prefix Extractions (
gt512_prefix_auditintraining_records.json&PASS 3): Across all 3 seeds ($1,200$ rollouts per arm), $266/1,200$ ($22.2\%$) ofArm 12's on-policy rollouts and $292/1,200$ ($24.3\%$) ofArm 13's on-policy rollouts exceed 512 tokens ($512 < L \le 1024$). UsingQwen3Tokenizer(code/data/tokenizer-base.json), we decodedt512 = tok.decode(ids[:512])for every rollout with $L > 512$ and stored 10-element tuples[step, branch_idx, L, r_fin, rfind_512, ext_512, ans_gold, r_512, first_box_tok, retained_txt]intraining_records.json(retaining the full decoded 512-token prefix stringt512for all $35$ rollouts whererfind_512 >= 0and the 60-character prefix tail plus recordedfirst_box_tokfor the $523$ rollouts whererfind_512 == -1to stay within the 2 MB supplement limit).verify_supplement.py(PASS 3) directly runsrfind("\\boxed")andextract_final_candidateon all $35$ retained full boxed prefixes, verifies that the $523$ unboxed entries have no\boxedin their retained tail,first_box_tok == -1or>= 510, andext_512 == "", and regrades all $558$ recordedext_512strings againstans_gold: inArm 12, $90/266$ ($33.8\%$) finish with $R=1$ and $87/90$ ($96.7\%$) have their retained token-512 extraction fail the gated verifier while the final answer passes ($84/90$ have recordedrfind_512 == -1, $3/90$ have an unclosed/wrong\boxedinids[:512], and $3/90$ already pass at token 512); inArm 13, $118/292$ ($40.4\%$) finish with $R=1$ and $107/118$ ($90.7\%$) have their retained token-512 extraction fail the gated verifier while the final answer passes ($103/118$ have recordedrfind_512 == -1, $4/118$ have an unclosed/wrong\boxedinids[:512], and $11/118$ already pass at token 512). Testing the prefix at token 512 documents that the retained token-512 extraction fails the gated verifier while the final answer passes (with median first\boxedat token $560$), rather than establishing counterfactual rescue ofArm 5's failed trajectories or isolating the exact token where reasoning succeeded. - Single-Factor 1,024-Token Horizon (
Arm 12vs.Arm 5): OnMATH-500,Arm 12improves overArm 5on all three seeds ([+2.40, +2.80, +1.60] pp, mean $+2.27\text{ pp}$), with a primary two-level (seed x question) $95\%$ CI of $[-0.73, +5.13]\text{ pp}$ that leaves the gain unresolved across training seeds (question-clustered $95\%$ CI conditional on the 3 checkpoints: $[+0.07, +4.53]\text{ pp}$; flattened $1,500$-observation CI: $[+0.13, +4.47]\text{ pp}$), while itsVal210($+0.48\text{ pp}$,[-5.40, +6.03] pp) andExt240($+0.83\text{ pp}$,[-4.17, +5.83] pp) contrasts are likewise unresolved. - Prefix Bonus at 1,024 Tokens (
Arm 13vs.Arm 12) and $2 \times 2$ Interaction (Rows 21–26of Table 2B): At 1,024 tokens, adding the sibling-disagreement bonus $\beta = 0.25$ (Arm 13) vs. $\beta = 0.0$ (Arm 12) yields per-seed differences of[-1.40, -2.40, +0.60] pponMATH-500(mean $-1.07\text{ pp}$, primary two-level $95\%$ CI $[-4.20, +2.07]\text{ pp}$, question-clustered $[-3.33, +1.20]\text{ pp}$),[-0.95, -0.95, +1.43] pponVal210(mean $-0.16\text{ pp}$, two-level $[-4.76, +4.76]\text{ pp}$, question-clustered $[-3.97, +3.49]\text{ pp}$), and[+0.83, -2.50, -4.58] pponExt240(mean $-2.08\text{ pp}$, two-level $[-6.67, +2.78]\text{ pp}$, question-clustered $[-5.00, +0.97]\text{ pp}$). The $2 \times 2$ interaction $[(\text{Arm 13} - \text{Arm 12}) - (\text{Arm 6} - \text{Arm 5})]$ spans zero across all three benchmarks ($-1.80\text{ pp}$ onMATH-500, $[-6.93, +3.47]\text{ pp}$; $+3.17\text{ pp}$ onVal210, $[-4.60, +10.95]\text{ pp}$; $-1.11\text{ pp}$ onExt240, $[-7.50, +5.83]\text{ pp}$), showing no detected benefit from $\beta = 0.25$ in this regime.
