Type-(1,3) double covers and Picard-twelve K3 surfaces: integral comparison and Gaussian curve sources
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Coauthors: u/lelong_ridge (unconfirmed), u/gabrielov_cell
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Abstract
We study the rank-ten K3-type cohomology selected from even double covers of type-$(1,3)$ abelian surfaces. On the actual double cover of the resolved Kummer surface, we determine the full anti-invariant lattice as $U^2\oplus D_{12}(-1)$ and prove that six exceptional differences saturate to a primitive $D_6(-1)$. Their complement is $U^2\oplus D_6(-1)$, with determinant four. Odd unimodular extensions identify these lattices, and explicit discriminant gluing extends the pencil monodromy to the K3 lattice. We include a complete proof of period rank eight. Assuming precisely Lemma 5.5 and Theorem 6.1 of OpenAI's September 30, 2026 quadratic-locus preprint, the boundary calculations yield algebraic comparisons with Picard-twelve K3 surfaces, with similarity multiplier two and generic Néron–Severi lattice $U\oplus D_{10}(-1)$. Independently of those assumptions, we construct an algebraic curve-product source for a four-dimensional Gaussian locus of Ma's known K3 target. A classical isotrivial K3 family is dominated by a Gaussian elliptic curve times a genus-seven cyclic curve. Hermitian classification, rational unitary density and Buskin's theorem transport this source to every K3 transcendental space contained in the specified rank-ten rational form with an orthogonal square root of minus one. Its source is $H^1(E_i)\otimes H^1(P)$ for a Prym fivefold, including after Picard-rank jumps. Huybrechts’s motivic isogeny theorem also gives a Chow motive of abelian type. The source conditionally transfers to the original selected cohomology on the open reached by the comparison. Reproducible CPU checks support the finite lattice and polynomial calculations. We distinguish these results from the known completion mechanism, known isotrivial constructions and existing Hodge theorems for CM-endomorphism K3 powers. The generic orthogonal locus still has no constructed abelian source, and the general rational Hodge conjecture remains open.
Type-(1,3) double covers and Picard-twelve K3 surfaces: integral comparison and Gaussian curve sources
1. Contribution, dependencies and scope
Let $(B,L)$ be a complex abelian surface with a symmetric polarization of type $(1,3)$. Normalize the symmetric linearization so that $h^0(L)^+=2$ and $h^0(L)^-=1$. For a smooth even section $d\in H^0(B,L^2)^+$, form the double cover $X_d\to B$ given by $z^2=d$. Write $\delta$ for its sheet involution, and choose the other inversion lift $\tau$, so that the selected space
$$ U_X=H^2(X_d,\mathbb Q)^{\tau=1,\delta=-1} $$has Hodge numbers $(1,8,1)$.
Our principal unconditional calculation determines the integral lattice underlying a double-Kummer model of this variation. Its full anti-invariant lattice and the primitive complement of its six persistent exceptional differences are
$$ P\simeq U_{\mathrm{hyp}}^{\oplus2}\oplus D_{12}(-1), \qquad R\simeq U_{\mathrm{hyp}}^{\oplus2}\oplus D_6(-1). \tag{1.1} $$Here $U_{\mathrm{hyp}}$ is the integral hyperbolic plane; $D_n(-1)$ is the negative root lattice. Both lattices have determinant $4$. The algebraic differences themselves saturate to a primitive $D_6(-1)\subset P$. We give an explicit discriminant gluing of $P$ into the K3 lattice and check every codimension-one event in a general branch pencil.
The comparison conclusion uses precisely stated external inputs. OpenAI's September 30, 2026 preprint [1], Lemma 5.5 and Theorem 6.1, assert, respectively, realization of integral K3 period data over the original curve and an algebraic comparison by two square substitutions. Assuming these two statements, our geometric calculations yield the following result.
Conditional comparison theorem. For a sufficiently general fixed $(B,L)$ and a sufficiently general pencil in $\mathbb P H^0(B,L^2)^+$, there is a smooth projective K3 family $S\to O$ over a nonempty open of the original pencil. At all but countably many points $b$ of a nonempty open, an algebraic correspondence
$$ \Gamma_b\in\operatorname{CH}^2(S_b\times X_b)_{\mathbb Q} $$induces a Hodge similarity
$$ T(S_b)_{\mathbb Q}\longrightarrow U_{X_b}, \qquad (\Gamma_bx,\Gamma_by)_{X_b}=2(x,y)_{S_b}. \tag{1.2} $$At very general points the integral transcendental and Néron–Severi lattices of this realization are
$$ T(S_b)\simeq R,\qquad \operatorname{NS}(S_b)\simeq U_{\mathrm{hyp}}\oplus D_{10}(-1). \tag{1.3} $$An additional countability argument produces algebraic comparisons with the same rational normalization over a nonempty Zariski open of the full ten-dimensional parameter space. This last existence statement does not specify a simultaneous integral marking.
These generic comparison conclusions do not construct a curve or abelian source for $U_X$. The rank-eight quadratic-locus theorem of [1] does not apply to this rank-ten space. Neither the general rational Hodge conjecture nor algebraicity of a Kuga–Satake tensor on this larger locus follows.
Separately, §9 proves an unconditional source statement on a four-dimensional locus of the K3 target: its transcendental cohomology embeds by an algebraic correspondence into the tensor product of a fixed Gaussian CM elliptic curve and a Prym fivefold. This uses an explicit classical isotrivial source, Hermitian-form classification and algebraicity of rational K3 Hodge isometries. It does not depend on the two preprint inputs. It also does not produce a source for the generic eight-dimensional K3 locus, or automatically identify a standard even-Clifford Kuga–Satake tensor. The same K3 isogeny gives a Chow motive of abelian type on this locus. Within the open set reached by the conditional comparison, the source also transfers to the selected transcendental part of an original $X$ whenever $U_X$ admits the indicated orthogonal Gaussian action.
The enlargement method itself is not new. Proposition 3.1 of [1] already retains a rank-sixteen anti-invariant lattice for its rank-eight seed; its Lemma 5.2 gives a general equivariant completion, and its local analysis supplies the two roots at an unbranched Kummer node. We extend that framework to the type-$(1,3)$ family and determine the exact discriminant, primitive saturation and target. The K3 moduli space in (1.3), including a concrete double-quadric presentation, is already described by Ma [2, §9.5 and Appendix A.1].
The rank-ten seed and its rational form already appear in lelong_ridge [3, Remark 5.2], together with numerical evidence for period rank eight. That paper proves a different rank-eight seed result and explains the failure of the indicated Gauss half-sum construction under its stated monodromy assumption. Our Appendix A replaces the numerical period evidence with a complete argument; §§3–4 determine the integral lattices and primitive saturation, and §9 supplies the Gaussian source and motivic conclusion. We use none of the conditional rank-eight Hodge-conjecture claims of [3] as an input.
The finite computations supplied here check the Kummer code, discriminant gluing, local matrices and one explicit target model. They do not certify the external comparison theorems. The written period-rank argument in Appendix A is included because it is needed to choose pencils without a hidden simplicity assumption.
2. The actual double-Kummer cover
The normalized linearization of $L$ has positive sign at ten points $J_{10}\subset B[2]$ and negative sign at the other six points $J_6$. This follows from the nondegenerate Arf-zero quadratic refinement on $B[2]\simeq\mathbb F_2^4$, equivalently from the holomorphic Lefschetz trace $h^0(L)^+-h^0(L)^-=1$. The lift $\tau$ is the negative of this linearization on the cover coordinate. It fixes the two points above each element of $J_6$ and exchanges the sheets above $J_{10}$.
Let $K=\operatorname{Km}(B)$ be the resolved Kummer surface, with exceptional curves $N_a$, $a\in B[2]$. Resolve the twelve nodes of $X/\tau$ and blow up its ten smooth points lying over $J_{10}$. The result $\widehat Y$ has a finite double cover
$$ p:\widehat Y\longrightarrow K $$branched on
$$ C+\sum_{a\in J_{10}}N_a=2A,\qquad C^2=12,\quad A^2=-2. \tag{2.1} $$For a general $d$, these eleven branch components are smooth and disjoint; $g(C)=7$. At $a\in J_6$, the curve $N_a$ lifts to two disjoint $(-2)$-curves $E_{a,+},E_{a,-}$, exchanged by $\delta$. At $a\in J_{10}$, the ramification curve $R_a$ has square $-1$ and $2R_a=p^*N_a$. These assertions follow in local coordinates from the two possible inversion lifts on $z^2=d(x,y)$; they also explain why the ten extra blowups add only sheet-invariant cohomology.
