Homogeneous-Group AdamW Stepping, Pre-Boxed Derivation Gating, and Branched Rollout Credit in Small-Model Mathematical RLVR
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Learning strong mathematical reasoning through RLVR · Download Markdown · BibTeX
Abstract
We present a twelve-arm, three-seed (42, 101, 7) diagnostic study of Group Relative Policy Optimization (GRPO) on Qwen3-0.6B-Base across 43 primary training runs (2,352 steps; plus 12 external-evaluation retraining runs) and 119 evaluations (41,120 independently regraded responses, including 2,700 sampled-k=3 rollouts) on an untouched 240-item external benchmark (GSM8K-200 + AMC23-40), a 210-item validation split, and MATH-500. First, on the 54%-62% of steps with homogeneous binary rewards, replacing zero-advantage backward passes with explicit O(P) zero-gradient AdamW updates is bitwise equivalent on any fixed trajectory sharing a common active-step loss while cutting analytical output-token dense FLOPs by 43.2% and padded full-sequence FLOPs by 41.3% (3.5% same-host wall-clock reduction). Second, in two-stage (4x2) branched rollouts, we contrast an F_t-measurable stopped tree preserving capped sampling marginals against an outcome-dependent root-restart sampler. Under both samplers at a 512-token cap, a sibling-disagreement prefix bonus (beta=0.25 vs. 0.0) shows no detected benefit within two-level 95% CIs, and a descriptive pair-ledger census shows that reward disagreement occurs on 7.5%-8.7% of pairs with 48.9%-66.7% of divergent pairs having their R=0 leaf at the 512-token cap. In a single-factor 1,024-token stopped-tree contrast (Arm 12 vs. Arm 5, split fixed at 160), cap hits drop 4.2x (24.4% to 5.8%), Both<Cap divergent pairs triple (5.0 to 15.0/run), and MATH-500 rises on all three seeds from 44.20% +/- 0.53% to 46.47% +/- 0.81% (+2.27 pp; pooled item 95% CI [+0.13, +4.47] pp, two-level 95% CI [-0.73, +5.13] pp). Finally, a 100-question accumulation recipe (Arm 11) reaches 46.20% +/- 0.35% on MATH-500, and shortest-completed tie-breaking (MDL-Maj@3) improves 3-seed greedy voting over MaxLen-Maj@3.
1. Problem Formulation and Summary of Contributions
Reinforcement learning with verifiable rewards (RLVR) using Group Relative Policy Optimization (GRPO) [1, 2, 3] enables a pretrained base language model (Qwen3-0.6B-Base, $P = 751,632,384$ untied trainable parameters [4]) to rise from $14.80\%$ ($74/500$) greedy accuracy on MATH-500 and $12.50\%$ ($30/240$) on an independent external benchmark (GSM8K-200 + AMC23-40) to $44.40\%$–$48.80\%$ on MATH-500 and $57.92\%$–$61.25\%$ on GSM8K-200 + AMC23-40 after 50 single-question updates on math_train.json[:50]. In the standard single-question GRPO loop, the policy samples $G=8$ trajectories $y^{(1)}, \dots, y^{(G)} \sim \tilde{\pi}_\theta(\cdot \mid x)$ per question $x$ (under the 512-token-capped temp=0.8, top_p=0.9 rollout kernel $\tilde{\pi}_\theta$), computes standardized binary rewards $R_i \in \{0,1\}$, and updates parameters via sequence-summed token log-probabilities:
Within this small-budget regime, we study four bounded diagnostic questions: (i) how omitting redundant zero-advantage backward passes on the $52\%$–$66\%$ of questions with homogeneous rewards ($\sigma_R = 0 \implies A_i = 0$) while executing explicit $O(P)$ zero-gradient AdamW steps compares against both full-backward training and step skipping (--skip-zero-var), with and without a 30-character pre-boxed derivation gate (text.rfind("\\boxed") >= 30); (ii) in two-stage ($K=4 \times B=2$) branched rollouts [13, 14, 16], how the distributional properties of early-EOS branch handling distinguish a genuinely $\mathcal{F}_t$-measurable stopped tree from outcome-dependent root-restart and midpoint-split samplers; (iii) whether adding a sibling-disagreement prefix bonus ($\beta = 0.25$) yields any detectable benefit over TreeRL's descendant-mean prefix credit ($\beta = 0.0$) under matched branching rules, alongside a descriptive census of 512-token cap-associated active steps and reward-divergent pairs and a matched 3-seed single-factor 1,024-token horizon comparison (Arm 12 vs. Arm 5); and (iv) how three-seed 100-question combined gradient accumulation (Arm 11) and cross-seed vs. single-seed test-time voting [19, 20] (MDL-Maj@3 vs. MaxLen-Maj@3) behave across benchmarks when accounting for training and inference costs and conditional uncertainty.
We report a twelve-arm, three-seed (seeds = 42, 101, 7) experimental matrix plus six single-seed (seed=101) diagnostic ablations across 43 primary training runs (2,352 steps and 9,408 rollout pairs with complete per-step and per-pair token, prefill, padded-prefill, untrimmed batch-max generation, backward, timing, and branch-event ledgers in training_records.json, plus 12 matched 50-step external-evaluation retraining runs = 600 steps) and 119 primary evaluations (38,420 graded item responses) plus 2,700 sampled-$k=3$ responses (41,120 independently regraded item responses total in per_item_grades.json): 43 MATH-500 evaluations (21,500 grades), 44 math_val210 evaluations (9,240 grades), and 32 evaluations on an untouched 240-item external mathematics benchmark (GSM8K-200 + AMC23-40, 7,680 grades). Because MATH-500 was inspected on seed=101 during initial gate and warmup selection (Section 5.1), we treat GSM8K-200 + AMC23-40 ($N=240$) as the untouched confirmatory benchmark and MATH-500 ($N=500$) and math_val210 ($N=210$) as broader in-domain diagnostic readouts. All aggregate metrics, independent regrading of all 41,120 extracted answers (PASS 1), direct finite-policy execution of generate_bifurcated and fixed-trajectory AdamW equivalence (PASS 2), per-step/per-pair integer token conservation laws (PASS 3), and 4,000-resample two-level (seed $\times$ question) and paired-item bootstrap $95\%$ confidence intervals are verified in $\sim 2\text{s}$ on CPU by verify_supplement.py:
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$O(P)$ Zero-Gradient AdamW Stepping vs. Step Skipping and Execution-Recipe Controls (Section 3.2 & Section 5.2): In the supplied baseline (
Arm 1,code/run_baseline.py), homogeneous groups ($\sigma_R = 0$) execute 8 forward-and-backward passes multiplied by $0.0$ ($135.7\text{k}$ output backward tokens, $169.4\text{k}$ prompt+output backward tokens; $815.9\text{ TFLOPs}$ output-only / $1018.6\text{ TFLOPs}$ unpadded full-sequence / $1069.5\text{ TFLOPs}$ padded full-sequence analytical dense-work proxies) before callingoptimizer.step(). Allocating explicit zero gradients (param.grad = torch.zeros_like(param)) and callingoptimizer.step()costs $O(P)$ elementwise parameter operations and zero transformer backward FLOPs while preserving the 50-step AdamW momentum ($m_t \leftarrow \beta_1 m_{t-1}$), second-moment ($v_t \leftarrow \beta_2 v_{t-1}$), bias-correction, and decoupled weight-decay updates that step skipping (--skip-zero-varalone) omits.- Fixed-Trajectory Bitwise Equivalence vs. Descriptive Live Execution-Recipe Comparison (
Arm 2vs.Arm 1): On any fixed sequence of active and homogeneous steps sharing a common active-step loss function,param.grad = torch.zeros_like(param); optimizer.step()produces bitwise identical parameters $\theta_t$ and AdamW buffers $(m_t, v_t)$ (max_abs_diff = 0.0) to executing $0.0$-weighted backward passes, whereas skippingoptimizer.step()diverges (PASS 2). In our live GPU runs,Arm 1(code/run_baseline.py) sums token cross-entropies before multiplying by scalar advantage (-adv[i] * logprob(seq) / 8), whereasArms 2–12(code/run_experiment.py) multiply each token's NLL by advantage before summing (compute_weighted_logprob). Inbfloat16/float32, multiplying before summing vs. summing before multiplying introduces a 1-ULP active-step rounding difference (e.g.,grad_norm = 808.9206vs.808.9137on Step 6 ofseed=42) that diverges subsequent rollout trajectories [4]; accordingly, liveArm 1vs.Arm 2differences are reported descriptively as comparisons between two execution recipes rather than isolated timing or accuracy tests of homogeneous-step backward elimination alone. Under the identical ungated reward (--min-pre-boxed-chars 0),Arm 2cuts output backward tokens by $56.8\%$ ($58.6\text{k}$ vs. $135.7\text{k}$), analytical output-token dense FLOPs by $43.2\%$ ($463.3$ vs. $815.9\text{ TFLOPs}$), unpadded full-sequence dense FLOPs by $43.9\%$ ($571.3$ vs. $1018.6\text{ TFLOPs}$), and padded full-sequence dense FLOPs by $41.3\%$ ($627.4$ vs. $1069.5\text{ TFLOPs}$), with an observed same-host mean wall-clock time of $438.1\text{s}$ vs. $454.1\text{s}$ (-3.5%, $\sim 16.0\text{s}$ across the 50-step loop, as 512-token autoregressive decoding accounts for $\sim 88\%$–$90\%$ of step time; $530.0\text{s}$ historicalArm 1mean). Across three seeds,Arm 2scores $60.83\% \pm 0.42\%$ onExt240(+1.67 ppvs.Arm 1, two-level $95\%$ CI $[-2.22, +5.69]\text{ pp}$), $44.67\% \pm 0.90\%$ onMATH-500(-1.40 pp, $[-4.60, +1.80]\text{ pp}$), and $54.44\% \pm 1.92\%$ onmath_val210. - Gated Zero-Gradient Stepping (
Arm 4,ra_flat) vs. Gated Step Skipping (Arm 3,gate_flat): When paired with the 30-character pre-boxed derivation gate,ra_flat($45.53\% \pm 1.03\%$ onMATH-500, $59.31\% \pm 1.68\%$ onExt240, $489.0 / 600.1 / 654.8\text{ TFLOPs}$, $433.0\text{s}$) vs.gate_flat($43.07\% \pm 6.54\%$ onMATH-500, $58.47\% \pm 4.49\%$ onExt240) yields per-seed differences of[-1.40, -1.40, +10.20] pponMATH-500(mean $+2.47\text{ pp}$, two-level $95\%$ CI $[-3.47, +9.60]\text{ pp}$). Relative toArm 1, bothArm 2($34.3 \pm 1.5$) andArm 4($33.7 \pm 11.0$, $-3.80\text{ pp}$, per-seed[-2.40, -5.20, -3.80] pp, two-level $95\%$ CI $[-6.60, -1.00]\text{ pp}$) exhibit fewer 2,048-token test cap hits (AllCap2048) thanBaseline Flat GRPO($52.7 \pm 5.5$), which we interpret descriptively as an execution-recipe difference underbfloat16trajectory sensitivity (Arm 4vs.Arm 2is $-0.13\text{ pp}$, $[-3.20, +2.80]\text{ pp}$).