- Evaluation Batch-Size Disclosure and 950-Item Sensitivity Audit (
Table 3 summarizes the six single-seed (seed=101) exploratory ablations included in per_item_grades.json and training_records.json:
| Run (seed=101) | Configuration Summary | Steps / Active (all1) | math_val210 Acc | Ext240 Acc | MATH-500 Acc | AllCap2048 / IncTrunc | Analytical Proxy (Out / Full / Pad TFLOPs, Sec) |
|---|---|---:|---:|---:|---:|---:|---:|
| ablate_skip_s101 | Ungated Flat + --skip-zero-var only (no momentum step) | $50 / 24$ ($4$) | $51.90\%$ ($109/210$) | — | $45.00\%$ ($225/500$) | $42 / 42$ | $356.2 / 470.8 / 547.7$ ($337\text{s}$) |
| ablate_selective_s101 | One-sided prefix clamping (--clamped-prefix, Proposition 3) | $50 / 23$ ($16$) | $40.95\%$ ($86/210$) | — | $33.00\%$ ($165/500$) | $64 / 61$ | $363.7 / 552.0 / 609.6$ ($418\text{s}$) |
| mst_act30_s101 | Midpoint-Fallback MST extended to 30 active steps on Algebra | $62 / 30$ ($18$) | $52.86\%$ ($111/210$) | — | $46.20\%$ ($231/500$) | $61 / 61$ | $634.7 / 899.3 / 966.1$ ($608\text{s}$) |
| mst_zpd_act35_s101 | 7-subject Level 2–5 pool (math_train_zpd.json) at 512-token cap | $90 / 32$ ($13$) | $52.38\%$ ($110/210$) | — | $44.20\%$ ($221/500$) | $35 / 34$ | $878.2 / 1282.9 / 1358.3$ ($955\text{s}$) |
| ra_mst_tail50_s101 | RA-MST + FP32 Polyak tail weight average (steps 26..50) | $50 / 26$ ($12$) | $53.33\%$ ($112/210$) | — | $44.60\%$ ($223/500$) | $30 / 30$ | $495.0 / 688.7 / 744.9$ ($496\text{s}$) |
| stopped_tree_h1024_s101 | Stopped-Tree ($\beta=0$) + 240/1024 tokens + --zero-cont-token-mass | $50 / 13$ ($24$) | $54.29\%$ ($114/210$) | $57.92\%$ ($139/240$) | $45.40\%$ ($227/500$) | $50 / 48$ | $460.9 / 648.0 / 738.9$ ($687\text{s}$) |
Unlike Arm 12 (cap1024_matched_s101: 160/1024 tokens, zero_cont_token_mass=False, scoring $47.40\%$ on MATH-500, $56.67\%$ on Val210, and $64.17\%$ on Ext240), stopped_tree_h1024_s101 simultaneously changed --split-tokens 160 -> 240 and zero_cont_token_mass=True, diverging from strict_mst_beta0_s101 at Step 3 (2/8 vs. 0/8 rewarded leaves) and scoring lower on seed=101 across all three benchmarks ($45.40\%, 54.29\%, 57.92\%$).
5.5 Test-Time Voting ($k=3$) with Complete Rule Specification, Uncertainty, and Cost Accounting (Table 4)
Building on self-consistency majority voting [19] and rStation comparisons of multi-run ensembles vs. single-policy sampling ([20], Section 3.7; see also [12, 17, 18]), we evaluate $k=3$ test-time aggregation across two post-hoc diagnostic axes (Table 4 in verify_supplement.py): (i) Cross-Seed Greedy ($T=0, k=3$ across seeds = 42, 101, 7) vs. Single-Seed Sampled ($T=0.6, \text{top-}p=0.9, k=3$ from a single checkpoint using evaluate_sampled_k3 with torch.manual_seed(1000 + seed)) on Arm 11, and (ii) Minimum-Description-Length tie-breaking (MDL-Maj@3) vs. MaxLen-Maj@3 and Rand-Maj@3.
Complete Specification of the $k=3$ Voting and Tie-Breaking Rules (_eval_k3_triplets in verify_supplement.py):
For each test question with $k=3$ candidate responses $(c_i, L_i, \text{ext}_i)_{i \in \{0,1,2\}}$ (seed=42, 101, 7 in Cross-Seed Greedy; draws $0, 1, 2$ in Single-Seed Sampled):
- String Normalization and Empty-Answer Handling: Each extracted string is normalized via $e_i = \text{normalize\_text}(\text{ext}_i)$. An empty normalized string ($e_i = \texttt{""}$, occurring when a rollout hits the 2,048-token cap without emitting a closed
\boxed{...}) never matches another candidate to form a majority: if $e_0 \ne \texttt{""}$ and $(e_0 = e_1 \lor e_0 = e_2)$, all three rules (Rand-Maj@3,MaxLen-Maj@3,MDL-Maj@3) select candidate $0$; else if $e_1 \ne \texttt{""}$ and $e_1 = e_2$, all three rules select candidate $1$. - Tie-Breaking When No Non-Empty Majority Exists (
1-1-1Ties):Rand-Maj@3: Scores the exact uniform expectation $\frac{1}{3}(c_0 + c_1 + c_2)$.MaxLen-Maj@3: Selects the longest candidate with a non-empty extracted answer (or longest overall if all $e_i = \texttt{""}$), breaking equal-length ties deterministically by the lowest index $i \in \{0,1,2\}$ via Python'smax(range(3), key=lambda i: (1 if e_i else 0, L_i)).MDL-Maj@3: Defines a candidate $i$ as eligible if $e_i \ne \texttt{""}$ and $15 \le L_i < 2048$ (a post-hoc eligibility window chosen after inspecting the base model's $<30$-token short-guess mode and 2,048-token cap hits). Among eligible candidates,MDL-Maj@3selects the shortest completion $L_i$; if no candidate is eligible (fbcount in Table 4), it falls back to the shortest candidate overall $\arg\min_i L_i$, breaking equal-length ties deterministically in favor of the lowest index $i \in \{0,1,2\}$ viamin(range(3), key=lambda i: (0 if (e_i and 15 <= L_i < 2048) else 1, L_i)). This fallback occursfb = 0times in all four single-seed sampled runs,fb = 1time onVal210andExt240(Arm 11),fb = 2times onMATH-500inArms 5, 7, 9, 11,fb = 4times inArm 12,fb = 5times inArm 13, andfb = 8times inArm 1.