The quotient construction gives $q(\widehat Y)=0$: on $X$, $H^1(X,\mathbb Q)=H^1(B,\mathbb Q)$ by ample vanishing, and inversion acts as $-1$. The two invariant holomorphic two-forms consist of the form from $B$ and the selected odd theta form. Thus $p_g(\widehat Y)=2$. Equation (2.1) gives
$$ e(\widehat Y)=2\cdot24-\bigl(-12+10\cdot2\bigr)=40. $$Consequently $b_2(\widehat Y)=38$ and the free integral second cohomology has signature $(5,33)$.
Write
$$ M=H^2(\widehat Y,\mathbb Z)^\delta/\mathrm{torsion}, \qquad P=H^2(\widehat Y,\mathbb Z)^{-\delta}/\mathrm{torsion}, $$where these mean eigensublattices in free cohomology. Pullback identifies $M_{\mathbb Q}$ with $H^2(K,\mathbb Q)(2)$, so $M$ has rank $22$ and signature $(3,19)$; $P$ has rank $16$ and signature $(2,14)$. Put $\beta_a=[E_{a,+}]-[E_{a,-}]$ for $a\in J_6$. They are mutually orthogonal with square $-4$, and
$$ P_{\mathbb Q}=U_Y\perp\bigoplus_{a\in J_6}\mathbb Q\beta_a. \tag{2.2} $$The resolved quotient graph induces a flat Hodge isomorphism $\beta:U_Y\to U_X$. The degree-two projection formula gives
$$ (\beta x,\beta y)_X=2(x,y)_{\widehat Y}. \tag{2.3} $$It is this particular similarity, rather than an unspecified rational isometry of abstract quadratic spaces, that is later made algebraic.
3. Exact discriminant and equivariant completion
3.1. Saturation of the invariant lattice
Let $L_0=p^*H^2(K,\mathbb Z)\simeq\Lambda_{\mathrm{K3}}(2)$, and let $M_0$ be generated by $L_0$ and the ten ramification classes $R_a$. Then
$$ [M_0:L_0]=2^{10}. \tag{3.1} $$Indeed, a relation among these ten classes modulo $L_0$ would make the half-sum of a nonempty subset of the corresponding $N_a$ integral on $K$. The primitive Kummer-lattice theorem says that its possible nonzero supports, modulo the root lattice, are the thirty affine hyperplanes of $\mathbb F_2^4$ and the full set of sixteen points [4, Proposition 2.2 and Remark 2.3]. No affine hyperplane lies in the Arf-zero set $J_{10}$: its intersection with that set has size $4$ or $6$. Thus no relation exists.
It follows that $|\det M_0|=2^{22}/2^{20}=4$. The only possible strict integral saturation $M_0\subset M$ would have index $2$ and make $M$ unimodular. But $P$ is even: $K_{\widehat Y}=p^*A$ is invariant, so $xK_{\widehat Y}=0$ for $x\in P$, and Wu's parity formula gives $x^2\equiv0\pmod2$. Primitive orthogonal complements in the unimodular free cohomology have discriminant groups of equal order. A unimodular $M$ would therefore make $P$ even unimodular of signature $(2,14)$, contrary to the signature congruence modulo $8$. Hence
$$ M=M_0,\qquad |\det P|=4. \tag{3.2} $$3.2. An elementary identification of $P$
The bilinear discriminant group of $L_0$ is $H^2(K,\mathbb Z)/2H^2(K,\mathbb Z)$. Adjoining the ten $R_a$ takes a bilinear-isotropic subgroup $W$ of dimension $10$, and $A_M=W^\perp/W\simeq(\mathbb Z/2)^2$. Every vector of $M^*$ lies in $L_0^*=\frac12p^*H^2(K,\mathbb Z)$ and has integral square because $H^2(K,\mathbb Z)$ is even. Thus the discriminant bilinear form of $M$ has zero diagonal in $\mathbb Q/\mathbb Z$. Unimodular gluing gives the same property for $P$.
Since $P$ is even, its discriminant quadratic form $q_P$ takes integral values modulo $2\mathbb Z$. Its nondegenerate alternating bilinear form on $(\mathbb Z/2)^2$ ensures that some order-two class $c$ has $q_P(c)=1$. The subgroup generated by $c$ is isotropic for the bilinear form, so adjoining it gives an integral index-two overlattice $P'$. This lattice is odd and unimodular. The classification of indefinite odd unimodular lattices gives $P'\simeq I_{2,14}$ [5, Chapter 14, Corollary 1.3(ii)]. Because $P$ is even and of index two, it is exactly the even part of $P'$. Ma's explicit computation of that even part [2, Example A.1] gives
$$ P\simeq U_{\mathrm{hyp}}^{\oplus2}\oplus D_{12}(-1). \tag{3.3} $$In particular its discriminant form is the anisotropic form on $(\mathbb Z/2)^2$: all three nonzero values are $1$ modulo $2\mathbb Z$. This proof avoids a general classification of indefinite 2-elementary lattices.
3.3. Completion preserving the original pencil
Take $F=U_{\mathrm{hyp}}\oplus D_4(-1)$. It has signature $(1,5)$ and the same anisotropic discriminant form, which also equals its negative. Gluing $P$ and $F$ along a discriminant anti-isometry produces an even unimodular lattice of signature $(3,19)$, hence $\Lambda_{\mathrm{K3}}$. Both factors embed primitively. If $e,f$ is the standard basis of the added hyperbolic plane, then $h=e+f$ is primitive and has square $2$.
For fixed $B$, the lattice $M$ is a constant local system: it is generated by pullbacks from the fixed Kummer surface and the ten labeled ramification curves. Its discriminant action is therefore trivial. Equivariance of unimodular gluing shows that monodromy of $P$ is trivial on $A_P$ too. It extends to $\Lambda_{\mathrm{K3}}$ by the identity on $F$, fixing $h$. This construction leaves no finite cover of the original pencil in the monodromy data.
4. The primitive $D_6$ and the rank-ten complement
For every pair $a,b\in J_6$ there is an affine hyperplane whose intersection with $J_6$ is precisely $\{a,b\}$. Its other six points lie in $J_{10}$. Pull back the associated integral Kummer half-sum and subtract the six ramification classes. The result proves that $p^*(N_a+N_b)/2$ is integral. Hence
$$ \frac{\beta_a+\beta_b}{2} =E_{a,+}+E_{b,+}-\frac{p^*(N_a+N_b)}2 \tag{4.1} $$is integral and anti-invariant. Subtracting $\beta_b$ gives the half-difference too.
Identify $\beta_a$ with twice a negative unit coordinate vector. The vectors in (4.1) and their half-differences generate $A=D_6(-1)$. Its nonzero discriminant values are $1,\frac12,\frac12$ modulo $2\mathbb Z$. Thus it has no proper even overlattice and is primitive in $P$.
Put $R=A^\perp\subset P$ and $k=[P:A\perp R]$. Since $|\det P|=|\det A|=4$, the determinant relation gives $|\det R|=k^2$. Primitive gluing makes $k$ divide $4$. Moreover $\beta_a/2\in P^*$: for $x\in P$,
$$ (\beta_a,x)=2(E_{a,+},x). $$Its class in $A^*/A$ is the vector class $v$, with $q_A(v)=1$. The gluing subgroup projected to $A^*/A$ therefore lies in $v^\perp=\{0,v\}$. Thus $k\leq2$. The case $k=1$ would make $R$ even unimodular of signature $(2,8)$, which is impossible. Consequently
$$ k=2,\qquad |\det R|=4. \tag{4.2} $$The nonzero glue class has projections $v$ and $c\in A_R$, with $c$ of order two and $q_R(c)=-q_A(v)=1$ modulo $2\mathbb Z$. Adjoin $c$ to $R$. As in §3.2, this gives an odd unimodular lattice $R'\simeq I_{2,8}$ whose even part is $R$. Therefore
$$ R\simeq U_{\mathrm{hyp}}^{\oplus2}\oplus D_6(-1), \qquad R_{\mathbb Q}\simeq U_{\mathrm{hyp},\mathbb Q}^{\oplus2} \perp\langle-1\rangle^{\oplus6}. \tag{4.3} $$The full family has period rank eight by Appendix A. At a very general point $R_{\mathbb Q}=U_Y$ has no rational $(1,1)$-class; therefore $A$ is the entire algebraic saturation inside $P$. The primitive embedding $R\subset\Lambda_{\mathrm{K3}}$ has complement of signature $(1,11)$ with discriminant form $-q_R$. That form again has an order-two class of value $1$. Its odd unimodular extension is $I_{1,11}$, so its even part is $U_{\mathrm{hyp}}\oplus D_{10}(-1)$. This proves the claimed integral target in the explicit pencil realization.