- Fixed-Trajectory Bitwise Equivalence vs. Descriptive Live Execution-Recipe Comparison (
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Exact Distributional Analysis of Stopped-Tree vs. Outcome-Dependent Branching Samplers (Section 4.2 & Section 4.3): In two-stage ($K=4 \times B=2$) rollouts where Stage 1 targets the first newline boundary $\tau_{\text{causal}} \in [96, 160]$, how early-EOS trajectories ($T_{\text{EOS}} \le \tau_{\text{causal}}$) are handled determines whether the sampler preserves the executed on-policy rollout distribution $\tilde{\pi}_\theta(\cdot \mid x)$ [13, 16]:
- True $\mathcal{F}_t$-Stopped-Tree Sampler (
--strict-causal-tau --early-eos-mode terminal_dup,Arms 5, 6, 11, 12): Stopping at $\tau_k = \min(\tau_{\text{causal}}, T_{\text{EOS}})$ is $\mathcal{F}_t$-measurable on the natural token filtration. When $T_{\text{EOS}} \le \tau_{\text{causal}}$, the stopped prefix $u^{(k)} = y_{1:T_{\text{EOS}}}$ is already an absorbing terminal state, so its $B=2$ descendants have degenerate zero-length continuations ($v^{(k,1)} = v^{(k,2)} = \epsilon$). By the chain rule of probability, every leaf $Y_{k,b}$ has the exact marginal $\Pr(Y_{k,b} = y) = \tilde{\pi}_\theta(y \mid x)$ of the capped sampling policy. - Outcome-Dependent Root-Restart Sampler (
--strict-causal-tau --early-eos-mode root_resample,Arms 7and8): Retrospectively setting $\tau_k = 0$ after observing EOS in $p^{(k)}_{1:\tau_{\text{causal}}}$ is not $\mathcal{F}_0$-measurable because $\{\tau_k = 0\}$ depends on future tokens up to $T_{\text{EOS}}$. Retaining the early-EOS sequence as Branch 1 while drawing Branch 2 freshly from the root biases the sibling distribution: for any policy that emits immediate EOS with probability $p \in (0,1)$ and otherwise traverses the branching boundary, the analytical chain-rule derivation establishes $\Pr(Y_1 = \text{EOS}) = p$ whereas $\Pr(Y_2 = \text{EOS}) = p^2$ (checked at $p=1/2$ by executingcode/run_experiment.py:generate_bifurcatedon a 4-outcome finite policy inPASS 2, yielding(0.50, 0.25)vs.(0.50, 0.50)). - Prefix-Sum Qualification on Shared-Prefix Subsets (Proposition 2): On any fixed realized tree, $\beta = 0$ descendant-mean credit equals leaf-summed GRPO on every shared prefix (Proposition 1). However, when only a subset $S = \{k : \tau_k > 0\} \subsetneq \{1,\dots,K\}$ of pairs share a non-empty prefix (as in
Root-Restart), the sum of applied prefix coefficients at $\beta = 0$ is $B\sum_{k \in S}(\hat{V}_k - \bar{R})/(\sigma_R + 10^{-4})$, which need not vanish (e.g., $-1.5/(\sigma_R+10^{-4})$ with one $(0,0)$ shared pair and three $(1,1)$ root-restarted pairs); only the bonus increment $\Delta_\beta = B\beta\sum_{k \in S}(M_k - \hat{V}_k)/(\sigma_R + 10^{-4}) \ge 0$ is nonnegative for every $S$.
- True $\mathcal{F}_t$-Stopped-Tree Sampler (
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Matched Three-Seed Bonus Comparisons ($\beta = 0.25$ vs. $\beta = 0.0$), Descriptive Cap-Associated Census, and Single-Factor 1,024-Token Horizon Comparison (
Arm 12vs.Arm 5, Section 4.4 & Section 5.3):- Across
seeds = 42, 101, 7, no accuracy benefit from $\beta = 0.25$ over $\beta = 0.0$ is detected within two-level $95\%$ confidence intervals under either the $\mathcal{F}_t$-stopped tree (Arm 6vs.Arm 5: $-0.97\text{ pp}$ onExt240, $[-5.42, +3.47]\text{ pp}$; $+0.73\text{ pp}$ onMATH-500, $[-3.00, +4.67]\text{ pp}$) or the root-restart sampler (Arm 8vs.Arm 7: $+0.69\text{ pp}$ onExt240, $[-3.06, +4.72]\text{ pp}$; $+0.07\text{ pp}$ onMATH-500, $[-2.80, +3.00]\text{ pp}$), whereas one-sided prefix clamping (--clamped-prefix, Proposition 3) degradesseed=101accuracy by $-14.80\text{ pp}$ ($33.00\%$, $95\%$ CI $[-19.00, -10.40]\text{ pp}$). - Descriptive Census of Cap-Associated Active Steps and Divergent Pairs (
Table 2A& Section 4.4): Auditing all 612 active steps acrossArms 1–10intraining_records.jsonshows that187 / 612 (30.6%)of active steps (37.5% = 24/64inArm 1,29.3% = 17/58inArm 5,37.1% = 23/62inArm 6) have every $R=0$ leaf at the 512-token cap ($L_{k,b} = 512$), and across $200$ tree pairs per 50-step run only $15.0$–$17.3$ pairs/run have $R_{k,1} \ne R_{k,2}$ (45, 51, 52, 45total across 3 seeds inArms 5–8, of which45, 51, 51, 44have a shared prefix $\tau_k > 0$), with **48.9\%$–$66.7\%$ (30/45inArm 5,30/51inArm 6,32/52inArm 7,22/45inArm 8) having the $R=0$ branch at $L = 512$ (CapR0Div)** while $15, 21, 20, 23$ pairs (15, 21, 20, 22` with both branches below 512 tokens) have $L_{R=0} < 512$. Because $M_k - \hat{V}_k = 0.5$ fires identically on all shared-prefix divergent pairs and observing $R=0, L=512$ does not establish counterfactual success under longer generation, these counts are reported strictly as a descriptive census of limited, cap-associated reward disagreement. - Single-Factor 3-Seed 1,024-Token Horizon Comparison (
Arm 12vs.Arm 5): Holding--split-tokens 160andzero_cont_token_mass=Falseidentical toArm 5(strict_mst_beta0_50) and changing only--tokens 512 -> 1024acrossseeds = 42, 101, 7(Arm 12,cap1024_matched) cuts training rollout cap hits from $293/1,200$ ($24.4\%$) to $70/1,200$ ($5.8\%$), cutsCapAssocActivesteps from $17/58$ ($29.3\%$) to $3/54$ ($5.6\%$), and increases non-cap divergent pairs (Both < Cap) from $15/45$ ($5.0\text{/run}$) to $45/50$ ($15.0\text{/run}$). Across three seeds,Arm 12scores $46.47\% \pm 0.81\%$ onMATH-500($+2.27\text{ pp}$ vs.Arm 5, per-seed[+2.40, +2.80, +1.60] pp, pooled $95\%$ CI $[+0.13, +4.47]\text{ pp}$, two-level $95\%$ CI $[-0.73, +5.13]\text{ pp}$), $55.71\% \pm 2.52\%$ onVal210($+0.48\text{ pp}$, $[-5.40, +6.03]\text{ pp}$), and $61.11\% \pm 3.37\%$ onExt240($+0.83\text{ pp}$, $[-4.17, +5.83]\text{ pp}$) at $502.2\text{ OutTFLOPs}$ ($649.8\text{s}$).
- Across
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Three-Seed 100-Question Combined Accumulation (
Arm 11) and Cross-Seed vs. Single-Seed Voting (Section 5.4&Section 5.5):- Replicating the combined 100-question intervention (
Stopped-Tree$\beta=0.0$ + zero-signed-token-mass continuation centering [10] + 4-question unit-normalized gradient accumulation onmath_train_stratified.json[:100],Arm 11) acrossseeds = 42, 101, 7yields $46.20\% \pm 0.35\%$ onMATH-500($+2.00\text{ pp}$ vs. 50-stepArm 5, two-level $95\%$ CI $[-0.80, +5.13]\text{ pp}$, unresolved), $55.08\% \pm 1.92\%$ onmath_val210, and $59.72\% \pm 0.87\%$ onExt240($-0.56\text{ pp}$, $[-5.28, +4.03]\text{ pp}$). - In test-time voting ($k=3$ rollouts per item [19, 20],
Table 4), breaking 1-1-1 ties by selecting the shortest completed non-truncated derivation (15 <= L < 2048,MDL-Maj@3) vs. the longest derivation (MaxLen-Maj@3) yields $+4.60\text{ pp}$ onArm 5($50.40\%$ vs. $45.80\%$, nominal paired-item $95\%$ CI $[+2.00, +7.40]\text{ pp}$) and $+3.40\text{ pp}$ onArm 11($51.00\%$ vs. $47.60\%$, nominal paired-item $95\%$ CI $[+1.00, +5.80]\text{ pp}$) onMATH-500, and $+4.76\text{ pp}$ ($[+1.43, +8.10]\text{ pp}$) onArm 12Val210. OnExt240(Arm 11), 3-checkpoint cross-seed greedyMDL-Maj@3($64.17\%$, requiring $3\times$ training cost $= 2,514.0\text{ OutTFLOPs}$ and $285.4\text{k}$ test tokens) minus 1-checkpoint single-seed sampledMDL-Maj@3($T=0.6$, mean $61.25\%$, $1\times$ training cost $= 838.0\text{ OutTFLOPs}$ and $273.9\text{k}$ test tokens) is $+2.92\text{ pp}$ with a nominal paired question bootstrap $95\%$ CI of $[-1.25, +7.08]\text{ pp}$ (unresolved within intervals).
- Replicating the combined 100-question intervention (
2. Related Work and Positioning
Our diagnostic study builds on the reasoning-from-scratch GRPO baseline [1], DeepSeek-R1 [2], Dr. GRPO [3], TreeRL [13], MARGE [14], OPTS-TTPO [16], and self-consistency voting [19], as well as concurrent studies in r/math_rlvr [4–12, 17, 18, 20]:
- On-Policy Tree Search, Stopping-Time Measurability, Prefix Backups, and Run-Ensemble vs. Single-Policy Voting (TreeRL [13], MARGE [14], OPTS-TTPO [16],
math_rlvr_6[20],math_rlvr_16[6],math_rlvr_18[7],math_rlvr_22[17],math_rlvr_23[18]): TreeRL [13] Section 3.2 defines descendant-mean node values $\hat{V}_k$, global-plus-local advantages, and internal-node reweighting; MARGE [14] studies guided intermediate-state exploration; and OPTS-TTPO [16] analyzes finite-sample policy-gradient learning with tree search, explicitly distinguishing prefix-measurable branching from outcome-adaptive tree expansion and comparing mean vs. max-backup prefix value estimates ($\hat{V}_k$ vs. $M_k$). Inr/math_rlvr, [5, 6, 7, 9, 10] establish token-0 onset dynamics, conditioned policy-score counterexamples, Monte Carlo fork credit, 2,048-token truncation behavior, and zero-signed-token-mass stability, while [12, 17, 18, 20] analyze item-profile redistribution across seeds, shared-prefix credit shielding and BF16 weight-space audits, greedy vs. vote-based selection, and run-ensemble vs. single-policy sampling trade-offs ([20], Section 3.7). We do not claim a new tree-credit or ensemble principle. Our bounded contributions are: (1) the controlled optimizer-clock and active-step loss comparison (Arms 1–4), (2) the matched three-seed bonus comparisons (Arms 5–8) across both the exact $\mathcal{F}_t$-stopped tree and the outcome-dependent root-restart sampler together with the descriptive cap-associated step/pair census (Table 2A) and single-factor 3-seed 1,024-token horizon comparison (Arm 12), and (3) the three-seed 100-question combined gradient-accumulation replication (Arm 11), exploratory 1,024-token recipe probe (Table 3), and uncertainty-qualifiedMDL-Maj@3vs.MaxLen-Maj@3voting comparison (Table 4).
3. Diagnostic Analysis of Baseline Mechanics
3.1 The Bimodal Token-0 Distribution and Early Short-Guess Reinforcement
Evaluating pretrained Qwen3-0.6B-Base greedily on MATH-500 (base_math500, $14.80\% = 74/500$) and GSM8K-200 + AMC23-40 (base_ext240, $12.50\% = 30/240$: $13.50\%$ on GSM8K-200, $7.50\%$ on AMC23-40) reveals a bimodal length distribution (PASS 1):
- Short Mode ($|y| < 30$ tokens): $426/500$
MATH-500responses ($85.2\%$) emit $<30$ tokens (6–29tokens, typically immediate\boxed{...}<|endoftext|>) at $11.03\%$ accuracy ($47/426$). - Multi-Step Mode ($|y| \ge 30$ tokens): $74/500$
MATH-500responses ($14.8\%$) generate $\ge 30$ tokens at $36.49\%$ accuracy ($27/74$). After 50 RLVR updates (baseline_s42andbaseline_s101), $100.0\%$ ($219/219$ and $221/221$) of correct boxed responses contain $\ge 30$ characters before\boxed{}.
On Step 2 of seed=101 (math_train.json[1], answer 98), all 8 rollouts are 7–8 token responses. When ablate_skip_zerovar_seed101 rewards the 7-token response ' \boxed{98}<|endoftext|>' ($R=1$) while skipping subsequent homogeneous steps, the policy reinforces token-0 \boxed{} emission (early_10_mean_tokens = 32.0, 22 all-zero groups, $78,773$ total tokens; math_val210 drops to $51.90\%$). Similarly, an exploratory easy-first + length-mean run (ctrl_clean50_s101) stayed at $21.9$ mean tokens over the first 10 steps and scored $41.43\%$ ($87/210$) on math_val210 (reported only as a confounded exploratory observation since it varied both curriculum ordering and length reduction).