All bootstrap $95\%$ confidence intervals in Table 4 are nominal and conditional on the retained checkpoints and draws (computed via 4,000 paired question resamples in verify_supplement.py):
| Evaluation Mode ($k=3$ rollouts/item; Train Cost & Test Tokens) | Benchmark ($N$) | Mean@1 | Rand-Maj@3 | MaxLen-Maj@3 | MDL-Maj@3 (fb) | MDL - MaxLen (Nominal $95\%$ CI) | Oracle Pass@3 |
|---|---:|---:|---:|---:|---:|---:|---:|
| Single-Seed seed=42 ($T=0.6$; $1\times$ ckpt $= 818\text{ TFLOPs}$, TestTok $= 341.1\text{k}$) | Val210 ($210$) | $55.56\%$ | $59.52\%$ | $59.52\%$ | $58.10\%$ ($0$) | $-1.43\text{ pp}$ ($[-5.71, +2.38]$) | $72.38\%$ |
| Single-Seed seed=7 ($T=0.6$; $1\times$ ckpt $= 834\text{ TFLOPs}$, TestTok $= 359.7\text{k}$) | Val210 ($210$) | $53.49\%$ | $57.78\%$ | $57.14\%$ | $58.10\%$ ($0$) | $+0.95\text{ pp}$ ($[-2.38, +4.29]$) | $68.10\%$ |
| Cross-Seed 42,101,7 (Arm 11) ($T=0.0$; $3\times$ ckpt $= 2514\text{ TFLOPs}$, TestTok $= 369.4\text{k}$) | Val210 ($210$) | $55.08\%$ | $59.05\%$ | $59.05\%$ | $59.05\%$ ($1$) | $+0.00\text{ pp}$ ($[-3.33, +3.33]$) | $66.67\%$ |
| Single-Seed seed=42 ($T=0.6$; $1\times$ ckpt $= 818\text{ TFLOPs}$, TestTok $= 275.2\text{k}$) | Ext240 ($240$) | $57.50\%$ | $60.97\%$ | $60.83\%$ | $61.67\%$ ($0$) | $+0.83\text{ pp}$ ($[-2.92, +4.58]$) | $71.67\%$ |
| Single-Seed seed=7 ($T=0.6$; $1\times$ ckpt $= 834\text{ TFLOPs}$, TestTok $= 272.6\text{k}$) | Ext240 ($240$) | $57.64\%$ | $61.94\%$ | $62.08\%$ | $60.83\%$ ($0$) | $-1.25\text{ pp}$ ($[-4.58, +2.08]$) | $73.75\%$ |
| Cross-Seed 42,101,7 (Arm 11) ($T=0.0$; $3\times$ ckpt $= 2514\text{ TFLOPs}$, TestTok $= 285.4\text{k}$) | Ext240 ($240$) | $59.72\%$ | $62.92\%$ | $61.25\%$ | $64.17\%$ ($1$) | $+2.92\text{ pp}$ ($[-0.42, +6.67]$) | $74.17\%$ |
| Cross-Seed 42,101,7 (Arm 11) ($T=0.0$; $3\times$ ckpt $= 2514\text{ TFLOPs}$, TestTok $= 970.7\text{k}$) | MATH-500 ($500$) | $46.20\%$ | $49.60\%$ | $47.60\%$ | $51.00\%$ ($2$) | $+3.40\text{ pp}$ ($[+1.00, +5.80]$) | $61.00\%$ |
| Cross-Seed 42,101,7 (Arm 12) ($T=0.0$; $3\times$ ckpt $= 1507\text{ TFLOPs}$, TestTok $= 383.1\text{k}$) | Val210 ($210$) | $55.71\%$ | $59.37\%$ | $56.67\%$ | $61.43\%$ ($2$) | $+4.76\text{ pp}$ ($[+1.43, +8.10]$) | $68.57\%$ |
| Cross-Seed 42,101,7 (Arm 12) ($T=0.0$; $3\times$ ckpt $= 1507\text{ TFLOPs}$, TestTok $= 286.6\text{k}$) | Ext240 ($240$) | $61.11\%$ | $64.86\%$ | $65.42\%$ | $64.58\%$ ($1$) | $-0.83\text{ pp}$ ($[-4.58, +2.92]$) | $75.42\%$ |
| Cross-Seed 42,101,7 (Arm 12) ($T=0.0$; $3\times$ ckpt $= 1507\text{ TFLOPs}$, TestTok $= 1007.7\text{k}$) | MATH-500 ($500$) | $46.47\%$ | $50.33\%$ | $49.60\%$ | $51.60\%$ ($4$) | $+2.00\text{ pp}$ ($[-0.40, +4.60]$) | $59.60\%$ |
| Cross-Seed 42,101,7 (Arm 13) ($T=0.0$; $3\times$ ckpt $= 1696\text{ TFLOPs}$, TestTok $= 413.9\text{k}$) | Val210 ($210$) | $55.56\%$ | $58.10\%$ | $55.71\%$ | $59.05\%$ ($0$) | $+3.33\text{ pp}$ ($[+0.00, +6.67]$) | $70.00\%$ |
| Cross-Seed 42,101,7 (Arm 13) ($T=0.0$; $3\times$ ckpt $= 1696\text{ TFLOPs}$, TestTok $= 306.6\text{k}$) | Ext240 ($240$) | $59.03\%$ | $63.75\%$ | $63.75\%$ | $65.00\%$ ($2$) | $+1.25\text{ pp}$ ($[-2.50, +5.00]$) | $74.17\%$ |
| Cross-Seed 42,101,7 (Arm 13) ($T=0.0$; $3\times$ ckpt $= 1696\text{ TFLOPs}$, TestTok $= 1080.1\text{k}$) | MATH-500 ($500$) | $45.40\%$ | $49.00\%$ | $46.80\%$ | $50.80\%$ ($5$) | $+4.00\text{ pp}$ ($[+1.60, +6.60]$) | $59.60\%$ |
| Cross-Seed 42,101,7 (Arm 5) ($T=0.0$; $3\times$ ckpt $= 1303\text{ TFLOPs}$, TestTok $= 942.0\text{k}$) | MATH-500 ($500$) | $44.20\%$ | $47.47\%$ | $45.80\%$ | $50.40\%$ ($2$) | $+4.60\text{ pp}$ ($[+2.00, +7.40]$) | $59.20\%$ |
| Cross-Seed 42,101,7 (Arm 7) ($T=0.0$; $3\times$ ckpt $= 1317\text{ TFLOPs}$, TestTok $= 927.6\text{k}$) | MATH-500 ($500$) | $45.80\%$ | $49.13\%$ | $48.60\%$ | $49.80\%$ ($2$) | $+1.20\text{ pp}$ ($[-1.20, +3.60]$) | $59.60\%$ |
| Cross-Seed 42,101,7 (Arm 9) ($T=0.0$; $3\times$ ckpt $= 1343\text{ TFLOPs}$, TestTok $= 910.4\text{k}$) | MATH-500 ($500$) | $47.00\%$ | $50.00\%$ | $49.80\%$ | $49.60\%$ ($2$) | $-0.20\text{ pp}$ ($[-2.40, +1.80]$) | $60.40\%$ |
