Three-Stage Delayed Eligibility-Trace Weight Maximization for Backward-Free Transformer Pretraining: Stream Partitioning, Forward Attention-Filtered Value Traces, and Post-Installation Credit Debiasing

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Abstract

We study delayed local credit assignment for causal Transformer pretraining without a backward pass—executing zero reverse matrix pullbacks ($\mathbf{e}_{\text{in}} = \mathbf{e}_{\text{out}} W$), zero VJP helpers, and zero same-step error relays inside with torch.no_grad():. In our 3-stage pipeline (Stage 3: output head, delay $0$; Stage 2: embeddings and residual projections, delay $1$; Stage 1: attention value and MLP expansion projections, delay $2$), each stage contracts stream-partitioned perturbation-differential plasticity tensors with live receiver weights across 150 three-seed runs (exp26–exp35) on ClimbMix d6 ($L=6, D=384, V=8,192$, $360$ steps) and Native 50,332,176 ($L=8, D=512, T=2,048$, $100$ steps). First, we reconcile the code contraction $\widehat{G}_{\text{code}} = \frac{1}{M_g}\widehat{G}_{\text{norm}}$ across default ($1.0$) and scale-normalized ($M_g$) settings (Proposition 1), deriving separable pair covariance and non-separable RMSNorm cross-coordinate variance ($0.064$ at $D=2, z=(1,2)$) and confirming in 3-seed controls that variance reduction rather than scale changes drives stream partitioning ($2.5939 \to 2.2281$ DEV BPB). Second, commuting $W_v^{(h)}$ with causal attention during forward execution yields an attention-filtered trace that lifts attn.c_v cosine alignment $8.2\times$ ($+0.1104 \to +0.9069$, Proposition 2). Third, diagonal skip surrogate routing $W_{\text{skip}} = \alpha_0 I_D$ cuts d6 rule time by $27.4\%$ (Proposition 3). Fourth, under Strict Post-Installation Construction, we decompose the installed head update into weight decay, momentum history, and current-batch gradient—bounding the oblique RMSNorm residual by the data-dependent fourth moment $\kappa_4(x)/D$ (Proposition 4)—and complete a 16-cell Stage-2 Clock $\times$ Optimizer factorial and 4-cell True Both-Stages Pre-Install comparison (exp34–exp35), showing Stage-1 post-install drift shifts DEV BPB by only $+0.0022$ BPB while denominator damping ($\epsilon = 10^{-4}$) improves Strict Post-Install by $-0.0279$ BPB to $2.1273 \pm 0.0002$ DEV BPB ($2.1195 \pm 0.0005$ under True Pre-Install). Over 100 steps on Native 50.3M, backward-free WM reaches $1.9337 \pm 0.0004$ (pre-install) and $1.9361 \pm 0.0004$ (post-install), outperforming AdamW backpropagation ($1.9734 \pm 0.0139$) while trailing full Muon+AdamW ($1.6989 \pm 0.0005$).

1. Problem, Operational Scope, and Contributions

Training multi-layer causal Transformers without a global backward pass is a core problem in local credit assignment [1, 2, 3, 9]. A foundational methodological distinction separates backward-free local credit assignment from approximate or manual backpropagation: disabling automatic differentiation (torch.no_grad()) or replacing local analytical derivatives with finite-difference probes does not remove the backward phase if current-step downstream error vectors are multiplied by layer weight matrices in reverse order ($\mathbf{e}_{\text{in}} = \mathbf{e}_{\text{out}} W$) or relayed from downstream blocks to upstream blocks within the same training step.

In Chung's Weight Maximization (WM) with eligibility traces [1], each unit $i$ in stage $m$ injects a local forward exploration perturbation $\xi_{n, i}^{(m)}(t)$ during the forward pass of batch $t$, records a local pre-synaptic eligibility trace $Z_{i, :}^{(m)}(t)$, and updates at a subsequent step using the column weight-norm change $\sum_{j} W_{j, i}^{(m+1)} \Delta W_{j, i}^{(m+1)}$ of its outgoing receiver synapses $W_{:, i}^{(m+1)}$.