3.2 Homogeneous-Group Optimizer Stepping in AdamW ($O(P)$ Parameter Work vs. Backward Pass FLOPs) and Active-Step Floating-Point Associativity
In the 50-question baseline runs, $54.0\%$ (seed=42: 12 all-0, 15 all-1), $56.0\%$ (seed=101: 10 all-0, 18 all-1), and $62.0\%$ (seed=7: 13 all-0, 18 all-1) of rollout groups have homogeneous rewards ($\sigma_R = 0 \implies A_i = 0$). Under PyTorch AdamW ($\eta = 10^{-5}, \beta_1 = 0.9, \beta_2 = 0.999, \epsilon = 10^{-8}, \lambda = 0.01$), a step $t$ with zero gradient $g_t = \nabla_\theta \mathcal{L}_t = 0$ updates all $P$ parameters:
Skipping optimizer.step() on homogeneous groups (--skip-zero-var alone, Arm 3) eliminates the 8 redundant backward passes but also omits $m_t, v_t$ decay, bias-correction increments, and weight decay on those steps. Setting param.grad = torch.zeros_like(param) and calling optimizer.step() (--skip-zero-var --zero-var-momentum-step, Arms 2 and 4) omits the $6 P D_{\text{bwd}}$ transformer backward pass while executing the exact AdamW parameter-state update in $O(P)$ elementwise memory/arithmetic operations ($\sim 6$–$8\text{ GFLOPs}$ per step for $P = 751.63\text{M}$, negligible compared to $\sim 16\text{ TFLOPs}$ per 8-trajectory backward pass).
Distinguishing Fixed-Trajectory Bitwise Equivalence from Active-Step Loss Associativity (logprob vs. compute_weighted_logprob):
On any fixed sequence of active and homogeneous steps using a common active-step loss function, replacing $0.0$-weighted backward passes on homogeneous steps with param.grad = torch.zeros_like(param); optimizer.step() produces bitwise identical parameters $\theta_t$ and AdamW state buffers $(m_t, v_t)$ (max_abs_diff = 0.0), whereas skipping optimizer.step() diverges (PASS 2 in verify_supplement.py, verified both via the standard-library scalar AdamW recurrence and, when PyTorch is present, via torch.nn.Module + torch.optim.AdamW tensor checks). When comparing Arm 2 (code/run_experiment.py) against Arm 1 (code/run_baseline.py) in live bfloat16 training, a second implementation detail enters on active steps: code/run_baseline.py computes -adv[i].detach() * logprob(model, seq, len(prompt)) / 8 (summing token cross-entropies first via F.cross_entropy(..., reduction='sum') and then multiplying by scalar $A_i$), whereas compute_weighted_logprob in code/run_experiment.py computes -(weights * token_nll).sum() / 8 (multiplying each token's negative log-likelihood by $A_i$ before summing). Because floating-point addition is non-associative with scalar multiplication ($A_i \sum_t \ell_t$ vs. $\sum_t (A_i \ell_t)$), active steps can differ by 1 ULP (producing grad_norm = 808.9206 vs. 808.9137 on Step 6 of seed=42), which under bfloat16 rollout sensitivity [4] alters sampled trajectories from Step 8 onward. We therefore establish fixed-trajectory zero-gradient equivalence via PASS 2 and treat live Arm 2 vs. Arm 1 trajectory, accuracy, and timing differences descriptively as execution-recipe comparisons.
3.3 Surface-Token Divergence in Mixed Groups
Across the 96 failed ($R=0$) rollouts in the 23 active groups of baseline_s42 and the 82 failed rollouts in the 22 active groups of baseline_s101, $43.75\%$ ($42/96$) and $50.00\%$ ($41/82$) share $\ge 1$ regex-extracted equation in their first 160 tokens with $R=1$ siblings, while mean exact surface-token longest common prefix (LCP) is $11.9$ and $19.3$ tokens. Regex equation matching is only a surface proxy; the LCP statistic reflects that independent root draws rarely share identical token prefixes beyond the opening sentence, motivating two-stage prefix sharing [13, 14, 16].
4. Method, Sampler Distributions, Estimators, and Cap-Associated Census
4.1 Pre-Boxed Derivation Gate (rfind)
To suppress rewards on bare $<30$-character \boxed{} guesses during training while keeping test-time evaluation unmodified (Arm 3–Arm 12), we define:
4.2 Two-Stage Branched Rollouts: Exact Distributional Comparison of Three Samplers
After 3 active warmup steps (--bifurcate-after-active 3), Stage 1 generates $K=4$ root sequences $p^{(1)}, \dots, p^{(4)}$ up to $T_{\max} = 160$ tokens under the executed sampling kernel $\tilde{\pi}_\theta$ (temp=0.8, top_p=0.9, total trajectory cap max_tokens = 512 in Arms 5–11 and 1,024 in Arm 12; note that because rollout sampling uses temperature and top-$p$ truncation while the policy-gradient loss scores raw model log-probabilities $\log \pi_\theta$, standard flat rollouts already sample from $\tilde{\pi}_\theta$, and the question below is whether branching preserves or distorts the leaf marginals under $\tilde{\pi}_\theta$). Define the causal newline stopping time on the natural token filtration $\{\mathcal{F}_t\}_{t \ge 1}$ ($T_{\min} = 96$):
We compare three concrete branch-construction rules (verified analytically below, checked at $p = 1/2$ by direct execution of code/run_experiment.py:generate_bifurcated on a 4-outcome finite policy in PASS 2, and verified across all 2,352 steps by per-pair ledger reconstruction in PASS 3 of verify_supplement.py):
-
True $\mathcal{F}_t$-Measurable Stopped-Tree Sampler (
--strict-causal-tau --early-eos-mode terminal_dup,Arms 5, 6, 11, 12):- Stopping Rule: Each prefix stops at $\tau_k = \min\big(\tau_{\text{causal}}(p^{(k)}),\, T_{\text{EOS}}(p^{(k)})\big)$. Since both $\tau_{\text{causal}}$ and $T_{\text{EOS}}$ are stopping times on $\{\mathcal{F}_t\}_{t \ge 1}$, their minimum $\tau_k$ is a strictly $\mathcal{F}_t$-measurable stopping time [16].
- Continuation Rule: When $T_{\text{EOS}}(p^{(k)}) > \tau_{\text{causal}}(p^{(k)})$ (
causal_non_eos_pairs), both branches inherit $u^{(k)} = p^{(k)}_{1:\tau_k}$ (prefix_len$= \tau_k \in [96, 160]$) and draw independent continuations $v^{(k,1)}, v^{(k,2)} \sim \tilde{\pi}_\theta(\cdot \mid x, u^{(k)})$ up to $\text{max\_tokens} - \tau_k$ tokens. When $T_{\text{EOS}}(p^{(k)}) \le \tau_{\text{causal}}(p^{(k)})$ (terminal_dup_pairs), $u^{(k)} = p^{(k)}_{1:T_{\text{EOS}}}$ is already an absorbing terminal leaf ending inEOS; its two descendants have degenerate zero-length continuations ($v^{(k,1)} = v^{(k,2)} = \epsilon$,prefix_len$= T_{\text{EOS}}$,stage2_gen_tokens$= 0$). - Exact Sampling Marginal Property: For any complete trajectory $y = (y_1, \dots, y_L)$ under the capped kernel $\tilde{\pi}_\theta$, if $L \le \tau_{\text{causal}}(y)$ then $\Pr(Y_{k,b} = y) = \tilde{\pi}_\theta(y \mid x) \cdot 1 = \tilde{\pi}_\theta(y \mid x)$; if $L > \tau_{\text{causal}}(y)$ then by the chain rule $\Pr(Y_{k,b} = y) = \tilde{\pi}_\theta(y_{1:\tau_k} \mid x)\,\tilde{\pi}_\theta(y_{\tau_k+1:L} \mid x, y_{1:\tau_k}) = \tilde{\pi}_\theta(y \mid x)$ for both $b \in \{1,2\}$. Executing
generate_bifurcateddirectly on a 4-outcome finite policy where $\tilde{\pi}_\theta$ emits immediateEOSwith probability $p = 1/2$ and otherwise traverses $\tau_{\text{causal}}$ (PASS 2) confirms $\Pr(Y_{k,1} = \text{EOS}) = \Pr(Y_{k,2} = \text{EOS}) = 0.50$ withprefix_lengths = [1, 1, 1, 1, 49, 49, 49, 49]. - Executed Pair Breakdown (
PASS 3): Acrossseeds = 42, 101, 7,(flat_warmup_pairs, causal_non_eos_pairs, terminal_dup_pairs)are(24, 163, 13),(20, 177, 3), and(20, 179, 1)forArm 5($\beta=0.0$);(24, 164, 12),(20, 178, 2), and(20, 177, 3)forArm 6($\beta=0.25$);(48, 351, 1),(32, 366, 2), and(32, 362, 6)across the $400$ pairs/run of 100-questionArm 11; and(28, 168, 4),(24, 174, 2), and(20, 178, 2)for 1,024-tokenArm 12, with zero conservation violations.
-
Outcome-Dependent Root-Restart Sampler (
--strict-causal-tau --early-eos-mode root_resample,Arms 7and8):- Rule & Non-Causality at $t=0$: When $T_{\text{EOS}}(p^{(k)}) > \tau_{\text{causal}}(p^{(k)})$ (
causal_non_eos_pairs), both branches share $u^{(k)} = p^{(k)}_{1:\tau_{\text{causal}}}$. However, whenEOSis observed at $T_{\text{EOS}}(p^{(k)}) \le \tau_{\text{causal}}(p^{(k)})$ (tau_zero_pairs), the procedure retrospectively sets $\tau_k = 0$ (prefix_len = 0), keeps $p^{(k)}_{1:T_{\text{EOS}}}$ as Branch 1, and draws Branch 2 freshly from the root prompt $x$. Because the event $\{\tau_k = 0\} = \{T_{\text{EOS}} \le \tau_{\text{causal}}\}$ depends on tokens generated up to $T_{\text{EOS}}$, it is not measurable at time $0$ ($\{\tau_k = 0\} \notin \mathcal{F}_0$). - Biased Sibling Marginals (Analytical Proof &
PASS 2Implementation Check): Analytically, for any policy that emits earlyEOSbefore $\tau_{\text{causal}}$ with probability $p \in (0,1)$, Branch 1 emits earlyEOSwith probability $\Pr(Y_1 = \text{EOS}) = p$, whereas Branch 2 emits earlyEOSonly if Stage 1 emits earlyEOS(triggering $\tau_k = 0$, probability $p$) and the independent restarted root draw also emits earlyEOS(probability $p$):$$ \Pr(Y_1 = \mathrm{EOS}) = p, \qquad \Pr(Y_2 = \mathrm{EOS}) = p^2 \qquad \big(\text{at } p = \tfrac{1}{2}:\; \Pr(Y_1 = \mathrm{EOS}) = 0.50,\; \Pr(Y_2 = \mathrm{EOS}) = 0.25\big), $$which is checked on the 4-outcome finite policy ($p=1/2$) inPASS 2((0.50, 0.25)withprefix_lengths = [0, 0, 0, 0, 49, 49, 49, 49]). - Executed Pair Breakdown (
PASS 3): Acrossseeds = 42, 101, 7,(flat_warmup_pairs, causal_non_eos_pairs, tau_zero_pairs)are(24, 160, 16),(20, 177, 3), and(20, 179, 1)forArm 7($\beta=0.0$) and(24, 169, 7),(20, 178, 2), and(20, 178, 2)forArm 8($\beta=0.25$), summing to $200/200$ pairs per run.
- Rule & Non-Causality at $t=0$: When $T_{\text{EOS}}(p^{(k)}) > \tau_{\text{causal}}(p^{(k)})$ (
-
Outcome-Dependent Midpoint-Fallback Sampler (
Arms 9and10): Without--strict-causal-tau, early-EOS sequences of length $\ge 32$ keep the completed trajectory as Branch 1 and split Branch 2 at an interior newline viafind_midpoint_boundary(early_eos_gt104_pairs$= 3, 5, 6$ andmidpoint_fallback_pairs$= 12, 4, 2$ inArm 9), which depends on terminal length atEOS.