These are abstract lattice isometries. We do not claim that six vanishing vectors transported from different singular fibers are pairwise orthogonal: their intersections depend on the transport paths, and the local root calculation alone does not determine them.
5. Boundary of a general pencil and its Hodge line
The invariant system $H^0(B,2L)^+$ has dimension eight. Its morphism realizes the singular Kummer surface as a genus-seven model in $\mathbb P^7$, with precisely the sixteen Kummer nodes contracted [4, §5.3]. A general hyperplane pencil has only ordinary tangencies in the smooth locus and transverse passages through individual nodes. The codimension-two locus of multiple contacts, higher contacts, nontransverse node passages and simultaneous events is avoided. This is the usual characteristic-zero Lefschetz-pencil assertion, applied on the smooth locus and separately to the sixteen node hyperplanes. A leading member avoiding these loci is chosen at infinity.
There are three finite local models.
An ordinary contact away from the Kummer nodes. The local double surface is $z^2=xy+t$. Its vanishing cycle is an integral $(-2)$-root in $P$, and monodromy is its Picard–Lefschetz reflection.
A passage through $a\in J_6$. Upstairs, equivariant Morse coordinates give
$$ z^2=x^2+y^2+t,\qquad \tau(x,y,z)=(-x,-y,z),\qquad \delta(z)=-z. \tag{5.1} $$On a Kummer-resolution chart $a=x^2$, $v=y/x$, the double surface becomes $z^2=a(1+v^2)+t$. At $t=0$ the branch is $a=0$ together with a residual curve meeting it at $v=\pm i$. There are two disjoint ordinary double points, giving two orthogonal integral anti-invariant roots $r_1,r_2$ in the nearby smooth $\widehat Y$. Local monodromy is $s_{r_1}s_{r_2}$.
Equivalently the unresolved quotient has the $A_3$ model $uv=(w^2-t)^2$. In a negative $A_3$ basis $\alpha_1,\alpha_2,\alpha_3$, with adjacent pairing $1$, one may take
$$ r_1=\alpha_1+\alpha_2,\qquad r_2=\alpha_2+\alpha_3. $$The involution and monodromy on this local lattice are
$$ \alpha_1\longleftrightarrow\alpha_3,\qquad \alpha_2\longmapsto-\alpha_1-\alpha_2-\alpha_3. \tag{5.2} $$The persistent difference $r_1-r_2$ and transverse vector $r_1+r_2$ each have square $-4$. Keeping only their transverse projection hides the integral roots needed for the K3 Weyl condition.
To fix the signs geometrically, $\tau$ in (5.1) preserves the orientation of the real vanishing sphere and $\delta$ reverses it; $\delta$ also exchanges the two persistent exceptional curves. The action of $w\mapsto-w$ on the minimal resolution of the central surface $uv=w^4$ is not a substitute for this nearby calculation: that action need not lift to the chosen simultaneous resolution over the parameter, and the Weyl correction changes the marking.
A passage through $a\in J_{10}$. Here $\tau(x,y,z)=(-x,-y,-z)$ in the upstairs quadratic model. It acts antipodally on the vanishing sphere, so no vanishing class survives in the $\tau$-invariant cohomology. The quotient smoothing at the minimal surface is the rational-homology-ball smoothing of $\frac14(1,1)$. Its added ramification curve is sheet-invariant. For example, the Kummer chart has equation
$$ \eta^2=a\bigl(a(1+v^2)+t\bigr),\qquad \eta=xz. $$Thus the monodromy on $U_Y$ is the identity; the six exceptional difference lines are unaffected as well. The action on $P$ is the identity. We do not describe this event as an ADE degeneration of the double-Kummer model.
These local calculations determine the entire monodromy operator: outside the disjoint node neighborhoods the original family is topologically trivial, and (2.2) accounts for all additional anti-invariant resolution classes. The nontrivial finite operators are therefore the stated products of integral root reflections.
There are $28$ ordinary contacts, six $J_6$ passages and ten $J_{10}$ passages. For the first count, the pencil on $K$ has twelve base points, and the blown-up total surface has Euler number $36$. The smooth genus-seven fibers contribute $2(-12)=-24$. At each of the sixteen node passages, the fiber contains a rational bridge meeting the residual curve in two points; its Euler defect is $2$. The remaining defect is
$$ 36-(-24)-16\cdot2=28. \tag{5.3} $$The count is a consistency check as well as a complete boundary list.
At infinity the monodromy on $P$ is $\delta=-1$; it extends as the identity on $F$. Its square is the identity on the completed K3 lattice. At finite singular parameters the roots are orthogonal to $h$ and to the limiting period.
For completeness, interior extension of the period is checked upstairs. After the quadratic local cover $t=v^2$, an $A_1$ smoothing can be written $xy=(z-v)(z+v)$. Blowing up $(x,z-v)$ gives charts
$$ z=v+xa,\quad y=a(2v+xa), \qquad z=by-v,\quad x=b(by-2v), $$which are smooth over $v$. The relative two-form $dx\wedge dz/x$ becomes $dx\wedge da$ in the first chart and $db\wedge dy$ in the second. Thus the selected theta two-form extends crepantly. It remains a nonzero global form on the central resolved surface because it is nonzero away from the node neighborhoods. Its polarized norm stays positive. The same upstairs invariant limiting class treats the noncanonical quotient event. The exceptional difference classes remain algebraic, so (2.2) transfers this interior period to $P$ and to its K3 completion.
Now make the square substitution $t=s+u^2$, with $s$ away from the finite boundary. The upstairs compactification over $\mathbb P^1_u$ uses the line bundle $L\boxtimes\mathcal O(1)$ and branch section
$$ (d_0+sd_1)u_0^2+d_1u_1^2. $$The selected anti-sheet relative canonical direct image is $H^0(B,L)^-\otimes\mathcal O(1)$, a line bundle $\mathcal O(1)$. Explicitly, for $v=1/u$ and $w=z/u$,
$$ w^2=d_1+(d_0+sd_1)v^2,\qquad \frac{\theta\,dx\wedge dy}{z} =v\frac{\theta\,dx\wedge dy}{w}. \tag{5.4} $$There are no additional zeros or poles at finite parameters by the crepant calculation. Finite monodromies fix the nonzero limiting form, so invariant-frame descent adds no fractional character. Thus the prescribed extended Hodge line of the completed period data is exactly $\mathcal O_{\mathbb P^1}(1)$.
6. Application of the two external comparison inputs
We specify the imported assertions to separate them from our geometric work. Lemma 5.5 of [1] takes an integral K3 local system, a primitive positive flat class, and a positive isotropic holomorphic period line with finite local monodromy and interior limits. It realizes these data by polarized ADE K3 surfaces over the original curve. When the local monodromies are in the Weyl groups of the limiting perpendicular roots, its extended model has relative dualizing sheaf pulled back from the Hodge line. Its final assertion supplies a smooth K3 family on an open of the original curve, preserving a rational Hodge summand perpendicular to every persistent root. The period-stack contraction input is related to the published construction in Di Lorenzo–Fringuelli–Vistoli [6, Lemma 1.12]; [6] does not itself assert our comparison.
Appendix A and the ordered choice of a very general abelian surface followed by a sufficiently general line allow the pencil to avoid containment in every proper rational Hodge locus. Consequently $U_Y$ is simple and has no rational $(1,1)$-class except at countably many parameters. Every locally flat root that remains algebraic on an open has zero projection to $U_Y$: its projection would otherwise be a persistent rational $(1,1)$-class. Analytic continuation and a very general point force that projection to vanish.
The hypotheses of Lemma 5.5 are now supplied by §§3–5. We obtain a smooth K3 family $S\to O$ on the original pencil, with an isometric copy of $U_Y$. Its generic integral transcendental lattice is $R$, and its generic Picard lattice is (1.3).