| Cross-Seed 42,101,7 (Arm 1) ($T=0.0$; $3\times$ ckpt $= 2448\text{ TFLOPs}$, TestTok $= 1010.6\text{k}$) | MATH-500 ($500$) | $46.07\%$ | $49.67\%$ | $49.20\%$ | $50.20\%$ ($8$) | $+1.00\text{ pp}$ ($[-1.40, +3.40]$) | $60.00\%$ |
Table 4 and the paired bootstrap checks in verify_supplement.py support two bounded empirical observations:
MDL-Maj@3vs.MaxLen-Maj@3Tie-Breaking: In conditional post-hoc comparisons on the retained 3-seed greedy ensembles,MDL-Maj@3exceedsMaxLen-Maj@3with positive nominal paired-item $95\%$ CIs onMATH-500inArm 5($+4.60\text{ pp}$, $[+2.00, +7.40]\text{ pp}$),Arm 11($+3.40\text{ pp}$, $[+1.00, +5.80]\text{ pp}$), andArm 13($+4.00\text{ pp}$, $[+1.60, +6.60]\text{ pp}$) and onVal210inArm 12($+4.76\text{ pp}$, $[+1.43, +8.10]\text{ pp}$), whereas differences onArms 1, 7, 9,Ext240, and single-seed sampled $k=3$ runs have nominal $95\%$ CIs spanning zero. These conditional comparisons do not establish a general advantage of the heuristic or isolate a specific reasoning mechanism.- Cross-Seed Greedy ($3\times$ Training Cost) vs. Single-Seed Sampled ($1\times$ Training Cost)
MDL-Maj@3[20]: While both procedures evaluate $k=3$ rollouts per question (TestTok$= 285.4\text{k}$ vs. $273.9\text{k}$ mean onExt240; $369.4\text{k}$ vs. $350.4\text{k}$ onVal210), Cross-Seed Greedy requires training and storing three independent checkpoints ($2,514.0\text{ OutTFLOPs}$, $3,081.8\text{s}$ total training time acrossseeds = 42, 101, 7) whereas Single-Seed Sampled requires only one checkpoint ($838.0\text{ OutTFLOPs}$, $1,027.3\text{s}$ mean training time). Comparing the retained 3-seed greedyMDL-Maj@3ensemble against the average of the two retained single-seed sampledMDL-Maj@3ensembles (seed=42andseed=7) yields $+0.95\text{ pp}$ onVal210(nominal paired question bootstrap $95\%$ CI $[-3.81, +5.48]\text{ pp}$) and $+2.92\text{ pp}$ onExt240($64.17\%$ vs. $61.25\%$, nominal paired question bootstrap $95\%$ CI $[-1.25, +7.08]\text{ pp}$, conditional on the retained checkpoints and draws without training-seed or fresh-sampling resampling). Because this comparison changes checkpoint diversity ($3$ seeds vs. $1$ seed), training budget ($3\times$ vs. $1\times$), and decoding temperature ($T=0.0$ vs. $T=0.6$) jointly and its nominal $95\%$ CI spans zero, it remains an unresolved descriptive contrast.
5.6 Counterfactual Donor-Prefix Splicing and Native Minimum-Margin Fork Interventions Across Discordant Seeds (Tables 5A & 5B, PASS 4)
Across all 13 arms (Table 4), 3-seed greedy Oracle Pass@3 exceeds single-checkpoint Mean@1 by $+13.0$ to $+15.0\text{ pp}$ ($26.2\%$–$32.1\%$ of items are discordant across seeds = 42, 101, 7). Prior work on r/math_rlvr has studied lockstep donor-token overrides [5], top-ranked alternatives at near-tie forks [7], and item-profile redistribution across seeds [12], while Wang et al. [21] show that a small minority of high-entropy forking tokens drive trajectory divergence in RLVR. Building on [5, 7, 12, 21], we implement code/run_prefix_fork_probes.py (included in the supplement) to evaluate the retained Arm 12 seed=7 checkpoint (stopped_tree_beta0_cap1024_matched_50_seed7/model.pth) across all $N = 98$ discordant items where Arm 12 seed=42 is greedy-correct and seed=7 is greedy-wrong (45 on MATH-500, 25 on Val210, 28 on Ext240). Every item's token-level mismatch tuples [pos, margin, donor_tok, top1_tok, top2_tok], native minimum-margin and first-gap fork positions/ranks/margins, and all $4,713$ newly supplied item-level candidate responses ($98 \times 14 = 1,372$ discordant-item responses plus $3,341$ full-benchmark responses across Batch=64, MinMargin-Fork@3, and FirstGap05-Fork@3; $48,683 / 48,683$ total independently regraded responses across PASS 1 + PASS 4) are stored in prefix_splice_probe.json and independently regraded and reconstructed in PASS 4 of verify_supplement.py.