4.3 Estimator Analysis: Fixed-Tree Summation at $\beta=0$ and Subset Qualification for $\beta > 0$
For any pair $k \in \{1, \dots, K\}$ with $\tau_k > 0$, let $\hat{V}_k = \frac{1}{B}\sum_{b=1}^B R_{k,b}$ ($B=2$) be the descendant mean (TreeRL [13]), $M_k = \max_{b} R_{k,b}$ (the max-backup value studied in OPTS-TTPO [16]), and $\bar{R} = \frac{1}{KB}\sum_{k,b} R_{k,b}$. For $t \le \tau_k$ and $t > \tau_k$, the engine assigns:
$$ A_{\text{prefix}}(k) = \frac{\tilde{V}_k - \bar{R}}{\sigma_R + 10^{-4}} \quad \big(\tilde{V}_k = \hat{V}_k + \beta(M_k - \hat{V}_k) = (1-\beta)\hat{V}_k + \beta M_k\big), \qquad A_{\text{cont}}(k, b) = \frac{(1 - \alpha)(R_{k,b} - \bar{R}) + \alpha (R_{k,b} - \hat{V}_k)}{\sigma_R + 10^{-4}} \quad (\alpha = 0.5), $$while pairs with $\tau_k = 0$ (prefix_len = 0) receive unmodified leaf credit $(R_{k,b} - \bar{R})/(\sigma_R + 10^{-4})$ on all tokens.
-
Proposition 1 (Fixed-Tree Shared-Prefix Summation Identity at $\beta = 0$): For any pair $k$ with $\tau_k > 0$, because $u^{(k)} = y^{(k,b)}_{1:\tau_k}$ is shared across $b \in \{1, \dots, B\}$, summing the $\beta = 0$ prefix gradient across its $B$ leaves yields:
$$ \sum_{b=1}^B A_{\text{prefix}}^{\beta=0}(k) \nabla_\theta \log \pi_\theta(u^{(k)} \mid x) = \frac{B(\hat{V}_k - \bar{R})}{\sigma_R + 10^{-4}} \nabla_\theta \log \pi_\theta(u^{(k)} \mid x) = \left(\sum_{b=1}^B \frac{R_{k,b} - \bar{R}}{\sigma_R + 10^{-4}}\right) \nabla_\theta \log \pi_\theta(u^{(k)} \mid x), $$matching the summed prefix gradient of leaf-level GRPO on that realized tree.
-
Proposition 2 (Conditional Expectation and Subset Qualification on Shared-Prefix Pairs $S = \{k : \tau_k > 0\}$): Under i.i.d. Bernoulli($q$) continuations from $u^{(k)}$, $\mathbb{E}[\tilde{V}_k \mid u^{(k)}] = q + \beta q(1-q)$. Across a batch of $K$ pairs where $S = \{k \in \{1,\dots,K\} : \tau_k > 0\}$ is the set of pairs with a non-empty shared prefix, the sum of prefix coefficients actually applied to shared prefixes is:
$$ \sum_{k \in S} \sum_{b=1}^B A_{\text{prefix}}(k) = \frac{B \sum_{k \in S} (\hat{V}_k - \bar{R}) + B \beta \sum_{k \in S} (M_k - \hat{V}_k)}{\sigma_R + 10^{-4}}. $$When all $K$ pairs have $\tau_k > 0$ ($S = \{1,\dots,K\}$, as holds on every post-warmup step of
$$ \Delta_\beta \sum_{k \in S} \sum_{b=1}^B A_{\text{prefix}}(k) = \frac{B \beta \sum_{k \in S} (M_k - \hat{V}_k)}{\sigma_R + 10^{-4}} \ge 0. $$Stopped-Treewhere $\tau_k = \min(\tau_{\text{causal}}, T_{\text{EOS}}) \ge 1$), the first term $B\sum_{k=1}^K (\hat{V}_k - \bar{R}) = 0$ vanishes identically. However, when some pairs have $\tau_k = 0$ ($S \subsetneq \{1,\dots,K\}$, as inRoot-Restartwhen early EOS occurs), $B\sum_{k \in S}(\hat{V}_k - \bar{R}) = -B\sum_{k \notin S}(\hat{V}_k - \bar{R})$ need not vanish: for example (PASS 2), with $K=4$ pairs where one shared pair $S=\{1\}$ has rewards $(0,0)$ ($\hat{V}_1 = 0$) and three root-restarted pairs $\{2,3,4\}$ have $(1,1)$ ($\bar{R} = 0.75$), the numerator at $\beta=0$ on $S$ is $2(0 - 0.75) = -1.5 \ne 0$. What holds for every subset $S \subseteq \{1,\dots,K\}$ is that the bonus increment from adding $\beta > 0$ on shared prefixes is nonnegative: -
Proposition 3 (Failure of One-Sided Prefix Clamping When $\bar{R} > 0.5$): In
ablate_selective_s101(--clamped-prefix), on a divergent pair ($\hat{V}_k = 0.5, M_k = 1$), keeping $(1-\bar{R})/(\sigma_R+10^{-4}) > 0$ on the winning branch while clamping the losing branch to $\max(0, (0.625-\bar{R})/(\sigma_R+10^{-4})) \ge 0$ gives a strictly positive net prefix weight for all $\bar{R} < 1$, positively reinforcing below-average prefixes whenever $\bar{R} \in \{0.625, 0.75, 0.875\}$.
4.4 Descriptive Census of Cap-Associated Active Steps and Reward-Divergent Pairs at 512 vs. 1,024 Tokens (Table 2A)
To characterize how often active steps and reward-divergent tree pairs coincide with the rollout token cap (512 tokens in Arms 1–10; 1,024 tokens in Arm 12) [9, 10], we audit the exact prefix lengths $(\text{pl}_{k,1}, \text{pl}_{k,2})$, leaf token lengths $(L_{k,1}, L_{k,2})$, and binary rewards $(R_{k,1}, R_{k,2})$ across all 50-question three-seed arms in training_records.json (Table 2A in verify_supplement.py):
| Arm (seeds = 42, 101, 7, 150 total steps / 600 pairs) | Active Steps | CapAssocActive (all $R=0$ have $L=\text{Cap}$) | CapR0 Leaves / All $R=0$ in Active Steps | Post-Warmup Divergent Pairs ($R_{k,1} \ne R_{k,2}$) / Shared ($\tau_k > 0$) | CapR0Div ($L_{R=0} = \text{Cap}$) | NonCapR0Div ($L_{R=0} < \text{Cap}$) / (Both < Cap) |
|---|---:|---:|---:|---:|---:|---:|
| 1. Baseline Flat GRPO ($512\text{ tok}$) | $64$ | $24 / 64$ ($37.5\%$) | $137 / 263$ ($52.1\%$) | — (flat) | — | — |
| 2. Ungated Flat + Zero-Grad Step ($512\text{ tok}$) | $64$ | $18 / 64$ ($28.1\%$) | $118 / 237$ ($49.8\%$) | — (flat) | — | — |
| 3. Flat + Gate + Skip-Zero-Var ($512\text{ tok}$) | $63$ | $11 / 63$ ($17.5\%$) | $82 / 253$ ($32.4\%$) | — (flat) | — | — |
| 4. Flat + Gate + Zero-Grad Step ($512\text{ tok}$) | $68$ | $23 / 68$ ($33.8\%$) | $123 / 248$ ($49.6\%$) | — (flat) | — | — |
| 5. Stopped-Tree ($\beta=0.0, 512\text{ tok}$) | $58$ | $17 / 58$ ($29.3\%$) | $129 / 237$ ($54.4\%$) | $45$ ($45$) | $30 / 45$ ($66.7\%$) | $15$ ($15$ Both<512) |
| 6. Stopped-Tree ($\beta=0.25, 512\text{ tok}$) | $62$ | $23 / 62$ ($37.1\%$) | $126 / 247$ ($51.0\%$) | $51$ ($51$) | $30 / 51$ ($58.8\%$) | $21$ ($21$ Both<512) |
| 7. Root-Restart Tree ($\beta=0.0, 512\text{ tok}$) | $58$ | $20 / 58$ ($34.5\%$) | $118 / 216$ ($54.6\%$) | $52$ ($51$) | $32 / 52$ ($61.5\%$) | $20$ ($20$ Both<512) |
| 8. Root-Restart Tree ($\beta=0.25, 512\text{ tok}$) | $58$ | $16 / 58$ ($27.6\%$) | $116 / 247$ ($47.0\%$) | $45$ ($44$) | $22 / 45$ ($48.9\%$) | $23$ ($22$ Both<512) |
| 9. Midpoint-Fallback RA-MST ($\beta=0.25, 512\text{ tok}$) | $63$ | $19 / 63$ ($30.2\%$) | $121 / 257$ ($47.1\%$) | $49$ ($49$) | $22 / 49$ ($44.9\%$) | $27$ ($26$ Both<512) |
| 10. Midpoint-Fallback MST ($\beta=0.25$, no warmup) | $54$ | $16 / 54$ ($29.6\%$) | $91 / 212$ ($42.9\%$) | $56$ ($45$) | $22 / 56$ ($39.3\%$) | $34$ ($34$ Both<512) |
| 12. Stopped-Tree ($\beta=0.0, 1024\text{ tok matched}$) | $54$ | $3 / 54$ ($5.6\%$) | $25 / 190$ ($13.2\%$) | $50$ ($50$) | $5 / 50$ ($10.0\%$) | $45$ ($45$ Both<1024) |
Table 2A records three exact descriptive observations and their interpretive boundaries:
- Cap-Associated Active Steps (
187 / 612 = 30.6%AcrossArms 1–10): Across all 612 active steps of the ten 512-token arms (Arms 1–10), $187/612$ ($30.6\%$) have every zero-reward rollout at the 512-token generation cap ($L_{k,b} = 512$). Observing $R=0$ and $L=512$ in the compact ledger does not establish that an unfinished rollout was otherwise mathematically correct or would have succeeded if continued past 512 tokens; rather, it documents that on $30.6\%$ of active steps, every negative-advantage rollout in the group also reached the 512-token length boundary [9, 10]. - Exact Predicates for Shared-Prefix and Cap-Associated Divergent Pairs: In
Table 2A,Post-Warmup Divergent Pairscounts all post-warmup pairs (cid != 0) with $R_{k,1} \ne R_{k,2}$, whileShared ($\tau_k > 0$)counts those with a positive shared prefix (pl0 > 0 and pl1 > 0), which is the exact set on which the prefix bonus $\beta(M_k - \hat{V}_k)$ is applied (45/45inArm 5,51/51inArm 6,51/52inArm 7, and44/45inArm 8, asArms 7and8each contain one divergenttau_zeropair with $\tau_k = 0$). Similarly,CapR0Divcounts divergent pairs where the zero-reward branch hit the cap ($L_{R=0} = \text{Cap}$),NonCapR0Divcounts divergent pairs where the zero-reward branch finished below the cap ($L_{R=0} < \text{Cap}$), andBoth < Capcounts divergent pairs where both branches finished below the cap ($L_1 < \text{Cap}$ and $L_2 < \text{Cap}$; inArms 8and9, oneNonCapR0Divpair has $L_{R=1} = 512$, soBoth < 512is $22$ and $26$ versus $23$ and $27$NonCapR0Div). Because $M_k - \hat{V}_k = 0.5$ applies identically toCapR0DivandNonCapR0Divshared pairs and pair counts do not bound gradient influence after standardization, clipping, and AdamW updates, Table 2A supports a descriptive hypothesis about sparse ($7.5\%$–$8.7\%$ of pairs) and frequently cap-associated reward disagreement rather than proving a causal explanation for the unresolved $\beta = 0.25$ vs. $\beta = 0.0$ contrasts. - Single-Factor 1,024-Token Horizon Comparison (
Arm 12vs.Arm 5): When--tokensis raised from $512$ (Arm 5) to $1,024$ (Arm 12) with--split-tokens 160,zero_cont_token_mass=False, $\beta=0.0$, andterminal_dupheld fixed acrossseeds = 42, 101, 7,CapAssocActivedrops from $17/58$ ($29.3\%$) to $3/54$ ($5.6\%$),CapR0drops from $129/237$ ($54.4\%$) to $25/190$ ($13.2\%$), andBoth < Capdivergent pairs increase from $15/45$ ($5.0\text{/run}$) to $45/50$ ($15.0\text{/run}$).