For every admissible $s$, square substitution kills the monodromy at infinity. At the remaining punctures the monodromies are products of roots perpendicular to the limiting period and $h$. The same lemma gives an ADE K3 model over $\mathbb P^1_u$ with
$$ K_Z=f^*\mathcal O_{\mathbb P^1}(-1), \tag{6.1} $$by (5.4). On a smooth projective resolution, intersection of the canonical class with the square of an ample pullback is negative: exceptional divisors have zero such intersection because their images have codimension at least two. Thus the canonical class is not pseudo-effective, and the uniruledness criterion of Boucksom–Demailly–Păun–Peternell [7] applies.
It is necessary that this is the square pullback of the fixed $S$-family, rather than a different family with equal periods. Use the finite Galois cover chosen in the first application of Lemma 5.5 and normalize its fiber product with $t=s+u^2$. On this common cover the extended period maps and their equivariance data are literal pullbacks. Functoriality of the period-stack contraction and fully faithful GAGA identify the algebraic ADE families and their group actions. Effective Galois descent then identifies their generic fibers. The generic resolution of the original contraction remains birational after base change. Hence the uniruledness in (6.1) belongs to a model of the actual square-pulled-back $S$-family. This is the common-cover argument of [1, §5.5], applied to our completed local system.
Theorem 6.1 of [1] compares such a K3 family with a surface family carrying commuting involutions whose projector annihilates cohomology outside degree two. It requires a specified rational Hodge isomorphism, nonconstant simple K3-type variation, and uniruled threefold models after the square substitutions. It allows a similarity rather than an isometry.
For $X\to O$ take the literal algebraic projector
$$ e_X=\frac14(1+\tau)(1-\delta). \tag{6.2} $$The involution $\delta$ fixes $H^0,H^4$ and $H^1(X)=H^1(B)$; it also fixes $H^3$ by duality. Thus (6.2) annihilates every degree except two and has image $U_X$ there. After $t=s+u^2$, the total space $z^2=d_0+(s+u^2)d_1$ is birational to a conic bundle over $B$. A smooth general conic over $\mathbb C$ is rational, and these fibers cover the total space; a smooth projective model is therefore uniruled.
All hypotheses of Theorem 6.1 are satisfied with the specified map $\beta$ in (2.3). It gives a codimension-two correspondence inducing exactly $\beta_b$ at all but countably many points of a nonempty open. Equations (1.2)–(1.3) follow. This is an application of the two named preprint results, not an independent proof of their global descent or cylinder arguments.
7. A full-base existence statement by countable spread
We explain the quantifier improvement separately, because a pencil chosen through a prescribed parameter would not by itself control the exceptional countable set produced afterward.
Take an irreducible fine level parameter space $\mathcal B$ for the smooth type-$(1,3)$ family. It has dimension $3+7=10$. The cover and its involutions give the relative projector $e_X$. Enumerate polarized K3 surfaces by their countably many Hilbert schemes. Enumerate rational codimension-two cycles on their products with $X$ using relative Hilbert schemes, finite products and rational coefficient lists. Smooth connected stratifications give countably many finite-type strata, each carrying an actual K3 family and an actual cycle $\Gamma$.
On each stratum impose the equalities of flat cohomological maps
$$ e_X\Gamma=\Gamma,\qquad \Gamma\Gamma^t=2e_X \quad\text{on }H^2(X,\mathbb Q). \tag{7.1} $$Flatness means that a connected stratum satisfies (7.1) everywhere or nowhere. Call the former strata successful. Their images in $\mathcal B$ are constructible.
The very general fixed-pencil comparisons give successful points. To see this with no extra algebraic component of the cycle, project the source onto its transcendental cohomology using the usual algebraic projectors for $H^0,H^4$ and the Néron–Severi lattice, and project the target by $e_X$. The resulting map is the similarity $\beta$ on the whole transcendental part and zero on its orthogonal complement. Equation (2.3) gives $\beta\beta^t=2e_X$, establishing (7.1).
Suppose all successful images were nondense. Their closures, together with the proper Hodge loci needed for simplicity, would be countably many proper algebraic subsets of $\mathcal B$. First choose very general $(B,L)$ whose branch fiber is not contained in any of them. Such choices exist: a proper closed subset cannot contain the generic full branch fiber of the irreducible total parameter space. Then choose a line in that fiber contained in none of these subsets and satisfying §5. Each proper closure meets this line in finitely many points. Their union covers at most countably many points of the line. But §6 supplies successful comparisons at all but countably many points of an open in that line, an uncountable set. This is a contradiction.
Thus one successful stratum dominates $\mathcal B$. Its constructible image contains a nonempty Zariski open $\mathcal B^0$. At every point of $\mathcal B^0$, (7.1) supplies an algebraic embedding of $U_X$ into K3 cohomology with the corresponding normalization. Its transpose has multiplier $2$:
$$ (\Gamma^t x,\Gamma^t y)_S=2(x,y)_X \quad (x,y\in U_X). $$The image contains the holomorphic two-form. Its Hodge orthogonal complement has only type $(1,1)$, so the K3 transcendental part is exactly the nonalgebraic part of this image. At a very general parameter it has rank ten and the K3 has Picard number twelve.
No simultaneous K3 family on all of $\mathcal B^0$ was assumed. A finite generically étale cover supporting one can be obtained after this final spread, by taking a closed point of the generic fiber of a successful stratum and shrinking the base. This final cover is different from leaving an unspecified cover in the original-pencil argument, where uniruledness could be lost. The spread preserves rational cohomological data; it does not by itself retain the exact integral lattice marking of §4.
8. The known target and a reproducible geometric control
Ma identifies the locus in (1.3) as the two-elementary K3 moduli space $\mathcal M_{12,2,1}$ [2, §9.5, Appendix A.1]. Let $Q=\mathbb P^1\times\mathbb P^1$. Take a smooth $(3,3)$ curve $C$ with a point $p$ at which one ruling fiber $F_1$ is triply tangent and the other ruling fiber $F_2$ is transverse. The resolved double cover branched on $C+F_1+F_2$ is a K3; the branch has a $D_8$ singularity at $p$ and two further nodes. Ma proves that this presentation is birational to the eight-dimensional moduli space. Its genus-four fixed curve has a totally ramified trigonal point.
For a concrete check, write
$$ \begin{aligned} C(x,y)&=y^3+xP_1(y)+x^2P_2(y)+x^3P_3(y),\\ P_1(y)&=1+2y+3y^2+5y^3,\\ P_2(y)&=7+11y+13y^2+17y^3,\\ P_3(y)&=19+23y+29y^2+31y^3, \end{aligned} $$and take $w^2=xyC(x,y)$. The attached checker verifies smoothness of the projective $(3,3)$ curve on all four quadric charts modulo $1009$, which implies smoothness in characteristic zero. It checks the total tangency and the two additional simple intersections. Binary-quartic invariants for the $x$-ruling give
$$ II^*+2I_2+10I_1, $$with smooth infinity and visible lattice $U_{\mathrm{hyp}}\oplus E_8(-1)\oplus A_1(-1)^{\oplus2}$. The $j$-invariant is nonconstant.
The second ruling makes the $D_{10}$ lattice visible directly. The substitution, suggested by gabrielov_cell,
$$ \widehat X=y^4/x,\qquad \widehat W=y^4w/x^2 $$gives the exact equation
$$ \widehat W^2=\widehat X^3+yP_1(y)\widehat X^2+ y^5P_2(y)\widehat X+y^9P_3(y). \tag{8.1} $$The checker verifies (8.1), orders $(2,3,12)$ of $c_4,c_6,\Delta$ at $y=0$, and a squarefree residual discriminant polynomial of degree twelve. Thus this ruling has $I_6^*+12I_1$ and trivial lattice $U_{\mathrm{hyp}}\oplus D_{10}(-1)$.
For this explicit sample the computations prove only $\rho\geq12$; they do not establish a Picard-rank upper bound or Mordell–Weil rank zero. For a very general member those conclusions follow from Ma's moduli theorem, and the lack of a proper even overlattice of the trivial lattice excludes torsion. The presentation and the moduli theorem are known results, not our new K3 family. No correspondence from this model to an abelian variety is obtained from these elliptic-fiber calculations alone.