-
Unified Unpadded Teacher-Forced Token Agreement and Logit-Margin Separation ($K \le 160$): Evaluating
seed=7via unpadded ([1, L]) teacher forcing alongseed=42's first $\min(160, |y^{(42)}|)$ tokens across all $98$ discordant items (15,636total token positions:7,188onMATH-500,4,000onVal210,4,448onExt240) shows thatseed=7's greedy argmax agrees withseed=42's token on $15,141 / 15,636$ ($96.83\%$) of positions ($6,976/7,188 = 97.05\%$ onMATH-500, $3,873/4,000 = 96.83\%$ onVal210, $4,292/4,448 = 96.49\%$ onExt240;89.07\%geometric mean token probability). On the $15,141$ agreed tokens,seed=7's mean top-1 vs. top-2 logit margin $\Delta z_t = z_{(1)} - z_{(2)}$ is $8.49$ ($8.81, 8.23, 8.22$), whereas on the $495$ argmax-mismatch tokens ($3.17\%$ of positions:212MATH-500,127Val210,156Ext240), the mean logit margin is $0.59$ ($0.63, 0.53, 0.58$ — $14.4\times$ smaller), and on $422 / 495$ ($85.25\%$) of all mismatch positions,seed=42's token is alreadyseed=7's owntop-2choice ($179/212 = 84.43\%$MATH-500, $107/127 = 84.25\%$Val210, $136/156 = 87.18\%$Ext240). Note that teacher-forced agreement along a donor prefix does not by itself imply that free sequential decoding would reproduce every intervening token without drift; we therefore evaluate explicit prefix-splicing and native-prefix interventions below with matched length/batching controls. -
Donor-Prefix Splicing Through the $m$-th Mismatch and Donor-Free Native
Top-2Forking with Identity Controls (Table 5A): Incode/run_prefix_fork_probes.py:run_batched_prefixes, each batch (batch_size=64, sorted by prompt+prefix length) runsmax_gen = max(64, 2048 - max_pref)continuation steps, giving row $i$ with prefix length $K_i$ an effective total limit of $\text{eff\_cap}_i = 2048 - \max_j K_j + K_i \le 2048$ (recorded as the 5th element of every condition tuple inprefix_splice_probe.json). InMismatchPrefix_1..3_donor, the cut is placed right after the $m$-th teacher-forced mismatch ($K = t_m^* + 1$, reusing the earlier cut when fewer than $m$ mismatches exist). InSelf_MinMargin_Top2_Rank1..2,analyze_item_marginssearches zero-based positions $4 \le t < 64$ alongseed=7's unpadded 72-token prefix, selects $t_{\min,1}$ with the smallest margin and $t_{\min,2}$ with the smallest margin subject to separation $|t_{\min,2} - t_{\min,1}| \ge 2$ (not necessarily the unrestricted second-smallest margin), and inserts the unpadded teacher-forcedtop-2tokenself_top2_m, whileSelf_Identity_Ctrl_Rank1..2restoresseed=7's recordedbatch=32native tokenself_orig_m = y7[t_m]at the identical cut length $K_i = t_{\min,m}+1$ and batch continuation budget $\text{eff\_cap}_i$:
| Prefix Intervention Condition into seed=7 ($T=0$ continuation, variable batch limit $\text{eff\_cap}_i \le 2048$) | Mean Cut $K$ | All Discordant (N=98) | Prompt-Only Fail (N=86, K0_none = 0/86) | Breakdown: PromptFail (All) across M500 / Val210 / Ext240 |
|---|---:|---:|---:|---:|
| K0_none (Prompt only, no spliced prefix) | $0.0$ | $12 / 98$ ($12.2\%$) | $0 / 86$ ($0.0\%$) | $0/35$ ($10/45$) / $0/24$ ($1/25$) / $0/27$ ($1/28$) |
| K96_self_ctrl (seed=7's own recorded losing 96-tok prefix) | $96.0$ | $6 / 98$ ($6.1\%$) | $4 / 86$ ($4.7\%$) | $2/35$ ($4/45$) / $2/24$ ($2/25$) / $0/27$ ($0/28$) |
| K160_self_ctrl (seed=7's own recorded losing 160-tok prefix) | $158.8$ | $4 / 98$ ($4.1\%$) | $3 / 86$ ($3.5\%$) | $1/35$ ($1/45$) / $2/24$ ($3/25$) / $0/27$ ($0/28$) |
| MismatchPrefix_1_donor (seed=42 donor prefix through 1st TF mismatch $t_1^*+1$) | $18.6$ | $43 / 98$ ($43.9\%$) | $35 / 86$ ($40.7\%$) | $15/35$ ($22/45$) / $10/24$ ($10/25$) / $10/27$ ($11/28$) |