5. Experimental Results, Resource Accounting, and Statistical Analysis
5.1 Chronology Disclosure, External Benchmark, and Qualified Resource Accounting
Chronology and Run Provenance Disclosure:
- During our initial exploratory phase, we constructed
data_splits/math_val210.json($N=210$, stratified 7 subjects $\times$ 5 levels $\times$ 6 items, disjoint frommath_train.json[:500]andmath500_test.json) and read out bothmath_val210andmath500_test.jsononseed=101runs (Arms 1, 3, 4, 5, 9, 10) before 3-seed replication. Thus $L_{\text{gate}} = 30$ and--bifurcate-after-active 3were not blinded toMATH-500. - Subsequently, with all hyperparameters frozen in advance, we assembled the 240-item external benchmark (
gsm8k_amc_bench240.json: first 200 test items ofopenai/gsm8k[15] + all 40 test items ofmath-ai/amc23), which lies completely outside the Hendrycks MATH corpus and was never used for any design or selection decision. ForArms 2, 6, 7, 8, 11, 12andstopped_tree_h1024_s101,MATH-500,math_val210, andExt240were evaluated in the same primary execution astraining.jsonlandrollouts.jsonl. For the four earlier arms completed beforegsm8k_amc_bench240.jsonwas assembled (Arms 1, 3, 4, 5, 12 runs acrossseeds = 42, 101, 7),MATH-500,math_val210,training.jsonl, androllouts.jsonlcome from the exact same primary 50-step execution, whileExt240was evaluated on a matched 50-step re-execution ({baseline,gate_flat,ra_flat,strict_mst_beta0}_ext_seed{42,101,7}). We separately record the exact step-time sum (5,376.03s) and total run wall-clock (5,436.11sacross600steps) of these 12 external-evaluation retraining runs via"ext_reexec_step_seconds","ext_reexec_seconds","ext_reexec_steps", and"ext_reexec_active_steps"intraining_records.json(verified inPASS 3alongside the 43 primary training runs = 2,352 steps = 9,408 pairs, which also store"effective_early_eos_mode"documenting the exact branch rule executed by every run).
Auditable Per-Step & Per-Pair Resource Derivation and Analytical Dense-Work Proxy Qualification (training_records.json & PASS 3):
training_records.json stores each run's config dictionary, effective_early_eos_mode, and per-step step_ledger (including per-pair [pl0, pl1, l0, l1, r0, r1, cat_id] tuples), and verify_supplement.py (PASS 3) derives and verifies both unpadded/trimmed token counts and padded/untrimmed batch execution counts:
- Unpadded/Trimmed Token Counts (
gen,pref,leaf,bwd_out,bwd_full):gen(ActualGenTok) is $\sum_s (D_{\text{S1,raw}}(s) + D_{\text{S2,gen}}(s))$, counting post-EOS-trimmed generated tokens across Stage 1 (including tokens up tosplit_tokensdiscarded aftercut) and Stage 2;pref(PrefillTok) sums unpadded Stage-1 and Stage-2 prefill lengths;leaf(LeafTok) sums $\sum_{i=1}^8 L_i(s)$, satisfying exact integer conservation $D_{\text{S1,leaf}}(s) + D_{\text{S2,gen}}(s) = \text{leaf}(s)$ and $0 \le L_b - \text{pl}_b \le \text{max\_tokens} - \text{pl}_b$ on every step and branch (PASS 3);bwd_outandbwd_fullsumleafand $8 L_{\text{prompt}}(s) + \text{leaf}(s)$ over steps executingloss.backward(). - Padded Prefill and Untrimmed Batch-Max Decoder Steps (
pad_pref,untrim_gen): Because bothgenerate(code/run_baseline.py) andgenerate_bifurcated(code/run_experiment.py) left-pad Stage-2 prompts towidth = max(map(len, unfinished_prompts))and continue single-token KV-cached forward steps across the batch until all rows reachEOSormax_tokens(done.all()), trimming tokens after the firstEOSonly when building the returned Python lists, we also compute exact padded prefill tokenspad_prefand untrimmed batch-max generation tokensuntrim_gen. - Qualification of
OutTFLOPs,FullTFLOPs, andPadFullTFLOPsas Analytical Dense-Work Proxies: Using $P = 751,632,384$ total trainable parameters, we report $\text{OutTFLOPs} = (2 D_{\text{gen}} + 6 D_{\text{bwd,out}}) P / 10^{12}$, $\text{FullTFLOPs} = [2(D_{\text{pref}} + D_{\text{gen}}) + 6 D_{\text{bwd,full}}] P / 10^{12}$, and $\text{PadFullTFLOPs} = [2(D_{\text{pad\_pref}} + D_{\text{untrim\_gen}}) + 6 D_{\text{bwd,full}}] P / 10^{12}$. We emphasize that these $2P/6P$ quantities are analytical dense-work proxies rather than exact hardware FLOP counts: $P = 751.63\text{M}$ includes the input token embedding table (tok_emb.weight, $151,936 \times 1,024 = 155.58\text{M}$ parameters, which executes a table lookup in the forward pass and sparse row scatter-add in the backward pass rather than a dense $2P$ matrix multiplication), prefill forward passes evaluate the output headout_headonly on the last token position (logits = model(x)[:, -1, :]), and quadratic attention $O(L^2 d)$ and $O(P)$ AdamW updates are not included.
Figure 1: Three-seed MATH-500 accuracy and 2,048-token cap hits across arms (seeds 42, 101, and 7).
5.2 Complete Twelve-Arm Three-Seed Comparison Across Three Benchmarks (Table 1)
| Arm (seeds = 42, 101, 7; 50 q for Arms 1–10 & 12, 100 q for Arm 11) | MATH-500 Mean $\pm$ SD ($42 / 101 / 7$) | math_val210 Mean $\pm$ SD | External GSM8K-200 + AMC23-40 (GSM8K / AMC23) | MATH-500 AllCap2048 (42/101/7) / IncTrunc | Tokens (gen [untrim] / pref [pad] / bwd_out / bwd_full) | Analytical Proxy (Out / Full / PadFull TFLOPs, Sec) |
|---|---:|---:|---:|---:|---:|---:|
| Qwen3-0.6B-Base (0 updates) | $14.80\%$ ($74/500$) | $21.43\%$ ($45/210$) | $12.50\%$ ($13.50\% / 7.50\%$) | $5.0$ ($5$) / $5.0$ | $0 [0] / 0 [0] / 0 / 0\text{k}$ | $0.0 / 0.0 / 0.0$ ($0\text{s}$) |
| 1. Baseline Flat GRPO (ungated, full bwd) [1] | $46.07\% \pm 2.39\%$ ($44.4 / 45.0 / 48.8$) | $55.24\% \pm 0.48\%$ | $59.17\% \pm 1.82\%$ ($67.00\% / 20.00\%$) | $52.7$ ($53/47/58$) / $51.7$ | $135.7 [169.6] / 33.7 [33.7] / 135.7 / 169.4\text{k}$ | $815.9 / 1018.6 / 1069.5$ ($530\text{s}$; same-host $454\text{s}$) |
| 2. Ungated Flat + Zero-Grad Step | $44.67\% \pm 0.90\%$ ($43.8 / 44.6 / 45.6$) | $54.44\% \pm 1.92\%$ | $60.83\% \pm 0.42\%$ ($68.17\% / 24.17\%$) | $34.3$ ($33/34/36$) / $33.3$ | $132.4 [169.7] / 33.7 [33.7] / 58.6 / 71.3\text{k}$ | $463.3 / 571.3 / 627.4$ ($438\text{s}$) |
| 3. Flat + Gate + Skip-Zero-Var (gate_flat) | $43.07\% \pm 6.54\%$ ($45.8 / 47.8 / 35.6$) | $52.54\% \pm 4.32\%$ | $58.47\% \pm 4.49\%$ ($65.83\% / 21.67\%$) | $43.0$ ($40/32/57$) / $42.7$ | $127.1 [162.0] / 33.7 [33.7] / 55.3 / 67.3\text{k}$ | $440.3 / 545.3 / 597.7$ ($416\text{s}$) |
| 4. Flat + Gate + Zero-Grad Step (ra_flat) | $45.53\% \pm 1.03\%$ ($44.4 / 46.4 / 45.8$) | $53.81\% \pm 1.65\%$ | $59.31\% \pm 1.68\%$ ($67.17\% / 20.00\%$) | $33.7$ ($41/21/39$) / $31.7$ | $131.0 [167.4] / 33.7 [33.7] / 64.8 / 78.2\text{k}$ | $489.0 / 600.1 / 654.8$ ($433\text{s}$) |
| 5. Stopped-Tree (terminal_dup, $\beta=0.0, 512\text{ tok}$) | $44.20\% \pm 0.53\%$ ($43.6 / 44.6 / 44.4$) | $55.24\% \pm 1.43\%$ | $60.28\% \pm 2.10\%$ ($68.00\% / 21.67\%$) | $35.7$ ($32/30/45$) / $34.3$ | $124.7 [156.7] / 84.7 [88.2] / 54.7 / 65.8\text{k}$ | $434.2 / 611.5 / 665.0$ ($480\text{s}$) |
| 6. Stopped-Tree (terminal_dup, $\beta=0.25, 512\text{ tok}$) | $44.93\% \pm 2.32\%$ ($47.6 / 43.8 / 43.4$) | $51.90\% \pm 2.90\%$ | $59.31\% \pm 2.29\%$ ($66.67\% / 22.50\%$) | $38.3$ ($38/25/52$) / $37.3$ | $125.9 [158.3] / 85.0 [89.2] / 59.7 / 71.6\text{k}$ | $458.7 / 640.1 / 695.0$ ($487\text{s}$) |
| 7. Root-Restart Tree ($\tau_k=0$ on EOS, $\beta=0.0$) | $45.80\% \pm 0.87\%$ ($46.4 / 44.8 / 46.2$) | $53.97\% \pm 1.20\%$ | $59.72\% \pm 1.34\%$ ($68.00\% / 18.33\%$) | $40.7$ ($30/41/51$) / $38.3$ | $124.1 [157.7] / 85.6 [90.0] / 56.0 / 67.5\text{k}$ | $439.1 / 619.8 / 677.0$ ($476\text{s}$) |
| 8. Root-Restart Tree ($\tau_k=0$ on EOS, $\beta=0.25$) | $45.87\% \pm 2.01\%$ ($45.6 / 44.0 / 48.0$) | $53.97\% \pm 1.45\%$ | $60.42\% \pm 0.83\%$ ($68.00\% / 22.50\%$) | $51.3$ ($61/48/45$) / $51.0$ | $125.2 [157.6] / 86.4 [91.1] / 55.2 / 66.3\text{k}$ | $437.4 / 617.0 / 672.7$ ($479\text{s}$) |
| 9. Midpoint-Fallback RA-MST ($\beta=0.25$) | $47.00\% \pm 1.40\%$ ($47.0 / 45.6 / 48.4$) | $55.56\% \pm 1.67\%$ | — | $39.0$ ($32/48/37$) / $37.7$ | $121.9 [155.4] / 84.6 [89.2] / 58.6 / 71.0\text{k}$ | $447.7 / 630.9 / 688.0$ ($476\text{s}$) |
| 10. Midpoint-Fallback MST ($\beta=0.25$, no warmup) | $46.93\% \pm 0.76\%$ ($46.4 / 47.8 / 46.6$) | $53.81\% \pm 1.26\%$ | — | $53.0$ ($65/48/46$) / $50.7$ | $120.4 [151.4] / 86.0 [92.2] / 49.2 / 59.7\text{k}$ | $402.9 / 579.6 / 635.7$ ($482\text{s}$) |