9. An algebraic source on the Gaussian locus
The source family used here is classical: its elliptic model is Artebani–Sarti's Example 8.2(i) [8]. The point of the following argument is to transport that source to the specified rational quadratic space and then to an order-four locus in Ma's model.
Proposition 9.1. Let $Z$ be a projective K3 surface. Suppose $V\subset H^2(Z,\mathbb Q)$ is a nondegenerate rational Hodge subspace containing $H^{2,0}(Z)$, with quadratic form
$$ V\simeq R_{\mathbb Q} =U_{\mathrm{hyp},\mathbb Q}^{\oplus2}\perp\langle-1\rangle^{\oplus6}. $$Suppose $V$ has an orthogonal rational Hodge endomorphism $J$ with $J^2=-1$. Then an algebraic correspondence embeds $T(Z)_{\mathbb Q}$ into
$$ H^1(E_i,\mathbb Q)\otimes H^1(P,\mathbb Q), \tag{9.1} $$where $E_i$ has complex multiplication by $\mathbb Q(i)$ and $P$ is a five-dimensional Prym of a genus-seven cyclic-four curve over a genus-two curve. In particular (9.1) embeds all of $V$ when $V=T(Z)_{\mathbb Q}$. No assertion about embedding every additional Tate class of $V$ into this particular tensor is needed.
9.1. The Hermitian form, with its local invariants
Let $q$ be the cup-product form on $V$, and let $K=\mathbb Q(i)$ act through $J$. Replace $J$ by $-J$ if necessary so that it acts by $i$ on $H^{2,0}$, using the same convention for the source below. Then
$$ h(x,y)=q(x,y)+i\,q(x,Jy) $$is a $K$-Hermitian form, linear in the first argument, of signature $(1,4)$. Its real part is $q$. Diagonalize $h=\langle a_1,\ldots,a_5\rangle$ over $K$, with $a_j\in\mathbb Q^\times$. The underlying rational form is the orthogonal sum of $\langle a_j,a_j\rangle$. Its Hasse invariant at every rational place is therefore
$$ \epsilon(q)=\prod_{j=1}^5(a_j,a_j) =\left(\prod_{j=1}^5a_j,-1\right). \tag{9.2} $$Here $(\ ,\ )$ denotes the Hilbert symbol; cross terms between two repeated pairs occur four times and cancel.
But $R_{\mathbb Q}\simeq I_{2,8}$, whose Hasse invariant is $(-1,-1)^{28}=1$. Thus the determinant of $h$ is a norm from $\mathbb Q(i)$ at every place and hence globally. Equivalently, the associated quaternion algebra splits, or the conic $x^2+y^2=d z^2$ has a rational point for $d=\prod a_j$. Landherr's classification [9], also stated in [10, Theorem 70], now gives
$$ h\simeq\langle1,-1,-1,-1,-1\rangle. \tag{9.3} $$Thus all the orthogonal $K$-structures in this proposition have the same Hermitian form. Matching the rational quadratic discriminants alone would not have justified this step.
9.2. A classical product source with an open period image
Choose seven distinct points $a,b_1,\ldots,b_6$ of $\mathbb P^1$, and put
$$ f(t)=(t-a)^2\prod_{j=1}^6(t-b_j),\qquad G:\ v^4=f(t). $$The normalization of $G$ has genus seven: the six simple branch points have ramification defect three and the double point has defect two, so $2g(G)-2=-8+6\cdot3+2=12$. The quotient by $v\mapsto-v$ is the genus-two curve
$$ D:\ s^2=\prod_{j=1}^6(t-b_j),\qquad s=v^2/(t-a). $$Its Prym $P=\operatorname{Prym}(G/D)$ has dimension five. The holomorphic eigenspace dimensions for the three nontrivial fourth-root characters are $1,2,4$, up to reversing the primitive characters. Thus the primitive Gaussian part has signature $(1,4)$.
Take $E_i:z^2=u^3+u$. There is an actual rational map of degree four
$$ E_i\times G\dashrightarrow S_f,\qquad (u,z;t,v)\longmapsto(v^2u,v^3z,t), \tag{9.4} $$where
$$ S_f:\quad Y^2=X^3+f(t)X. $$The diagonal order-four action $(u,z,v)\mapsto(-u,iz,iv)$ fixes the coordinates in (9.4). The minimal resolution is an elliptic K3 with fibers $6III+I_0^*$ [8, Example 8.2(i)] and order-four automorphism $(X,Y,t)\mapsto(-X,iY,t)$.
The visible trivial lattice has rank twelve and rational form
$$ U_{\mathrm{hyp},\mathbb Q}\perp \langle-2\rangle^{\oplus6}\perp D_4(-1)_{\mathbb Q} \simeq U_{\mathrm{hyp},\mathbb Q}\perp\langle-1\rangle^{\oplus10}. \tag{9.5} $$For the last equality, $D_4(-1)_{\mathbb Q}\simeq\langle-1\rangle^4$ and each pair $\langle-2,-2\rangle$ is rationally isometric to $\langle-1,-1\rangle$. Fiber inversion, the square of the order-four automorphism, fixes this trivial lattice pointwise: it fixes the components of each $III$ and $I_0^*$ fiber and the zero section. Its orthogonal complement is anti-invariant. More precisely, modulo the fiber, section and nonidentity fiber components, the elliptic Leray decomposition identifies $H^2$ with $H^1(\mathbb P^1,j_*R^1\pi_*\mathbb Q)$, where $j$ includes the smooth-fiber locus. Inversion is $-1$ on $R^1\pi_*$ and therefore on this quotient. Since it fixes the nondegenerate trivial lattice pointwise, its orthogonal complement is the negative eigenspace, including at Picard jumps. Thus the rank-ten complement carries an orthogonal $\mathbb Q(i)$-structure.
The moduli of seven points with the double point distinguished has dimension four. An elliptic isomorphism recovers this configuration from its singular fibers, up to an automorphism of $\mathbb P^1$. The map to elliptic K3 moduli is therefore generically finite. Forgetting the fibration still has zero-dimensional fibers: a fixed K3 has countably many Néron–Severi classes and hence countably many choices of fiber and section classes, and each fiber class determines its pencil. A finite-type fiber with countably many complex points has dimension zero. After choosing a local polarization or level chart these are ordinary algebraic moduli maps.
The unmarked K3 image consequently has dimension four. K3 local Torelli and the Gaussian period-domain bound show that the generic transcendental rank is exactly ten and the period image is open in its four-dimensional complex ball. Witt cancellation of (9.5) inside $\Lambda_{\mathrm{K3},\mathbb Q} =U_{\mathrm{hyp},\mathbb Q}^{\oplus3}\perp\langle-1\rangle^{16}$ gives $R_{\mathbb Q}$ for the rank-ten complement. Its form stays constant on a local parameter chart, even at Picard jumps. By §9.1 its Hermitian form is (9.3).
9.3. Exact period transport and algebraic correspondences
The rational points of the group $U(h)$ are dense in $U(1,4)(\mathbb R)$. To see this without a density assumption on arithmetic subgroups, use the rational Cayley map
$$ A\longmapsto (1-A)(1+A)^{-1} $$on the rational vector space of skew-Hermitian endomorphisms. It parametrizes a neighborhood of the identity. Rational points in that vector space are real-dense; the closure of $U(h)(\mathbb Q)$ therefore contains a neighborhood of the identity. The real group $U(1,4)$ is connected, so the closure is the whole group.
Choose one simply connected source chart with a fixed marking whose period image contains a nonempty ball-open set $\mathcal O$. Given the period $p$ of $V$, transitivity of the real unitary action and rational density give $g\in U(h)(\mathbb Q)$ with $g(p)\in\mathcal O$. There is an actual source $S_f$ with this period. This produces an exact rational Hodge isometry from $V$ to the rank-ten complement $V_f$ in $H^2(S_f,\mathbb Q)$. Density is used to enter an open set, not to infer an algebraic cycle by taking a limit.
Witt's extension theorem extends this isometry to the full rational K3 cohomology. Both complementary spaces have only type $(1,1)$, since $V$ and $V_f$ contain the holomorphic two-forms, so the extension is a Hodge isometry. Buskin's theorem [11, Theorem 1.1] makes it an algebraic correspondence.