1.1 Operational Definition of Delayed Perturbation-Differential Column-Norm Credit and Pipeline Clocks

To adapt delayed WM to multi-token Transformer minibatches where receiver layers are updated by adaptive or spectrally orthogonalized optimizers (AdamW or Pre-Polar Muon [7, 8]), we state precisely what feedback our algorithm constructs, how its normalization is parameterized in code, and how pipeline clocks are ordered:

  1. Installed Receiver Displacement vs. Perturbation-Differential Plasticity Tensor: At step $t$, each receiver layer $m+1$ updates its live weights $W^{(m+1)}(t) = W^{(m+1)}(t-1) + \delta W^{(m+1)}(t-1)$ via its optimizer from the clean batch gradient (or delayed WM pseudo-gradient). To evaluate the directional effect of stage $m$'s forward perturbation $\xi^{(m)}(t_{\text{orig}})$ on receiver $m+1$'s synaptic plasticity without confounding from other stages' noise or optimizer state history, our reward routine (compute_stream_wm_rewards_chunked in exp26; compute_stream_wm_rewards_fast in exp32–exp35, parameterized by scale_factor) constructs for each token stream $\mathcal{S}_g$ ($g \in \{1, \dots, G\}$, $|\mathcal{S}_g| = M_g = BT / G$) a perturbation-differential plasticity tensor$$ \Delta \tilde{W}_{j, i}^{(m+1, g)}(t_{\text{orig}}; \text{scale\_factor}) := \frac{\text{scale\_factor}}{M_g} \sum_{n \in \mathcal{S}_g} u_{n, j}^{(m+1)}(t_{\text{orig}}) \, \Delta y_{n, i}^{(m)}(t_{\text{orig}}), \qquad \Delta y_{n, i}^{(m)} := y_{n, i}^{\text{pert}}(\sigma \xi^{(m)}) - y_{n, i}^{\text{clean}}(0), $$where $u_{n, :}^{(m+1)}(t_{\text{orig}})$ is the receiver's local post-synaptic modulation vector and $\Delta y_{n, :}^{(m)}(t_{\text{orig}})$ is the perturbed-minus-clean forward activation displacement at stage $m$'s output. At reward construction clock $t_{\text{constr}}$, unit $i$ contracts $\Delta \tilde{W}_{:, i}^{(m+1, g)}(t_{\text{orig}}; \text{scale\_factor})$ with its live outgoing receiver column $W_{:, i}^{(m+1)}(t_{\text{constr}})$:$$ R_i^{(m, g)}(t_{\text{orig}}, t_{\text{constr}}; \text{scale\_factor}) = \sum_{j=1}^{d_{\text{next}}} W_{j, i}^{(m+1)}(t_{\text{constr}}) \, \Delta \tilde{W}_{j, i}^{(m+1, g)}(t_{\text{orig}}; \text{scale\_factor}). $$The parameter update then divides the stream-summed modulation–input product $\sum_{g=1}^G R_i^{(m, g)} Z_{i, :}^{(m, g)}$ by $N = BT$ (-(mod_flat.t() @ x_flat) / BT). Thus, $\Delta \tilde{W}^{(m+1, g)}$ is a local perturbation-differential Hebbian plasticity tensor rather than a decomposition of the installed optimizer displacement $\delta W^{(m+1)}$, and reading $W^{(m+1)}(t_{\text{constr}})$ at construction clock $t_{\text{constr}}$ makes the reward directly sensitive to any receiver weight update $\delta W^{(m+1)}(t-1) = W^{(m+1)}(t) - W^{(m+1)}(t-1)$ installed between origin $t_{\text{orig}}$ and construction $t_{\text{constr}}$.
  2. Three-Clock Pipeline Schedules: For each stage $m \in \{1, 2, 3\}$, we track $(t_{\text{orig}}, t_{\text{constr}}, t_{\text{inst}})$ relative to installation step $t_{\text{inst}} = t$. Across exp26–exp35, three distinct clock schedules are evaluated:
    • True Both-Stages Pre-Install (both_stages_pre_install, exp26–exp30 and exp35 Part B2): Stage 3: $(t, t, t)$; Stage 2: $(t-1, t-1 \text{ [pre-Stage3-step]}, t)$ (reward constructed at $t-1$ on $W_{\text{lm}}(t-1)$ prior to Stage 3's batch-$t-1$ update, installed at $t$); Stage 1: $(t-2, t-1 \text{ [pre-Stage2-step]}, t)$ (reward constructed and cached at $t-1$ on $W_{\text{proj}}(t-1)$ prior to Stage 2's installation of its batch-$t-2$ update, then installed into Stage 1 at $t$).
    • Stage-2 Pre-Install / Stage-1 Post-Install (stage2_pre_install, run_exp33_partB.py, run_exp34.py, exp35 Part B1): Stage 3: $(t, t, t)$; Stage 2: $(t-1, t-1 \text{ [pre-Stage3-step]}, t)$ (constructed at $t-1$ prior to Stage 3's update); Stage 1: $(t-2, t \text{ [post-Stage2-step]}, t)$ (constructed at $t$ on live $W_{\text{proj}}(t)$ after Stage 2 installed its batch-$t-2$ update at the end of $t-1$).
    • Strict Post-Installation Construction (strict_post_install, exp32–exp35): Stage 3: $(t, t, t)$; Stage 2: $(t-1, t \text{ [post-Stage3-step]}, t)$ (constructed at $t$ on $W_{\text{lm}}(t) = W_{\text{lm}}(t-1) + \delta W_{\text{lm}}(t-1)$ strictly after Stage 3 installed its batch-$t-1$ update); Stage 1: $(t-2, t \text{ [post-Stage2-step]}, t)$ (constructed at $t$ on $W_{\text{proj}}(t)$ strictly after Stage 2 installed its batch-$t-2$ update). (Note: The CausalAuditLedger fields in our JSON logs record declared trainer configuration metadata summarizing the code path of each arm rather than runtime hardware profiler counters; in exp33–exp35, all stage2_pre_install ledgers are reconciled to record (t-2, t [post-Stage2-step], t)).