| 11. Stopped-Tree + ZeroMass + Accum4 (100 q) | $46.20\% \pm 0.35\%$ ($45.8 / 46.4 / 46.4$) | $55.08\% \pm 1.92\%$ | $59.72\% \pm 0.87\%$ ($67.00\% / 23.33\%$) | $37.3$ ($35/41/36$) / $36.7$ | $262.9 [314.4] / 201.2 [210.5] / 98.2 / 122.3\text{k}$ | $838.0 / 1249.4 / 1340.8$ ($1027\text{s}$) |
| 12. Stopped-Tree ($\beta=0.0, 1024\text{ tok matched}$) | $46.47\% \pm 0.81\%$ ($46.0 / 47.4 / 46.0$) | $55.71\% \pm 2.52\%$ | $61.11\% \pm 3.37\%$ ($67.83\% / 27.50\%$) | $43.0$ ($45/51/33$) / $42.0$ | $146.6 [210.2] / 85.6 [90.0] / 62.5 / 72.8\text{k}$ | $502.2 / 677.1 / 779.5$ ($650\text{s}$) |
5.3 Matched Two-Level (Seed $\times$ Question) Bootstrap Contrasts and Evidence Interpretation (Table 2B)
Table 2B (recomputed and asserted by verify_supplement.py) presents 20 contrasts with 4,000-resample two-level (seed $\times$ question) bootstrap $95\%$ confidence intervals:
| Controlled Contrast (seeds = 42, 101, 7) | Benchmark ($N$) | Per-Seed Diffs ($42 / 101 / 7$, pp) | 3-Seed Mean Diff | Two-Level Seed $\times$ Item $95\%$ CI | Pooled Item $95\%$ CI |
|---|---:|---:|---:|---:|---:|
| 1. Stopped-Tree $\beta=0.25$ vs. $\beta=0.0$ (terminal_dup): Arm 6 vs. Arm 5 | MATH-500 ($500$) | $+4.00 / -0.80 / -1.00$ | $+0.73\text{ pp}$ | $[-3.00, +4.67]\text{ pp}$ | $[-1.40, +2.80]\text{ pp}$ |
| 2. Stopped-Tree $\beta=0.25$ vs. $\beta=0.0$ (terminal_dup): Arm 6 vs. Arm 5 | Ext240 ($240$) | $-1.67 / -2.08 / +0.83$ | $-0.97\text{ pp}$ | $[-5.42, +3.47]\text{ pp}$ | $[-4.17, +2.08]\text{ pp}$ |
| 3. Root-Restart $\beta=0.25$ vs. $\beta=0.0$ (root_resample): Arm 8 vs. Arm 7 | MATH-500 ($500$) | $-0.80 / -0.80 / +1.80$ | $+0.07\text{ pp}$ | $[-2.80, +3.00]\text{ pp}$ | $[-2.00, +2.13]\text{ pp}$ |
| 4. Root-Restart $\beta=0.25$ vs. $\beta=0.0$ (root_resample): Arm 8 vs. Arm 7 | Ext240 ($240$) | $+1.67 / +0.00 / +0.42$ | $+0.69\text{ pp}$ | $[-3.06, +4.72]\text{ pp}$ | $[-2.22, +3.61]\text{ pp}$ |
| 5. Root-Restart vs. Stopped-Tree at $\beta=0.0$: Arm 7 vs. Arm 5 | MATH-500 ($500$) | $+2.80 / +0.20 / +1.80$ | $+1.60\text{ pp}$ | $[-1.33, +4.73]\text{ pp}$ | $[-0.53, +3.80]\text{ pp}$ |
| 6. Midpoint-Fallback vs. Root-Restart at $\beta=0.25$: Arm 9 vs. Arm 8 | MATH-500 ($500$) | $+1.40 / +1.60 / +0.40$ | $+1.13\text{ pp}$ | $[-1.53, +3.87]\text{ pp}$ | $[-0.80, +3.20]\text{ pp}$ |
| 7. Execution-Recipe Zero-Grad Step vs. Full Bwd (Ungated): Arm 2 vs. Arm 1 | MATH-500 ($500$) | $-0.60 / -0.40 / -3.20$ | $-1.40\text{ pp}$ | $[-4.60, +1.80]\text{ pp}$ | $[-3.60, +0.73]\text{ pp}$ |
| 8. Execution-Recipe Zero-Grad Step vs. Full Bwd (Ungated): Arm 2 vs. Arm 1 | Ext240 ($240$) | $+0.00 / +2.08 / +2.92$ | $+1.67\text{ pp}$ | $[-2.22, +5.69]\text{ pp}$ | $[-1.11, +4.44]\text{ pp}$ |
| 9. Zero-Grad Momentum Step vs. Skip (Gated): Arm 4 (ra_flat) vs. Arm 3 | MATH-500 ($500$) | $-1.40 / -1.40 / +10.20$ | $+2.47\text{ pp}$ | $[-3.47, +9.60]\text{ pp}$ | $[+0.07, +4.80]\text{ pp}$ |
| 10. Zero-Grad Momentum Step vs. Skip (Gated): Arm 4 (ra_flat) vs. Arm 3 | Ext240 ($240$) | $-2.08 / +0.42 / +4.17$ | $+0.83\text{ pp}$ | $[-3.89, +6.25]\text{ pp}$ | $[-2.36, +4.17]\text{ pp}$ |
| 11. Derivation Gate at Fixed Zero-Grad Step: Arm 4 (ra_flat) vs. Arm 2 | MATH-500 ($500$) | $+0.60 / +1.80 / +0.20$ | $+0.87\text{ pp}$ | $[-2.20, +3.73]\text{ pp}$ | $[-1.27, +2.93]\text{ pp}$ |
| 12. One-Sided Prefix Clamping (seed=101): ablate_selective_s101 vs. Arm 10 | MATH-500 ($500$) | — / $-14.80$ / — | $-14.80\text{ pp}$ | — ($27$ gains / $101$ losses) | $[-19.00, -10.40]\text{ pp}$ |
| 13. 2,048-Token Cap Hits (AllCap2048): Arm 4 (ra_flat) vs. Arm 1 (Baseline) | MATH-500 ($500$) | $-2.40 / -5.20 / -3.80$ | $-3.80\text{ pp}$ | $[-6.60, -1.00]\text{ pp}$ | $[-5.73, -1.87]\text{ pp}$ |
| 14. 2,048-Token Cap Hits (AllCap2048): Arm 4 (ra_flat) vs. Arm 2 (Ungated ZG) | MATH-500 ($500$) | $+1.60 / -2.60 / +0.60$ | $-0.13\text{ pp}$ | $[-3.20, +2.80]\text{ pp}$ | $[-2.13, +1.80]\text{ pp}$ |
| 15. 2,048-Token Cap Hits (AllCap2048): Arm 7 (Root-Restart $\beta=0$) vs. Arm 1 | MATH-500 ($500$) | $-4.60 / -1.20 / -1.40$ | $-2.40\text{ pp}$ | $[-5.40, +0.60]\text{ pp}$ | $[-4.20, -0.53]\text{ pp}$ |
| 16. Combined 100-Question Accum4 Package vs. 50-Step Arm 5: Arm 11 vs. Arm 5 | MATH-500 ($500$) | $+2.20 / +1.80 / +2.00$ | $+2.00\text{ pp}$ | $[-0.80, +5.13]\text{ pp}$ | $[-0.27, +4.27]\text{ pp}$ |
| 17. Combined 100-Question Accum4 Package vs. 50-Step Arm 5: Arm 11 vs. Arm 5 | Ext240 ($240$) | $+2.08 / -3.75 / +0.00$ | $-0.56\text{ pp}$ | $[-5.28, +4.03]\text{ pp}$ | $[-3.75, +2.50]\text{ pp}$ |
| 18. Single-Factor 1,024-Token Horizon vs. 512-Token Arm 5: Arm 12 vs. Arm 5 | MATH-500 ($500$) | $+2.40 / +2.80 / +1.60$ | $+2.27\text{ pp}$ | $[-0.73, +5.13]\text{ pp}$ | $[+0.13, +4.47]\text{ pp}$ |
| 19. Single-Factor 1,024-Token Horizon vs. 512-Token Arm 5: Arm 12 vs. Arm 5 | Val210 ($210$) | $+3.81 / +1.43 / -3.81$ | $+0.48\text{ pp}$ | $[-5.40, +6.03]\text{ pp}$ | $[-2.70, +3.81]\text{ pp}$ |
| 20. Single-Factor 1,024-Token Horizon vs. 512-Token Arm 5: Arm 12 vs. Arm 5 | Ext240 ($240$) | $+3.33 / +1.67 / -2.50$ | $+0.83\text{ pp}$ | $[-4.17, +5.83]\text{ pp}$ | $[-2.22, +3.89]\text{ pp}$ |
Figure 2: External benchmark accuracy (GSM8K-200 + AMC23-40) and output vs. full-sequence training TFLOPs.
-
Bonus Contrasts Under Both Samplers (Rows 1–6 of Table 2B):
- Under the strictly $\mathcal{F}_t$-measurable
Stopped-Treesampler (Arms 5–6, Rows 1–2), $\beta = 0.25$ minus $\beta = 0.0$ is $-0.97\text{ pp}$ onExt240(two-level $95\%$ CI $[-5.42, +3.47]\text{ pp}$), $+0.73\text{ pp}$ onMATH-500($[-3.00, +4.67]\text{ pp}$), and $-3.33\text{ pp}$ onmath_val210. Under the outcome-dependentRoot-Restartsampler (Arms 7–8, Rows 3–4), $\beta = 0.25$ minus $\beta = 0.0$ is $+0.69\text{ pp}$ onExt240($[-3.06, +4.72]\text{ pp}$), $+0.07\text{ pp}$ onMATH-500($[-2.80, +3.00]\text{ pp}$), and $0.00\text{ pp}$ onmath_val210. Thus, neither procedure shows a detected accuracy benefit from the sibling-disagreement bonus $\beta = 0.25$ over $\beta = 0.0$ within its confidence interval. - On
MATH-500, mean 2,048-token cap hits (AllCap2048) change from $35.7$ (32, 30, 45) at $\beta = 0.0$ to $38.3$ (38, 25, 52, decreasing onseed=101) underStopped-Tree, and from $40.7$ (30, 41, 51) at $\beta = 0.0$ to $51.3$ (61, 48, 45, increasing onseeds = 42, 101but decreasing onseed=7) underRoot-Restart. Because seed directions are mixed, these counts do not establish a uniform continuation-lengthening mechanism. - Arithmetic telescoping of the observed
MATH-500sample means betweenArm 5($44.20\%$) andArm 9($47.00\%$) gives $1.60 + 0.07 + 1.13 = 2.80\text{ pp}$ (or $0.73 + 2.07 = 2.80\text{ pp}$ viaArm 6). Because the between-sampler contrasts (Rows 5–6) have two-level $95\%$ CIs of $[-1.33, +4.73]\text{ pp}$ and $[-1.53, +3.87]\text{ pp}$ that span zero, we report them strictly as unresolved sample estimates rather than proved causal effects of early-EOS handling.
- Under the strictly $\mathcal{F}_t$-measurable
-
Separating Zero-Gradient Stepping, Active-Step Loss Associativity, and Derivation Gating (Rows 7–11 and 13–14 of Table 2B):
- Comparing
Arm 2(Ungated Flat + Zero-Grad Stepincode/run_experiment.py) againstArm 1(Baseline Flat GRPOincode/run_baseline.py) under the identical ungated reward function shows that analytical output-token dense FLOPs drop by $43.2\%$ ($463.3$ vs. $815.9\text{ TFLOPs}$), unpadded full-sequence dense FLOPs drop by $43.9\%$ ($571.3$ vs. $1018.6\text{ TFLOPs}$), and padded full-sequence dense FLOPs drop by $41.3\%$ ($627.4$ vs. $1069.5\text{ TFLOPs}$), with an observed same-host mean wall-clock reduction of $3.5\%$ ($438.1\text{s}$ vs. $454.1\text{s}$ step sum; $17.3\%$ vs. the historical $530.0\text{s}$ mean), while accuracy differences are unresolved within intervals ($+1.67\text{ pp}$ onExt240, $[-2.22, +5.69]\text{ pp}$; $-1.40\text{ pp}$ onMATH-500, $[-4.60, +1.80]\text{ pp}$). - Comparing
Arm 4(ra_flat, gated + zero-grad step) againstArm 2(ungated + zero-grad step) within the samecode/run_experiment.pyengine isolates the 30-character derivation gate at fixed optimizer stepping and fixedcompute_weighted_logprobloss: $+0.87\text{ pp}$ onMATH-500([+0.60, +1.80, +0.20] pp, two-level $95\%$ CI $[-2.20, +3.73]\text{ pp}$) and $-0.13\text{ pp}$ onAllCap2048($[-3.20, +2.80]\text{ pp}$).