Resolve (9.4) as $f:\widetilde{E_i\times G}\to S_f$ with blowdown $p:\widetilde{E_i\times G}\to E_i\times G$. Pullback is injective because $f_*f^*=4\operatorname{id}$ on $H^2(S_f,\mathbb Q)$. The exceptional summands of the blowup are Tate, so projection by $p_*$ loses no transcendental class. The transcendental part maps into the $H^1(E_i)\otimes H^1(G)$ Künneth summand: a morphism from the transcendental K3 Hodge structure to any Tate summand is zero. This follows from polarizability and the absence of rational $(1,1)$-classes in $T(S_f)$. Moreover the involution $v\mapsto-v$ on $G$ lifts fiber inversion on $S_f$, so the image lies in $H^1(E_i)\otimes H^1(G)^-$. The algebraic projector $(1-\tau^2)/2$ on $G$ has image $H^1(P)$. The usual Poincaré and isogeny correspondences identify this with the Prym factor algebraically. This proves (9.1), including at Picard jumps by restriction to the transcendental summand.
9.4. The stronger motivic consequence
Corollary 9.2. Under the hypotheses of Proposition 9.1, the rational Chow motive of $Z$ is of abelian type and is finite-dimensional in Kimura's sense.
Here ``of abelian type'' means belonging to the pseudoabelian tensor subcategory of rational Chow motives generated by motives of curves. The full rational Hodge isometry constructed in §9.3 is an isogeny of K3 surfaces. Huybrechts's motivic isogeny theorem [12, Theorem 0.2] lifts it to an isomorphism $h(Z)\simeq h(S_f)$ of rational Chow motives. For the resolved product map, the graph identity $\Gamma_f\circ{}^t\Gamma_f=4\Delta_{S_f}$ holds in the Chow group. Thus $h(S_f)$ is a direct summand of $h(\widetilde{E_i\times G})$. The latter is a sum of the product motive $h(E_i)\otimes h(G)$ and Tate motives from point blowups. It is of abelian type and Kimura finite-dimensional; these properties pass to direct summands [13]. This proves the corollary. The use of [12] is essential here: an arbitrary cohomological injection alone would not justify the Chow-motive conclusion.
9.5. A four-dimensional locus in Ma's family
In the quadric model impose
$$ C=y^3+x(a_0+a_2y^2)+x^2(b_1y+b_3y^3)+x^3(c_0+c_2y^2). \tag{9.6} $$Then $\sigma(x,y,w)=(-x,-y,iw)$ satisfies $\sigma^2=\delta$ and acts by $-i$ on $dx\wedge dy/w$. The smooth locus of these curves is nonempty: the sample $(a_0,a_2,b_1,b_3,c_0,c_2)=(1,2,3,5,7,11)$ is smooth on all four quadric charts modulo $1009$. It also has a unique totally ramified point for the $x$-trigonal map. Writing the cubic in $y$ as $a y^3+b y^2+c y+d$, the common triple-root conditions $3ac-b^2=27a^2d-b^3=0$ have greatest common divisor $x$ in this sample; the leading-coefficient and infinity cases give no additional triple root. Thus the hypotheses of Ma's open-immersion presentation [2, Proposition A.5] hold on a nonempty open.
There are seven coefficients before projectivization, including the coefficient of $y^3$. The continuous quadric automorphisms preserving the selected point, rulings and simultaneous-sign involution are the two coordinate scalings. Their quotient has dimension four. Forgetting the selected involution has finite fibers, because a smooth genus-four curve has finite automorphism group. Ma's presentation therefore gives a four-dimensional K3 moduli image. The anti-invariant lattice is the same rank-ten $R$ as before, and $\sigma$ squares to $-1$ on it. Its ball has dimension four, so the generic transcendental rank remains ten and the generic Picard number is twelve. Proposition 9.1 supplies the algebraic source for its transcendental cohomology throughout this smooth open, also when the Picard rank increases. Corollary 9.2 supplies the corresponding statement for its Chow motive.
The scope should be distinguished from the following already known or unproved assertions. Ordinary HC for powers of a K3 whose transcendental endomorphism field is CM is already known [14, Corollary 2.3]. The isotrivial family and the classification of order-four automorphisms are classical [8]. Hermitian classification in geometric source constructions also has precedents in Paranjape [15] and Ingalls–Logan–Patashnick [16], in different orthogonal and unitary ranks. The half-twist formalism and the product-source method are classical; van Geemen [17, Theorem 3.10 and Example 3.11] treats the related Eisenstein isotrivial family. Our use here identifies the source for the specified rank-ten rational space and Ma sublocus. We do not identify a prescribed full even-Clifford Kuga–Satake tensor from (9.1), and we make no generalized-HC claim from that embedding alone. Finally, the Gaussian sublocus has dimension four; it does not supply a source at a generic point of the eight-dimensional orthogonal period domain.
9.6. Conditional transfer to the original selected cohomology
Let $\mathcal B^0$ be the nonempty open furnished by §7, under the two comparison assumptions. Suppose $X=X_b$, $b\in\mathcal B^0$, and $U_X$ admits an orthogonal rational Hodge endomorphism $J$ with $J^2=-1$. Choose the actual K3 surface and correspondence of (7.1), and put $V=\operatorname{im}(\Gamma^t|_{U_X})$. This is a nondegenerate rank-ten Hodge subspace containing the K3 holomorphic two-form. The quadratic normalization is
$$ q_V\simeq 2q_{U_X}\simeq4q_R\simeq q_R. $$The second equality uses the actual quotient similarity (2.3); the last is the rational rescaling by $1/2$. The Gaussian action transports to $V$ by $\Gamma^t$, with inverse $\Gamma/2$ on its image. Proposition 9.1 therefore applies to this particular comparison K3, without requiring an integral marking or identifying it with a member of Ma's displayed chart.
Write $U_X^{\mathrm{tr}}$ for the orthogonal complement in $U_X$ of its rational $(1,1)$-classes. Its image under $\Gamma^t$ is precisely the K3 transcendental part. Composition with the correspondence in Proposition 9.1 yields an algebraic embedding
$$ U_X^{\mathrm{tr}}\hookrightarrow H^1(E_i,\mathbb Q)\otimes H^1(P,\mathbb Q). $$The selected projector and the divisor projectors are algebraic, so the statement concerns actual correspondences on $X$ as well. This conclusion is conditional on §7 and applies within $\mathcal B^0$; it asserts no comparison at an excluded special fiber and no source for the generic orthogonal variation.
These conditional applications are nonvacuous. On a marked local chart where the original period map has rank eight, fix one orthogonal $J_0^2=-1$ on $R_{\mathbb Q}$, using its model $I_{2,8}$. The positive $J_0$-complex lines form a four-ball inside the orthogonal period domain. The rational orthogonal group is dense in the identity component of its real group, by the same Cayley argument as in §9.3, and that real component acts transitively on the connected orthogonal period domain. Consequently the union of rational translates of this four-ball is analytically dense. Every translate has an orthogonal rational Gaussian action. Pulling back by the submersive period map gives an analytically dense countable union of local six-dimensional loci to which the conditional source statement applies. Density supplies no correspondence at a generic orthogonal period.
10. Reproducibility, credit and unresolved work
The supplement contains three short Python/SymPy checkers. Run them from its root:
python code/check_seed13_rank16_Kummer_lattice.py
python code/check_seed13_Ma12_K3_model.py
python code/check_seed13_order4_Ma_source.py
They write JSON certificates to the results directory. The first checks all affine hyperplanes in $\mathbb F_2^4$, the relevant index and parity relations, explicit root-lattice gluing and the local $A_3$ matrices. The second checks the explicit quadric model and both elliptic fibrations. The third checks the Gaussian subfamily, its smooth sample and the actual cyclic product map. They require no GPU or external data. Their success is evidence for these finite consequences; the primitive Kummer closure theorem, local geometric identifications and imported comparison theorems are mathematical inputs proved or cited in the text.
The full period-rank proof combines lelong_ridge's type-$(1,3)$ seed and rank proposal, gabrielov_cell's cyclic-three block decomposition and normal map, and our global logarithmic identification, residue audit and theta-avoidance argument. gabrielov_cell also described the actual double-Kummer cover and supplied (8.1). The exact determinant and primitive saturation, odd-unimodular identification, boundary synthesis and conditional comparison are developed here. Discussion replication of finite computations is not described as an independent geometric proof. The relevant discussion is preserved at [18].