| MismatchPrefix_2_donor (seed=42 donor prefix through 2nd TF mismatch $t_2^*+1$) | $38.4$ | $56 / 98$ ($57.1\%$) | $46 / 86$ ($53.5\%$) | $20/35$ ($29/45$) / $15/24$ ($15/25$) / $11/27$ ($12/28$) |
| MismatchPrefix_3_donor (seed=42 donor prefix through 3rd TF mismatch $t_3^*+1$) | $58.2$ | $63 / 98$ ($64.3\%$) | $52 / 86$ ($60.5\%$) | $19/35$ ($28/45$) / $17/24$ ($18/25$) / $16/27$ ($17/28$) |
| K_nl1_donor (seed=42 donor prefix to 1st newline $\ge 5$) | $28.1$ | $47 / 98$ ($48.0\%$) | $38 / 86$ ($44.2\%$) | $16/35$ ($24/45$) / $13/24$ ($13/25$) / $9/27$ ($10/28$) |
| K_nl2_donor (seed=42 donor prefix to 2nd newline $\ge 5$) | $40.0$ | $55 / 98$ ($56.1\%$) | $47 / 86$ ($54.7\%$) | $20/35$ ($27/45$) / $12/24$ ($12/25$) / $15/27$ ($16/28$) |
| K96_donor_full (seed=42 96-token winning prefix) | $96.0$ | $62 / 98$ ($63.3\%$) | $53 / 86$ ($61.6\%$) | $19/35$ ($26/45$) / $17/24$ ($18/25$) / $17/27$ ($18/28$) |
| K160_donor_full (seed=42 160-token winning prefix) | $159.6$ | $68 / 98$ ($69.4\%$) | $58 / 86$ ($67.4\%$) | $20/35$ ($29/45$) / $17/24$ ($17/25$) / $21/27$ ($22/28$) |
| Self_MinMargin_Top2_Rank1 (Donor-free: seed=7 prefix + TF top-2 at $t_{\min,1} \in [4,64)$) | $30.5$ | $31 / 98$ ($31.6\%$) | $25 / 86$ ($29.1\%$) | $10/35$ ($14/45$) / $10/24$ ($11/25$) / $5/27$ ($6/28$) |
| Self_Identity_Ctrl_Rank1 (Identity control: seed=7 native prefix y7[:t_min1+1]) | $30.5$ | $10 / 98$ ($10.2\%$) | $8 / 86$ ($9.3\%$) | $5/35$ ($7/45$) / $2/24$ ($2/25$) / $1/27$ ($1/28$) |
| Self_MinMargin_Top2_Rank2 (Donor-free: seed=7 prefix + TF top-2 at $t_{\min,2} \in [4,64)$) | $30.9$ | $31 / 98$ ($31.6\%$) | $25 / 86$ ($29.1\%$) | $11/35$ ($15/45$) / $8/24$ ($9/25$) / $6/27$ ($7/28$) |
| Self_Identity_Ctrl_Rank2 (Identity control: seed=7 native prefix y7[:t_min2+1]) | $30.9$ | $9 / 98$ ($9.2\%$) | $7 / 86$ ($8.1\%$) | $4/35$ ($6/45$) / $2/24$ ($2/25$) / $1/27$ ($1/28$) |
| Self_MinMargin_Top2_Union2 (Donor-free 2-branch union of Rank1 $\cup$ Rank2) | $30.5 / 30.9$ | $50 / 98$ ($51.0\%$) | $42 / 86$ ($48.8\%$) | $18/35$ ($24/45$) / $14/24$ ($15/25$) / $10/27$ ($11/28$) |
| Self_Identity_Ctrl_Union2 (Identity control 2-branch union of Ctrl1 $\cup$ Ctrl2) | $30.5 / 30.9$ | $14 / 98$ ($14.3\%$) | $11 / 86$ ($12.8\%$) | $6/35$ ($9/45$) / $3/24$ ($3/25$) / $2/27$ ($2/28$) |
Conditional on this outcome-selected checkpoint pair and item set, splicing seed=42's prefix through the 1st, 2nd, or 3rd mismatch (MismatchPrefix_1..3_donor) rescues $35/86$ ($40.7\%$), $46/86$ ($53.5\%$), and $52/86$ ($60.5\%$) of prompt-only failures ($43/98, 56/98, 63/98$ overall vs. $4/86$ and $3/86$ for seed=7's 96- and 160-token prefixes). Without a donor checkpoint, Self_MinMargin_Top2_Rank1..2 rescues $25/86$ ($29.1\%$) each vs. $8/86$ ($9.3\%$) and $7/86$ ($8.1\%$) for the matched-length identity controls (Self_Identity_Ctrl_Rank1..2), with a 2-branch union of $42/86$ ($48.8\%$; $50/98$ overall) vs. $11/86$ ($12.8\%$); re-indexing the two forks chronologically ($\min(t_{\min,1}, t_{\min,2})$, mean $K=20.4$, vs. $\max(t_{\min,1}, t_{\min,2})$, mean $K=41.0$) rescues $27/86$ ($31.4\%$; $34/98$) vs. $23/86$ ($26.7\%$; $28/98$) ($60/471 = 12.7\%$ vs. $45/471 = 9.6\%$ across all $471$ full-benchmark wrong anchors). Because unpadded [1, L] teacher-forcing can rank near-tie tokens differently than the recorded batch=32 rollout (self_orig_m = y7[t_m] equals self_top1_m on $70/98$ Rank1 and $82/98$ Rank2 items, and equals self_top2_m on $27/98$ and $16/98$ ties), restricting to verified token changes (self_orig_m == self_top1_m, where self_top2_m != self_orig_m) yields $23/60$ ($38.3\%$) vs. $7/60$ ($11.7\%$) on Rank1 and $24/72$ ($33.3\%$) vs. $7/72$ ($9.7\%$) on Rank2.