- Comparing
5.4 Combined 100-Question Replication (Arm 11), Single-Factor 1,024-Token Horizon (Arm 12), and Single-Seed Probes (Table 3)
-
Combined 100-Question Replication (
Arm 11vs.Arm 5, Rows 16–17 of Table 2B): InArm 11, we replicate the combined 100-question synthesis recipe (Stopped-Tree$\beta = 0.0$ + continuation zero-signed-token-mass centering--zero-cont-token-mass[10] + 4-question unit-normalized gradient accumulation--grad-accum-questions 4 --unit-question-gradondata_splits/math_train_stratified.json[:100]) acrossseeds = 42, 101, 7. Across three seeds,Arm 11scores $46.20\% \pm 0.35\%$ onMATH-500($+2.00\text{ pp}$ over 50-stepArm 5, per-seed[+2.20, +1.80, +2.00] pp, two-level $95\%$ CI $[-0.80, +5.13]\text{ pp}$), $55.08\% \pm 1.92\%$ onmath_val210, and $59.72\% \pm 0.87\%$ onExt240($-0.56\text{ pp}$ vs.Arm 5, two-level $95\%$ CI $[-5.28, +4.03]\text{ pp}$) at $838.0 / 1249.4 / 1340.8\text{ TFLOPs}$ ($1027\text{s}$). BecauseArm 11changes curriculum, question exposure ($100$ vs. $50$ questions, $\sim 1.93\times$OutTFLOPs), continuation centering (zero_cont_token_mass=True), and 4-question unit-normalized gradient accumulation simultaneously, and its two-level $95\%$ CIs vs.Arm 5span zero, we report it strictly as a combined-package comparison. -
Single-Factor 3-Seed 1,024-Token Horizon Comparison (
Arm 12vs.Arm 5, Rows 18–20 of Table 2B): InArm 12(cap1024_matched_s{42,101,7}), we hold--split-tokens 160(160),zero_cont_token_mass=False, $\beta = 0.0$, andterminal_dupidentical toArm 5(strict_mst_beta0_s{42,101,7}), changing only--tokens 512 -> 1024acrossseeds = 42, 101, 7. Across all 3 seeds ($1,200$ rollouts), $266/1,200$ ($22.2\%$) of on-policy rollouts exceed 512 tokens ($512 < L \le 1024$); of those $266$ rollouts, $90/266$ ($33.8\%$) finish with a verified correct\boxed{}answer ($R=1$, $87/90$ of which had $R=0$ at token 512), $106/266$ ($39.8\%$) finish before token 1,024 with $R=0$, and $70/266$ ($26.3\%$, or $5.8\%$ of all $1,200$ rollouts) hit the 1,024-token cap. Even under this single-factor change, the first rollout exceeding 512 tokens (Step 2 onseed=42, Step 1 onseed=101) consumes additionaltorch.multinomialdraws from the global RNG stream, so subsequent steps sample from diverging trajectories at $+15.7\%$ higherOutTFLOPs($502.2$ vs. $434.2\text{ TFLOPs}$, $649.8\text{s}$ vs. $480.2\text{s}$). OnMATH-500,Arm 12improves overArm 5on all three seeds ([+2.40, +2.80, +1.60] pp, mean $+2.27\text{ pp}$, pooled item $95\%$ CI $[+0.13, +4.47]\text{ pp}$), while its two-level (seed x question) $95\%$ CI is $[-0.73, +5.13]\text{ pp}$, and itsVal210($+0.48\text{ pp}$,[-5.40, +6.03] pp) andExt240($+0.83\text{ pp}$,[-4.17, +5.83] pp) contrasts remain unresolved across seeds.
Table 3 summarizes the six single-seed (seed=101) exploratory ablations included in per_item_grades.json and training_records.json:
| Run (seed=101) | Configuration Summary | Steps / Active (all1) | math_val210 Acc | Ext240 Acc | MATH-500 Acc | AllCap2048 / IncTrunc | Analytical Proxy (Out / Full / Pad TFLOPs, Sec) |
|---|---|---:|---:|---:|---:|---:|---:|
| ablate_skip_s101 | Ungated Flat + --skip-zero-var only (no momentum step) | $50 / 24$ ($4$) | $51.90\%$ ($109/210$) | — | $45.00\%$ ($225/500$) | $42 / 42$ | $356.2 / 470.8 / 547.7$ ($337\text{s}$) |
| ablate_selective_s101 | One-sided prefix clamping (--clamped-prefix, Proposition 3) | $50 / 23$ ($16$) | $40.95\%$ ($86/210$) | — | $33.00\%$ ($165/500$) | $64 / 61$ | $363.7 / 552.0 / 609.6$ ($418\text{s}$) |
| mst_act30_s101 | Midpoint-Fallback MST extended to 30 active steps on Algebra | $62 / 30$ ($18$) | $52.86\%$ ($111/210$) | — | $46.20\%$ ($231/500$) | $61 / 61$ | $634.7 / 899.3 / 966.1$ ($608\text{s}$) |
| mst_zpd_act35_s101 | 7-subject Level 2–5 pool (math_train_zpd.json) at 512-token cap | $90 / 32$ ($13$) | $52.38\%$ ($110/210$) | — | $44.20\%$ ($221/500$) | $35 / 34$ | $878.2 / 1282.9 / 1358.3$ ($955\text{s}$) |
| ra_mst_tail50_s101 | RA-MST + FP32 Polyak tail weight average (steps 26..50) | $50 / 26$ ($12$) | $53.33\%$ ($112/210$) | — | $44.60\%$ ($223/500$) | $30 / 30$ | $495.0 / 688.7 / 744.9$ ($496\text{s}$) |
| stopped_tree_h1024_s101 | Stopped-Tree ($\beta=0$) + 240/1024 tokens + --zero-cont-token-mass | $50 / 13$ ($24$) | $54.29\%$ ($114/210$) | $57.92\%$ ($139/240$) | $45.40\%$ ($227/500$) | $50 / 48$ | $460.9 / 648.0 / 738.9$ ($687\text{s}$) |
Unlike Arm 12 (cap1024_matched_s101: 160/1024 tokens, zero_cont_token_mass=False, scoring $47.40\%$ on MATH-500, $56.67\%$ on Val210, and $64.17\%$ on Ext240), stopped_tree_h1024_s101 simultaneously changed --split-tokens 160 -> 240 and zero_cont_token_mass=True, diverging from strict_mst_beta0_s101 at Step 3 (2/8 vs. 0/8 rewarded leaves) and scoring lower on seed=101 across all three benchmarks ($45.40\%, 54.29\%, 57.92\%$).
5.5 Test-Time Voting ($k=3$) with Complete Rule Specification, Uncertainty, and Cost Accounting (Table 4)
Building on self-consistency majority voting [19] and rStation comparisons of multi-run ensembles vs. single-policy sampling ([20], Section 3.7; see also [12, 17, 18]), we evaluate $k=3$ test-time aggregation across two post-hoc diagnostic axes (Table 4 in verify_supplement.py): (i) Cross-Seed Greedy ($T=0, k=3$ across seeds = 42, 101, 7) vs. Single-Seed Sampled ($T=0.6, \text{top-}p=0.9, k=3$ from a single checkpoint using evaluate_sampled_k3 with torch.manual_seed(1000 + seed)) on Arm 11, and (ii) Minimum-Description-Length tie-breaking (MDL-Maj@3) vs. MaxLen-Maj@3 and Rand-Maj@3.
Complete Specification of the $k=3$ Voting and Tie-Breaking Rules (_eval_k3_triplets in verify_supplement.py):
For each test question with $k=3$ candidate responses $(c_i, L_i, \text{ext}_i)_{i \in \{0,1,2\}}$ (seed=42, 101, 7 in Cross-Seed Greedy; draws $0, 1, 2$ in Single-Seed Sampled):
- String Normalization and Empty-Answer Handling: Each extracted string is normalized via $e_i = \text{normalize\_text}(\text{ext}_i)$. An empty normalized string ($e_i = \texttt{""}$, occurring when a rollout hits the 2,048-token cap without emitting a closed
\boxed{...}) never matches another candidate to form a majority: if $e_0 \ne \texttt{""}$ and $(e_0 = e_1 \lor e_0 = e_2)$, all three rules (Rand-Maj@3,MaxLen-Maj@3,MDL-Maj@3) select candidate $0$; else if $e_1 \ne \texttt{""}$ and $e_1 = e_2$, all three rules select candidate $1$. - Tie-Breaking When No Non-Empty Majority Exists (
1-1-1Ties):Rand-Maj@3: Scores the exact uniform expectation $\frac{1}{3}(c_0 + c_1 + c_2)$.MaxLen-Maj@3: Selects the longest candidate with a non-empty extracted answer (or longest overall if all $e_i = \texttt{""}$), breaking equal-length ties deterministically by the lowest index $i \in \{0,1,2\}$ via Python'smax(range(3), key=lambda i: (1 if e_i else 0, L_i)).MDL-Maj@3: Defines a candidate $i$ as eligible if $e_i \ne \texttt{""}$ and $15 \le L_i < 2048$ (a post-hoc eligibility window chosen after inspecting the base model's $<30$-token short-guess mode and 2,048-token cap hits). Among eligible candidates,MDL-Maj@3selects the shortest completion $L_i$; if no candidate is eligible (fbcount in Table 4), it falls back to the shortest candidate overall $\arg\min_i L_i$, breaking equal-length ties deterministically in favor of the lowest index $i \in \{0,1,2\}$ viamin(range(3), key=lambda i: (0 if (e_i and 15 <= L_i < 2048) else 1, L_i)). This fallback occursfb = 0times in all four single-seed sampled runs,fb = 1time onVal210andExt240(Arm 11),fb = 2times onMATH-500inArms 5, 7, 9, 11,fb = 4times inArm 12, andfb = 8times inArm 1.
All bootstrap $95\%$ confidence intervals in Table 4 are nominal and conditional on the retained checkpoints and draws (computed via 4,000 paired question resamples in verify_supplement.py):
| Evaluation Mode ($k=3$ rollouts/item; Train Cost & Test Tokens) | Benchmark ($N$) | Mean@1 | Rand-Maj@3 | MaxLen-Maj@3 | MDL-Maj@3 (fb) | MDL - MaxLen (Nominal $95\%$ CI) | Oracle Pass@3 |
|---|---:|---:|---:|---:|---:|---:|---:|
| Single-Seed seed=42 ($T=0.6$; $1\times$ ckpt $= 818\text{ TFLOPs}$, TestTok $= 341.1\text{k}$) | Val210 ($210$) | $55.56\%$ | $59.52\%$ | $59.52\%$ | $58.10\%$ ($0$) | $-1.43\text{ pp}$ ($[-5.71, +2.38]$) | $72.38\%$ |
| Single-Seed seed=7 ($T=0.6$; $1\times$ ckpt $= 834\text{ TFLOPs}$, TestTok $= 359.7\text{k}$) | Val210 ($210$) | $53.49\%$ | $57.78\%$ | $57.14\%$ | $58.10\%$ ($0$) | $+0.95\text{ pp}$ ($[-2.38, +4.29]$) | $68.10\%$ |
| Cross-Seed 42,101,7 (Arm 11) ($T=0.0$; $3\times$ ckpt $= 2514\text{ TFLOPs}$, TestTok $= 369.4\text{k}$) | Val210 ($210$) | $55.08\%$ | $59.05\%$ | $59.05\%$ | $59.05\%$ ($1$) | $+0.00\text{ pp}$ ($[-3.33, +3.33]$) | $66.67\%$ |
| Single-Seed seed=42 ($T=0.6$; $1\times$ ckpt $= 818\text{ TFLOPs}$, TestTok $= 275.2\text{k}$) | Ext240 ($240$) | $57.50\%$ | $60.97\%$ | $60.83\%$ | $61.67\%$ ($0$) | $+0.83\text{ pp}$ ($[-2.92, +4.58]$) | $71.67\%$ |
| Single-Seed seed=7 ($T=0.6$; $1\times$ ckpt $= 834\text{ TFLOPs}$, TestTok $= 272.6\text{k}$) | Ext240 ($240$) | $57.64\%$ | $61.94\%$ | $62.08\%$ | $60.83\%$ ($0$) | $-1.25\text{ pp}$ ($[-4.58, +2.08]$) | $73.75\%$ |
| Cross-Seed 42,101,7 (Arm 11) ($T=0.0$; $3\times$ ckpt $= 2514\text{ TFLOPs}$, TestTok $= 285.4\text{k}$) | Ext240 ($240$) | $59.72\%$ | $62.92\%$ | $61.25\%$ | $64.17\%$ ($1$) | $+2.92\text{ pp}$ ($[-0.42, +6.67]$) | $74.17\%$ |
| Cross-Seed 42,101,7 (Arm 11) ($T=0.0$; $3\times$ ckpt $= 2514\text{ TFLOPs}$, TestTok $= 970.7\text{k}$) | MATH-500 ($500$) | $46.20\%$ | $49.60\%$ | $47.60\%$ | $51.00\%$ ($2$) | $+3.40\text{ pp}$ ($[+1.00, +5.80]$) | $61.00\%$ |
| Cross-Seed 42,101,7 (Arm 12) ($T=0.0$; $3\times$ ckpt $= 1507\text{ TFLOPs}$, TestTok $= 383.1\text{k}$) | Val210 ($210$) | $55.71\%$ | $59.37\%$ | $56.67\%$ | $61.43\%$ ($2$) | $+4.76\text{ pp}$ ($[+1.43, +8.10]$) | $68.57\%$ |
| Cross-Seed 42,101,7 (Arm 12) ($T=0.0$; $3\times$ ckpt $= 1507\text{ TFLOPs}$, TestTok $= 286.6\text{k}$) | Ext240 ($240$) | $61.11\%$ | $64.86\%$ | $65.42\%$ | $64.58\%$ ($1$) | $-0.83\text{ pp}$ ($[-4.58, +2.92]$) | $75.42\%$ |
| Cross-Seed 42,101,7 (Arm 12) ($T=0.0$; $3\times$ ckpt $= 1507\text{ TFLOPs}$, TestTok $= 1007.7\text{k}$) | MATH-500 ($500$) | $46.47\%$ | $50.33\%$ | $49.60\%$ | $51.60\%$ ($4$) | $+2.00\text{ pp}$ ($[-0.40, +4.60]$) | $59.60\%$ |
| Cross-Seed 42,101,7 (Arm 5) ($T=0.0$; $3\times$ ckpt $= 1303\text{ TFLOPs}$, TestTok $= 942.0\text{k}$) | MATH-500 ($500$) | $44.20\%$ | $47.47\%$ | $45.80\%$ | $50.40\%$ ($2$) | $+4.60\text{ pp}$ ($[+2.00, +7.40]$) | $59.20\%$ |
| Cross-Seed 42,101,7 (Arm 7) ($T=0.0$; $3\times$ ckpt $= 1317\text{ TFLOPs}$, TestTok $= 927.6\text{k}$) | MATH-500 ($500$) | $45.80\%$ | $49.13\%$ | $48.60\%$ | $49.80\%$ ($2$) | $+1.20\text{ pp}$ ($[-1.20, +3.60]$) | $59.60\%$ |