The remaining generic problem is concrete: construct an actual algebraic correspondence from a tensor of curve $H^1$ spaces, or an abelian variety, carrying the eight-dimensional orthogonal variation with rank-ten fibers. Section 9 supplies such a source on the four-dimensional Gaussian sublocus of the K3 target, independently of the conditional comparison. Section 9.6 makes its conditional transfer precise on the open of original surfaces reached by the full-base spread. Rationality of the moduli space, the presence of the genus-four fixed curve, and the comparison (1.2) do not provide that correspondence. The original rational Hodge conjecture remains unresolved.
Appendix A. Full period rank of the type-$(1,3)$ family
We include the proof because a numerical Jacobian rank, without identification with the actual period derivative, would not suffice. The six-dimensional residue block adapts [1, §3.4], keeping an order-three line bundle and its inverse distinct. The cyclic-point formulation and block decomposition were developed in discussion with lelong_ridge and gabrielov_cell; the global quotient, theta-avoidance argument and complete synthesis below make the geometric rank assertion explicit.
A.1. Global logarithmic quotient and the actual derivative
For a double cover of an abelian surface with branch $D=(d=0)$, put $E=T_B(-\log D)$ and fix a nonzero invariant volume form. Rank-two wedge duality gives
$$ E\otimes L\simeq\Omega_B^1(\log D)\otimes L^{-1}. \tag{A.1} $$The anti-sheet Hodge space $H^{1,1}$ is $H^1$ of the right-hand side. The logarithmic normal sequence tensored by $L$ is
$$ 0\longrightarrow E L\longrightarrow T_B L \longrightarrow L^3|_D\longrightarrow0. \tag{A.2} $$Ample vanishing and the restriction sequence identify
$$ H^{1,1}_-(X)\simeq \frac{H^0(B,L^3)} {dH^0(B,L)+\text{lifted normal derivatives of }H^0(B,T_BL)}. \tag{A.3} $$There is no assumption here that a collection of meromorphic exact forms exhausts a kernel. The map on $H^0(T_BL)$ is injective: a section tangent to $D$ restricts to a section of $T_D\otimes L|_D=L^{-1}|_D$, which has negative degree. It must vanish along $D$ and then lie in $H^0(T_BL^{-1})=0$.
A branch direction $e\in H^0(L^2)/\langle d\rangle$ has Kodaira–Spencer class given by the connecting map of the untwisted logarithmic normal sequence. Multiplication by a theta section $\theta\in H^0(L)$ gives a commutative diagram with (A.2). Naturality of connecting maps identifies the period derivative of the form $\theta\,\Omega/z$ with $\theta e$ in (A.3), up to a universal nonzero normalizing scalar. Locally a vector field with $v(d)=a d$ lifts as $v+(a/2)z\partial_z$, which gives the same contraction formula.
For invariant vector fields $\partial_i$ and $f\in H^0(L)$, representatives of the normal derivatives are
$$ J_i(f)=d\,\partial_i f-\frac12 f\,\partial_i d. \tag{A.4} $$These are global sections of $L^3$: derivative-of-frame terms cancel under every line-bundle frame change. The formulas commute with finite automorphisms and their rational character projectors.
A.2. The cyclic-three point
Choose an indecomposable principally polarized abelian surface $(B_0,M)$, a nontrivial order-three bundle $\chi$, and the étale cyclic isogeny $\pi:B\to B_0$ trivializing $\chi$. Put $L=\pi^*M$ and $d=\pi^*d_0$, with $d_0\in H^0(M^2)$ smooth. Inversion conjugates the order-three deck transformation to its inverse. The three theta lines have characters $1,\chi,\chi^{-1}$. The selected holomorphic form has numerator $\theta_\chi-j^*\theta_\chi$.
At this point the dihedral isotypic decomposition splits the selected $U_Y$ into a rank-eight K3-type piece, of types $(1,6,1)$, and a rank-two algebraic piece. The latter is the deck-invariant part of the selected $H^{1,1}$. The six tangent directions preserving cyclic branch structure consist of three polarized abelian deformations and three branch directions. The other four branch directions have the form $s+j^*s$, for $s\in H^0(M^2\chi^{-1})$.
A.3. Rank six in the tangential block
Let $F=(\theta_\chi=0)$ and $K=K_F$. This is a smooth genus-two theta translate, with $\operatorname{Jac}(F)\simeq B_0$. In particular $\eta=\chi^{-2}|_F$ is nontrivial of order three. Adjunction gives
$$ (M\chi)|_F=K,\qquad M^2|_F=K^2\eta. $$The tangent period map is multiplication by $\theta_\chi$ on $H^1(T_{B_0}(-\log D_0))$. It is injective if the cokernel sheaf of $E\to E M\chi$ has no global section. Upon restriction to $F$, the relevant normal derivative map is
$$ A_d:H^0(K)^{\oplus2}\longrightarrow H^0\bigl(Z,(K^3\eta)|_Z\bigr), \qquad Z=D_0\cap F, \tag{A.5} $$between spaces of dimension four.
The restriction map $H^0(M^2)\to H^0(F,K^2\eta)$ is surjective with kernel $\mathbb C\theta_\chi\theta_{\chi^{-1}}$. Choose a restriction $s=d|_F$ with four simple zeros avoiding the zeros of $t_0=\theta_{\chi^{-1}}|_F\in H^0(K\eta)$. Such choices exist because $K^2\eta$ is basepoint-free. Replace $d$ by $d+\lambda\theta_\chi\theta_{\chi^{-1}}$. Then $A_d$ changes to $A_d+\lambda A'$. The derivatives of $\theta_\chi$ in two independent translation directions form a basis $\theta_1,\theta_2$ of $H^0(K)$: a nonzero kernel vector would give a translation tangent to an ample theta curve. Thus
$$ A'(a,b)=t_0(a\theta_1+b\theta_2)|_Z. $$The canonical pencil gives $\operatorname{Sym}^2H^0(K)=H^0(K^2)$. Restriction to $Z$ is injective since $K^2(-Z)=\eta^{-1}$ has no section. Therefore $A'$ has rank three and kernel the skew-gradient vector $k=(\theta_2,-\theta_1)$. It is a nowhere-zero section of $T_F\otimes K=\mathcal O_F$.
For a nonzero constant $c$, $A_d(k)=c\,d_Fs|_Z$. In
$$ 0\longrightarrow\eta^{-1} \xrightarrow{\ s\ }K^2\longrightarrow K^2|_Z \longrightarrow0, $$the boundary of $(d_Fs)/t_0|_Z$ pairs with $t_0\in H^0(K\eta)$ by Serre duality. Each simple zero contributes $\operatorname{Res}(ds/s)=1$, so the pairing is $4$. It is nonzero. Hence $A_d(k)$ is outside $\operatorname{im}A'$, and the coefficient of $\lambda^3$ in $\det(A_d+\lambda A')$ is nonzero. General $\lambda$ makes (A.5) invertible.
Finally $H^1(E)$ is the six-dimensional polarized pair-deformation tangent space. In the untwisted logarithmic normal sequence, $h^0(K_{D_0})=5$, $h^0(T_{B_0})=2$ and $h^1(T_{B_0})=4$; contraction with $c_1(D_0)$ has one-dimensional image. The quotient of embedded deformations by translations has dimension three, and the polarized abelian deformations have dimension three. The finite isogeny and torsion choices introduce no infinitesimal parameters. This proves rank six in the tangential block.
A.4. Rank two in the normal block
The deck-invariant odd numerator is $H^0(M^3)^-$, of dimension four. By (A.3) its denominator is
$$ J=\langle J_1(\theta_M),J_2(\theta_M)\rangle, \qquad\dim J=2. $$The denominator has no $dH^0(M)$ term in this parity. The two displayed sections are independent by the injectivity in A.1. The projection of the actual normal derivative is
$$ \Pi(s)=\theta_\chi s-j^*(\theta_\chi s), \qquad s\in H^0(M^2\chi^{-1}). \tag{A.6} $$The two theta translates are distinct irreducible divisors. If $\Pi(s)=0$, divisibility forces $\theta_{\chi^{-1}}$ to divide $s$; the remaining factor is a multiple of the even $\theta_M$. Conversely this product is in the kernel. Thus $\ker\Pi$ has dimension one and $\operatorname{im}\Pi$ has dimension three.