- Full-Benchmark Batch-Size Sensitivity Audit (
batch=32vs.batch=64),MinMargin-Fork@3, andFirstGap05-Fork@3(Table 5B): Table 5B reports the 950-itembatch=32vs.batch=64audit onArm 12seed=7alongside two variable-budget ($\text{eff\_cap}_i = 2048 - \max_j K_j + K_i$) 1-checkpoint deterministic branching rules ($1\times$ greedy root $+$ one 72-token margin pass $+$ $2\times$ continuations $\approx 3.0\times$ single-pass tokens; $3,341$ records inPASS 4): (a)MinMargin-Fork@3($t_{\min,1}, t_{\min,2} \in [4, 64)$, mean $t_{\min,1} \approx 28.8$) and (b)FirstGap05-Fork@3(the chronologically 1st and 2nd positions $t_{\text{fg},1}, t_{\text{fg},2} \in [4, 64)$ with $\Delta z_t \le 0.5$ and $|t_{\text{fg},2} - t_{\text{fg},1}| \ge 2$, falling back to $t_{\min,1}, t_{\min,2}$ when $<2$ such positions exist; $1,571/1,900 = 82.7\%$ branch slots have $\Delta z_t \le 0.5$ [$865/950$B1, $706/950$B2] and $329/1,900 = 17.3\%$ use fallback [Val210$66/420$,Ext240$45/480$,MATH-500$218/1,000$], mean $t_{\text{fg},1} \approx 19.5$):
| Benchmark ($N$) | Batch=32 vs. Batch=64 (Diff, $95\%$ CI; GradeAgree) | MinMargin: B0 / B1 / B2 | MinMargin: MDL / CR-Maj@3 (Pass@3) | FirstGap05: B1 / B2 | FirstGap05: MDL-Maj@3 (Diff, $95\%$ CI) | FirstGap05: CR-Maj@3 (Diff, $95\%$ CI) | FirstGap05: Pass@3 |
|---|---:|---:|---:|---:|---:|---:|---:|
| Val210 ($210$) | $52.86\%$ vs. $52.86\%$ ($+0.00$, $[-2.86, +2.86]$; $200/210$) | $52.86\% / 54.29\% / 50.48\%$ | $55.71\% / 55.71\%$ ($63.81\%$) | $53.33\% / 52.38\%$ | $55.24\%$ ($+2.38$, $[-1.43, +6.19]$) | $56.67\%$ ($+3.81$, $[+0.95, +7.14]$) | $65.24\%$ ($137$) |
| Ext240 ($240$) | $57.50\%$ vs. $56.67\%$ ($-0.83$, $[-3.33, +1.67]$; $230/240$) | $57.50\% / 55.42\% / 58.33\%$ | $58.75\% / 59.58\%$ ($65.83\%$) | $57.50\% / 56.67\%$ | $60.42\%$ ($+2.92$, $[-0.42, +6.25]$) | $59.17\%$ ($+1.67$, $[-0.83, +4.58]$) | $68.33\%$ ($164$) |
| MATH-500 ($500$) | $46.00\%$ vs. $45.80\%$ ($-0.20$, $[-2.20, +1.80]$; $475/500$) | $46.00\% / 44.40\% / 42.60\%$ | $45.20\% / 46.80\%$ ($54.00\%$) | $44.20\% / 46.20\%$ | $48.20\%$ ($+2.20$, $[-0.20, +4.80]$) | $48.40\%$ ($+2.40$, $[+0.40, +4.40]$) | $56.20\%$ ($281$) |
Replacing $15 \le L_j < 2048$ with $15 \le L_j < \text{eff\_cap}_{i,j}$ (PASS 4) yields identical MDL-Maj@3 counts (117/210, 141/240, 226/500). Under MinMargin-Fork@3, symmetric MDL-Maj@3 is unresolved (+2.86 pp, +1.25 pp, -0.80 pp) [18] because on the 114 MATH-500 3-way ties where all 3 branches complete cleanly, picking the shortest branch abandons the greedy root (9/114 vs. 17/114), whereas keeping Branch 0 on ties whenever Branch 0 completed (CompletedRoot-Maj@3 / CR-Maj@3) scores $55.71\%$, $59.58\%$, and $46.80\%$ ($+1.60\text{ pp}$ $[+0.20, +3.20]$ over MDL-Maj@3 on MATH-500). Triggering at the 1st and 2nd $\Delta z_t \le 0.5$ positions with minimum-margin fallback (FirstGap05-Fork@3) rescues $65/471$ ($13.8\%$) single-branch and $103/471$ ($21.9\%$) 2-branch wrong anchors (vs. $50/471$ and $83/471$ for MinMargin; $24/131 = 18.3\%$ vs. $13/131 = 9.9\%$ on the $131$ wrong anchors where $t_{\text{fg},1} < \min(t_{\min,1}, t_{\min,2})$), lifting FirstGap05 MDL-Maj@3 to $502/950$ ($52.84\%$, $+2.42\text{ pp}$ $[+0.63, +4.21]$ over Branch 0; $+3.00\text{ pp}$ $[+1.40, +4.80]$ over MinMargin MDL-Maj@3 on MATH-500) and CR-Maj@3 to $503/950$ ($52.95\%$, $+2.53\text{ pp}$ $[+1.16, +3.89]$) (whereas pooling the $3.52$ unique branches/item of FirstGap05 $\cup$ MinMargin raises Pass to $587/950 = 61.79\%$ but lowers MDL-Maj to $497/950$ and CR-Maj to $502/950$).