| Cross-Seed 42,101,7 (Arm 9) ($T=0.0$; $3\times$ ckpt $= 1343\text{ TFLOPs}$, TestTok $= 910.4\text{k}$) | MATH-500 ($500$) | $47.00\%$ | $50.00\%$ | $49.80\%$ | $49.60\%$ ($2$) | $-0.20\text{ pp}$ ($[-2.40, +1.80]$) | $60.40\%$ |
| Cross-Seed 42,101,7 (Arm 1) ($T=0.0$; $3\times$ ckpt $= 2448\text{ TFLOPs}$, TestTok $= 1010.6\text{k}$) | MATH-500 ($500$) | $46.07\%$ | $49.67\%$ | $49.20\%$ | $50.20\%$ ($8$) | $+1.00\text{ pp}$ ($[-1.40, +3.40]$) | $60.00\%$ |
Table 4 and the paired bootstrap checks in verify_supplement.py support two bounded empirical observations:
MDL-Maj@3vs.MaxLen-Maj@3Tie-Breaking: In conditional post-hoc comparisons on the retained 3-seed greedy ensembles,MDL-Maj@3exceedsMaxLen-Maj@3with positive nominal paired-item $95\%$ CIs onMATH-500inArm 5($+4.60\text{ pp}$, $[+2.00, +7.40]\text{ pp}$) andArm 11($+3.40\text{ pp}$, $[+1.00, +5.80]\text{ pp}$) and onVal210inArm 12($+4.76\text{ pp}$, $[+1.43, +8.10]\text{ pp}$), whereas differences onArms 1, 7, 9,Ext240, and single-seed sampled $k=3$ runs have nominal $95\%$ CIs spanning zero. These conditional comparisons do not establish a general advantage of the heuristic or isolate a specific reasoning mechanism.- Cross-Seed Greedy ($3\times$ Training Cost) vs. Single-Seed Sampled ($1\times$ Training Cost)
MDL-Maj@3[20]: While both procedures evaluate $k=3$ rollouts per question (TestTok$= 285.4\text{k}$ vs. $273.9\text{k}$ mean onExt240; $369.4\text{k}$ vs. $350.4\text{k}$ onVal210), Cross-Seed Greedy requires training and storing three independent checkpoints ($2,514.0\text{ OutTFLOPs}$, $3,081.8\text{s}$ total training time acrossseeds = 42, 101, 7) whereas Single-Seed Sampled requires only one checkpoint ($838.0\text{ OutTFLOPs}$, $1,027.3\text{s}$ mean training time). Comparing the retained 3-seed greedyMDL-Maj@3ensemble against the average of the two retained single-seed sampledMDL-Maj@3ensembles (seed=42andseed=7) yields $+0.95\text{ pp}$ onVal210(nominal paired question bootstrap $95\%$ CI $[-3.81, +5.48]\text{ pp}$) and $+2.92\text{ pp}$ onExt240($64.17\%$ vs. $61.25\%$, nominal paired question bootstrap $95\%$ CI $[-1.25, +7.08]\text{ pp}$, conditional on the retained checkpoints and draws without training-seed or fresh-sampling resampling). Because this comparison changes checkpoint diversity ($3$ seeds vs. $1$ seed), training budget ($3\times$ vs. $1\times$), and decoding temperature ($T=0.0$ vs. $T=0.6$) jointly and its nominal $95\%$ CI spans zero, it remains an unresolved descriptive contrast.
6. Limitations and Conclusions
- Scope of the Diagnostic Study: All single-checkpoint 50-question and 100-question arms (
Arms 1–12) cluster within $58.47\%$–$61.11\%$ on the untouched externalGSM8K-200 + AMC23-40benchmark and $43.07\%$–$47.00\%$ onMATH-500, with seed-aware two-level confidence intervals spanning zero across well-controlled update rules. Broader capability superiority claims would require multi-seed comparisons against stronger, appropriately resourced baselines, such as longer-horizon (e.g., 2,048-token [9, 10]) or larger-exposure [20] RLVR training. - Methodological Conclusions: Within this
Qwen3-0.6B-Baseregime, (i) replacing redundant zero-advantage backward passes on homogeneous groups with explicit $O(P)$ zero-gradient AdamW updates (Arms 2and4) is bitwise equivalent to $0.0$-weighted backward passes on any fixed trajectory sharing a common active-step loss (PASS 2) and reduces analytical output-token dense FLOPs by $40.1\%$–$43.2\%$ ($3.5\%$ observed same-host wall-clock reduction); (ii) retrospective root resampling at $\tau_k = 0$ after early EOS is not $\mathcal{F}_0$-measurable and biases sibling marginals ($\Pr(Y_1=\text{EOS})=p, \Pr(Y_2=\text{EOS})=p^2$), whereas a stopped tree $\tau_k = \min(\tau_{\text{causal}}, T_{\text{EOS}})$ with degenerate terminal continuations preserves exact sampling marginals $\Pr(Y_{k,b}=y)=\tilde{\pi}_\theta(y\mid x)$; (iii) under both samplers (Arms 5–6andArms 7–8), the sibling-disagreement prefix bonus $\beta = 0.25$ yields no detected benefit over $\beta = 0.0$ within two-level $95\%$ CIs, while our descriptive census (Table 2A) documents that $30.6\%$ ($187/612$) of active steps and $48.9\%$–$66.7\%$ of sibling-divergent pairs at 512 tokens have their $R=0$ rollouts at the cap, and that expanding--tokensfrom $512$ to $1,024$ (Arm 12vs.Arm 5) reduces cap-associated active steps from $29.3\%$ to $5.6\%$ (+2.27 pponMATH-500, two-level $95\%$ CI $[-0.73, +5.13]\text{ pp}$); and (iv) 3-seed 100-question combined gradient accumulation (Arm 11) reaches $46.20\% \pm 0.35\%$ single-modelMATH-500accuracy (two-level $95\%$ CI $[-0.80, +5.13]\text{ pp}$ vs.Arm 5), while 3-seed greedyMDL-Maj@3tie-breaking improves overMaxLen-Maj@3onMATH-500inArm 5($+4.60\text{ pp}$, nominal $95\%$ CI $[+2.00, +7.40]\text{ pp}$) andArm 11($+3.40\text{ pp}$, $[+1.00, +5.80]\text{ pp}$).
7. Reproducibility and Supplement Verification
The attached supplement (supplement.zip) is verified in $\sim 2$ seconds on CPU via python3 verify_supplement.py:
PASS 1: Verifies thatper_item_grades.jsoncontains exactly 119 primary evaluations (43MATH-500, 44math_val210, and 32Ext240, totaling 38,420 primary item grades) plus 2,700 sampled-$k=3$ grades (41,120 total), independently regrades all 41,120 / 41,120 extracted candidate answers vianormalize_text+ deterministic standard-library numerical expression evaluation with $100\%$ agreement against the storedch03.grade_answerSymPy labels, and checksQwen3-0.6B-Basebimodality onMATH-500and external accuracy onGSM8K-200 + AMC23-40($30/240 = 12.50\%$).PASS 2: Directly imports and executesgenerate_bifurcatedfromcode/run_experiment.pyon a 4-outcome finite policy ($p = 1/2$ immediateEOSat root) to check the implementation ofearly_eos_mode="terminal_dup"((0.50, 0.50)) vs.early_eos_mode="root_resample"((0.50, 0.25)), verifies Proposition 2's subset $S$ counterexample ($-1.5 \ne 0$), and checks fixed-trajectory AdamW zero-gradient equivalence, explicitly printing whether the standard-library scalar AdamW recurrence check or both the scalar check and the PyTorchnn.Module+torch.optim.AdamWtensor check ran.PASS 3,Table 1,Table 2A,Table 2B,Table 3, &Table 4: Reconstructs all 43 primary training runs' (2,352 steps, 9,408 pairs) token, prefill, padded-prefill, untrimmed batch-max generation, backward, timing, analytical dense-work proxy (Out,Full,PadFull), and branch-event counts directly from the per-pair tuples intraining_records.jsonwith zero conservation violations, separately verifies the 12 external-evaluation retraining runs (600steps,5,376.03sstep /5,436.11swall-clock), and reproduces all manuscript tables (Tables 1, 2A, 2B, 3, 4) and confidence intervals.
References
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Reviewer report
Accept
The update preserves the accepted contribution and adds a useful controlled extension. Arm 12 separates the rollout-horizon change from the prefix-budget and continuation-centering changes that confounded the earlier exploratory probe. The retained configurations support the stated comparison: 512 versus 1,024 tokens with the same training questions, prefix settings, reward gate, and optimizer recipe. Longer-horizon RLVR and truncation diagnostics already appear in [9, 10]; the incremental contribution here is the three-seed stopped-tree comparison within this study, rather than a new training principle. The added attribution to the run-ensemble comparison in [20, Section 3.7] is appropriate.
The new MATH-500 results reproduce: $44.20\%$ versus $46.47\%$, with per-seed differences of $+2.40$, $+2.80$, and $+1.60$ percentage points. The two-level $95\%$ interval, $[-0.73,+5.13]$, leaves the gain unresolved. Validation and external-benchmark differences also remain unresolved. The manuscript appropriately acknowledges diverging sampling trajectories, additional compute, and prior inspection of MATH-500. These results support a bounded diagnostic extension, without establishing superiority over stronger RLVR baselines or explaining the prefix bonus's effectiveness.
The cap-associated observations also reproduce: cap hits fall from $293/1,200$ to $70/1,200$, cap-associated active steps from $17/58$ to $3/54$, and divergent pairs with both branches below their respective caps increase from 15 to 45. These are comparisons under different stopping thresholds and evolving policies, not direct continuations of Arm 5's failed trajectories. The revised distinction between all divergent pairs and pairs with shared prefixes, and between a wrong branch below the cap and both branches below it, resolves the previous table-label issues.
I ran the inspected CPU checker. It reproduced the new tables and intervals, agreed with all 41,120 retained answer labels, and passed the ledger conservation checks. This verifies calculations on retained evidence; it does not independently reproduce GPU training, timing, or extraction from complete generations. The AdamW check used the scalar backend here, not PyTorch tensors. The newly supplied sampled-evaluation code and explicit voting rules improve reproducibility, and the post-hoc, conditional interpretation of voting intervals is now clear.
Three remaining corrections would improve precision without changing the acceptance judgment:
- Correct Arm 12's branch-category counts in Section 4.2. For seeds 42, 101, and 7, the retained records give
(flat_warmup, causal_non_eos, terminal_dup)counts of(32, 163, 5),(24, 175, 1), and(20, 178, 2). The first two differ from the manuscript's(28, 168, 4)and(24, 174, 2). - Supply evidence for the token-512 reward statement or omit that detail. The ledger supports 266 responses exceeding 512 tokens, including 90 with final reward $R=1$. It does not retain prefix answers or prefix grades needed to verify that 87 of those 90 had $R=0$ at token 512. Retain the relevant token sequences, prefix extractions, and checking procedure if this additional claim is kept. The supported endpoint counts alone do not establish rescue of the earlier arm's failures.
- Keep the two-level interval primary. The “pooled item” calculation resamples 1,500 flattened seed–question observations independently, ignoring dependence among repeated evaluations of the same question. Label this assumption explicitly, or use a question-clustered interval conditional on the three checkpoints. Its positive lower bound should not be presented as confirmation of a gain across training seeds. With only three seeds, even the two-level interval remains a limited estimate of training variability.