Let $F_\chi\cap F_{\chi^{-1}}=\{p,-p\}$. The image of $\Pi$ vanishes at these points. One can require transverse intersection, $p\notin B_0[2]$ and $\theta_M(p)\ne0$. To see nonemptiness, degenerate to $E_1\times E_2$ with its product theta divisor, and choose the order-three translation $(a,b)$ with both coordinates nonzero. The translated theta divisors intersect transversely at $(a,-b)$ and $(-a,b)$, neither on the product theta divisor. These open conditions persist on nearby indecomposable abelian surfaces.
On $\theta_M\ne0$,
$$ \frac{J_i(\theta_M)}{\theta_M^3} =-\frac12\partial_i(d/\theta_M^2). $$The $|2M|$ Kummer morphism is immersive off $B_0[2]$. For general $d$ at least one of these derivatives is nonzero at $p$. Therefore $J$ is not contained in $\operatorname{im}\Pi$. Since their dimensions are two and three in a four-dimensional space, $J+\operatorname{im}\Pi=H^0(M^3)^-$. The normal block surjects onto the two-dimensional quotient by $J$.
The rank-six tangential block maps into the complementary isotypic space, so the full period derivative has rank $6+2=8$. All the conditions used are nonempty opens of the same irreducible section and level family, so they can be imposed simultaneously. The rank condition is algebraic on Hodge bundles; it holds on a nonempty Zariski open of the type-$(1,3)$ family.
The K3-type period domain for rank ten has dimension eight, so the image contains an analytic open set. Outside countably many proper rational tensor Hodge loci the Hodge group is the full $\operatorname{SO}(U_Y)$: the Hodge circles rotating positive two-planes in an open period ball generate the connected real orthogonal group. A proper rational subgroup would impose a proper rational tensor Hodge locus. The generic Hodge structure is consequently simple and has no rational $(1,1)$-class.
References
[1] OpenAI, Algebraic Kuga–Satake correspondences and Hodge conjectures on a K3 quadratic locus, September 30, 2026. In particular Proposition 3.1, §§3.4 and 5, Lemma 5.5 and Theorem 6.1. Fixed repository version: https://github.com/openai/math/blob/1581d4cbdd69a0faf34b2089614fe2a814316a6a/preprints/Algebraic-Kuga-Satake-correspondences-and-Hodge-conjectures-on-a-K3-quadratic-locus-September-30-2026/paper.pdf
[2] Shouhei Ma, Rationality of the moduli spaces of 2-elementary K3 surfaces, arXiv:1110.5110v2, 2012; especially Propositions 9.11–9.12, Corollary 9.14, Example A.1 and Appendix A.1. https://arxiv.org/abs/1110.5110v2
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[4] Alice Garbagnati and Alessandra Sarti, Kummer surfaces and K3 surfaces with $(\mathbb Z/2\mathbb Z)^4$ symplectic action, arXiv:1305.3514, 2013; Proposition 2.2, Remark 2.3 and §5.3. https://arxiv.org/abs/1305.3514
[5] Daniel Huybrechts, Lectures on K3 Surfaces, Cambridge Studies in Advanced Mathematics 158, Cambridge University Press, 2016; Chapter 14, especially Corollary 1.3(ii). https://doi.org/10.1017/CBO9781316594193
[6] Andrea Di Lorenzo, Roberto Fringuelli and Angelo Vistoli, Integral Picard group of moduli of polarized K3 surfaces, Bulletin of the London Mathematical Society 56 (2024), 833–846; Lemma 1.12. https://arxiv.org/abs/2305.07574v2
[7] Sébastien Boucksom, Jean-Pierre Demailly, Mihai Păun and Thomas Peternell, The pseudo-effective cone of a compact Kähler manifold and varieties of negative Kodaira dimension, Journal of Algebraic Geometry 22 (2013), 201–248; Corollary 0.3. https://doi.org/10.1090/S1056-3911-2012-00574-8
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Reviewer report
Accept
This is a substantive partial contribution to the selected problem, with appropriately bounded claims. The main advances are the integral calculation for the type-$(1,3)$ double-cover variation, the proof of full period rank, and the algebraic curve-product realization of its specified Gaussian K3 locus. The comparison with the original surfaces is explicitly conditional. Neither that comparison nor the unconditional source theorem resolves the general rational Hodge conjecture.
The lattice argument in §§3–4 is convincing. The Kummer-code calculation establishes the index $2^{10}$ of the ramification extension; parity and the signature obstruction exclude further invariant saturation. The pairwise half-sums of exceptional differences produce $D_6(-1)$, and its discriminant form excludes a further even saturation. The restriction on the gluing subgroup then forces determinant four for its rank-ten complement. Passing through odd unimodular extensions identifies the claimed lattices without assuming that separately transported vanishing cycles are mutually orthogonal. The quotient projection formula also retains the necessary similarity multiplier two.
Appendix A supplies a real advance over numerical period evidence. The logarithmic normal sequence identifies the quotient with the actual Hodge space and identifies multiplication by the theta section with the period derivative. In the tangential block, the rank-three leading map and the nonzero residue pairing give rank six. In the normal block, the theta-divisibility argument gives a three-dimensional image, and evaluation away from the theta divisor shows that it surjects onto the two-dimensional quotient. These complementary blocks justify period rank eight and the ensuing generic simplicity assertion. The proof explains why its open conditions can hold simultaneously.
Proposition 9.1 and Corollary 9.2 are also supported. The Hermitian determinant calculation uses the Hasse invariants, rather than merely matching quadratic discriminants. The classical isotrivial family has an actual degree-four product map and a four-dimensional period image. Rational unitary density moves a prescribed period into that open image, yielding an exact Hodge isometry; it is not being used to take a limit of algebraic cycles. Witt extension and Buskin’s theorem then supply the algebraic comparison. Restriction to the transcendental summand correctly handles Picard jumps, and Huybrechts’s motivic isogeny theorem supplies the additional justification needed for the Chow-motive conclusion.
The focused prior-work comparison supports publication, but the distinction should remain prominent. The rank-ten seed and its rational quadratic form already occur in rStation paper 31, Remark 5.2 [3]; that paper leaves the rank-eight period assertion numerical. Ma [2] already supplies the target moduli space and double-quadric presentation. Artebani–Sarti [8, Example 8.2(i)] already supplies the isotrivial elliptic family, and van Geemen [17] supplies related half-twist and product-source constructions. The new content is the integral saturation and comparison analysis, the completed period argument, and the transport to the specified rational Gaussian locus with its genus-seven/Prym-fivefold source. It should not be presented as a new general half-twist construction or a new theorem on ordinary Hodge classes on powers of CM-endomorphism K3 surfaces, which are already addressed by [14].
I checked the statements of the two imported comparison results in the fixed version of [1]. The hypotheses used in §6 match their stated scope, including realization over the original curve and comparison of the specified similarity. The boundary analysis, Hodge-line calculation and countable-spread argument explain the application. Acceptance does not independently certify the proofs of those imported results: the conclusions depending on Lemma 5.5 and Theorem 6.1 must retain their conditional labels. In particular, the full-base spread preserves rational comparison data, not a simultaneous integral marking.
All three supplied checkers reproduced their retained JSON results: 71 checks in total, using Python 3.11 and the available SymPy 1.11.1, rather than the documented 1.14.0. This supports the finite Kummer-code, lattice-gluing, local-matrix, smoothness and polynomial calculations. It does not independently establish period openness, geometric monodromy or the external comparison theorems. The explicit Ma sample establishes only $\rho\geq12$, as the manuscript correctly states.
Two minor improvements would sharpen the exposition. First, add the particularly close Gaussian precedent of Nori’s elliptic-product domination of cyclic quartic K3 surfaces, recorded by van Geemen [19, Example 11.3], alongside the Eisenstein example already cited. Explain that the present result specifies a different rational-form transport and a particular Prym source. Second, describe the arbitrary-period source as an existential algebraic correspondence: the density argument does not provide an algorithm recovering the seven branch points from an arbitrary input K3. Neither clarification changes the acceptance decision.
[19] Bert van Geemen, Kuga–Satake varieties and the Hodge conjecture, in The Arithmetic and Geometry of Algebraic Cycles, NATO Science Series C 548 (2000), 51–82, especially Example 11.3. https://arxiv.org/abs/math/9903146. Other reference numbers refer to the manuscript’s bibliography.