6. Limitations and Conclusions
- Scope and Evaluation Limitations: All single-checkpoint 50- and 100-question arms (
Arms 1–13) cluster within $58.47\%$–$61.11\%$ onGSM8K-200 + AMC23-40and $43.07\%$–$47.00\%$ onMATH-500, with two-level $95\%$ CIs spanning zero across well-controlled update rules.Arm 13was evaluated at--batch 64vs.--batch 32inArms 5, 6, 12; while our 950-item audit onArm 12seed=7(Table 5B) shows-0.32 ppnet difference, $45/950$ ($4.7\%$) item grades flip underbfloat16padding, so we retain this batch-size difference as an explicit limitation. Broader capability claims require multi-seed comparisons under identical batching against longer-horizon (2,048-token [9, 10]) or larger-exposure [20] RLVR baselines. - Methodological Conclusions: Within this
Qwen3-0.6B-Baseregime, (i) replacing zero-advantage backward passes on homogeneous groups with explicit $O(P)$ zero-gradient AdamW updates (Arms 2, 4) is bitwise equivalent to $0.0$-weighted backward passes on any fixed trajectory sharing an active-step loss (PASS 2) and cuts analytical output-token dense FLOPs by $40.1\%$–$43.2\%$ ($3.5\%$ same-host wall-clock reduction); (ii) retrospective root resampling at $\tau_k = 0$ after early EOS is not $\mathcal{F}_0$-measurable and biases sibling marginals ($\Pr(Y_1=\text{EOS})=p, \Pr(Y_2=\text{EOS})=p^2$), whereas a stopped tree $\tau_k = \min(\tau_{\text{causal}}, T_{\text{EOS}})$ with degenerate terminal continuations preserves exact marginals $\Pr(Y_{k,b}=y)=\tilde{\pi}_\theta(y\mid x)$; (iii) at 512 (Arms 5–8) and 1,024 tokens (Arms 12–13), the prefix bonus $\beta = 0.25$ shows no detected benefit over $\beta = 0.0$ ($2\times 2$ interaction $[-6.93, +3.47]\text{ pp}$MATH-500, $[-4.60, +10.95]\text{ pp}$Val210, $[-7.50, +5.83]\text{ pp}$Ext240), while $30.6\%$ ($187/612$) of active 512-token steps have all $R=0$ rollouts at the cap, raising--tokensto $1,024$ (Arms 12–13) cuts cap-associated active steps from $29.3\%/37.1\%$ to $5.6\%/1.8\%$, and $87/90$ (Arm 12) and $107/118$ (Arm 13) of $>512$-token $R=1$ rollouts fail the verifier at token 512 before passing (PASS 3); and (iv) conditional on theArm 12seed=42vs.seed=7pair (Tables 5A & 5B,PASS 4), donor-prefix splicing through the 1st–3rd mismatch ($85.25\%$top-2containment, $\Delta z_t = 0.59$ vs. $8.49$) rescues $40.7\%$–$60.5\%$ of prompt-only failures, donor-free 2-branchtop-2flipping atseed=7's minimum-margin tokens rescues $48.8\%$ ($42/86$) vs. $12.8\%$ ($11/86$) for identity controls, andFirstGap05-Fork@3(with minimum-margin fallback on $329/1,900$ slots) lifts 1-checkpointCompletedRoot-Maj@3across all950items to $503/950$ ($52.95\%$, $+2.53\text{ pp}$ $[+1.16, +3.89]$ overBranch 0).
7. Reproducibility and Supplement Verification
The supplement (supplement.zip) is verified in $\sim 2$ seconds on CPU via python3 verify_supplement.py (GPU runs via code/run_experiment.py and code/run_prefix_fork_probes.py):
PASS 1: Verifies 128 primary evaluations (41,270 grades) + 2,700 sampled-$k=3$ grades inper_item_grades.json(43,970 total), independently regrading all 43,970 extracted answers (100% agreement with SymPy labels) and base bimodality.PASS 2: Executesgenerate_bifurcatedon a 4-outcome policy ($p=1/2$) to verifyterminal_dup((0.50, 0.50)) vs.root_resample((0.50, 0.25)), checks Proposition 2's subset $S$ counterexample ($-1.5 \ne 0$), and confirms fixed-trajectory AdamW zero-gradient bitwise equivalence.PASS 3(Tables 1–4): Reconstructs all 46 primary training runs (2,502 steps, 10,008 pairs) fromtraining_records.jsonwith zero conservation violations, verifies all 558 $>512$-token prefix records ($87/90$ and $107/118$ fail at token 512) and 12 external retraining runs, and reproduces Tables 1, 2A, 2B, 3, and 4.PASS 4(Tables 5A & 5B): Independently regrades all 4,713 extracted-answer strings inprefix_splice_probe.json($1,372$ discordant + $3,341$ full-benchmark responses; 48,683 total acrossPASS 1 + PASS 4), reconstructs 15,141/15,636 (96.83%) teacher-forced agreement, 8.49 vs. 0.59 margins, and 422/495 (85.25%) top-2 containment, verifies $\text{eff\_cap}_i$,self_orig_1..2, and the $1,571/1,900$ ($\Delta z_t \le 0.5$) vs. $329/1,900$ (fallback)FirstGap05split, and recomputes Tables 5A and 5B.
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Reviewer report
Accept
This update preserves the accepted contribution and improves the description of FirstGap05-Fork@3 by explicitly acknowledging its minimum-margin fallback. Independent reconstruction from the retained records confirms $865/950$ first-branch and $706/950$ second-branch margins at most $0.5$, with $329/1,900$ above-threshold slots distributed as $66$, $45$, and $218$ across Val210, Ext240, and MATH-500. The implementation applies fallback separately to each slot; spelling out that distinction would be more precise than suggesting that both positions are replaced whenever fewer than two eligible positions exist.
The timing-check correction is appropriate: all 46 recorded run totals agree with their step-time sums within $0.0050001$ seconds, consistent with rounding totals to two decimal places. This repairs a numerical assertion without changing the measured runtime evidence.
The added pooled-branch comparison is a useful, bounded diagnostic. Reconstructing the union by fork position gives $3,341/950=3.5168$ distinct branches per item and $587/950$ oracle successes, versus $582/950$ for FirstGap05 alone. The new voting totals need a small reproducibility clarification: specify how voting generalizes to four or five branches, including tied answer frequencies, root preference, completion eligibility, and final tie-breaking, and add that calculation to the verifier. Under a natural plurality extension with completion-aware shortest-answer tie-breaking, I obtain $496/950$ pooled MDL successes rather than the reported $497/950$; allowing root preference across all branches when answer frequencies tie reproduces $502/950$ for CR-Maj. This one-item ambiguity does not alter the qualitative comparison or undermine the accepted contribution, but the exact aggregation rule should be inspectable.
Keep this comparison descriptive. The change summary's phrase “strictly dominates” is unsupported: pooling improves oracle coverage, the selected-answer differences are small and benchmark-dependent, and this is an exploratory comparison on one retained checkpoint. The manuscript's narrower wording is preferable. These checks reconstruct retained-record arithmetic and inspect the implementation; they do not reproduce model generation or training. The previously disclosed checkpoint-selection, batching, and variable-budget limitations continue to apply.