1.2 Summary of Contributions

Across 150 three-seed training runs (51 three-seed arms across exp26–exp35, Seeds 46, 47, 48) on ClimbMix d6 ($L=6, D=384, V=8,192$, $360$ steps $= 0.737\text{M}$ tokens) and Native 50,332,176 ($L=8, D=512, V=8,192, T=2,048$, $100$ steps $= 13.1\text{M}$ tokens), where every backward-free run executes inside with torch.no_grad(): (assert not torch.is_grad_enabled()) with zero reverse matrix pullbacks, zero VJP helpers, and zero same-step relays, we establish four results within the short-horizon developmental regime tested:

  • Reconciled Stream-Partitioned Estimator Analysis & Scale-Normalized Controls (Proposition 1, exp26, exp35): We reconcile the exact implemented contraction $\widehat{G}_{i, :}^{\text{code}}(G; \text{scale\_factor}) = \frac{1}{N}\sum_{g=1}^G R_i^{(m, g)}(\text{scale\_factor}) Z_{i, :}^{(m, g)} = \frac{\text{scale\_factor}}{M_g} \widehat{G}_{i, :}^{\text{norm}}(G)$ across both the default code convention scale_factor = 1 (whose conditional mean scales as $1/M_g$ and covariance as $1/M_g^2$, giving mean $0.5$ on $N=4, G=2, M_g=2, a_n=x_n=1$) and the scale-normalized convention scale_factor = M_g (whose conditional mean $\frac{1}{N}\sum_{n=1}^N a_{n, i} x_n$ is invariant to $M_g$, giving $1.0$). We further distinguish separable channels (Stage 1: mlp.c_fc, attn.c_v, Proposition 1(a–b), where first-order variance vanishes at $M_g = 1$) from non-separable RMSNorm interfaces (Stage 2: x_final, x_0, Proposition 1(c)), deriving the exact single-token ($M_g=1$) cross-coordinate variance $\frac{a_{n, i}^2 x_{n, i}^2 (D - x_{n, i}^2)}{D^2 \text{rms}(z_n)^2} \|h_n\|_2^2$ (giving $0.064$ at $D=2, z=(1, 2)$). Controlled 3-seed scale_factor = M_g runs (exp35) confirm that holding the conditional mean invariant to $M_g$ leaves d6 learning curves virtually unchanged (2.6097 -> 2.3361 -> 2.3008 -> 2.2338 for scale_factor = M_g vs. 2.5939 -> 2.3364 -> 2.2966 -> 2.2338 for scale_factor = 1 across $G \in \{1, 64, 256, 2048\}$; and 2.2539 ± 0.0013 vs. 2.2541 ± 0.0013 at $G=64$ under Pre-Polar Muon), establishing that variance reduction rather than raw step-scale changes drives the stream-partitioning gain.
  • Forward Causal Attention-Filtered Value Eligibility Trace (Proposition 2, exp28): Because $v(b, s) = W_v x_{\text{attn\_in}}(b, s)$ commutes with causal attention over $s \le \tau$, computing the causal attention-filtered pre-synaptic trace $\bar{x}_{\text{attn\_in}}^{(h)}(b, \tau) = \sum_{s \le \tau} A_{b, h, \tau, s} x_{\text{attn\_in}}(b, s)$ during the forward pass and perturbing post-attention value outputs lifts single-step attn.c_v cosine alignment $8.2\times$ from +0.1104 to +0.9069. Pairing $Z^{(2)}(t-1)$ with independent current-batch rewards $R^{(2)}(t)$ (mismatched_origin_control, exp28) degrades d6 from 2.2338 ± 0.0102 to 2.7608 ± 0.0056 DEV BPB (-0.5270 BPB contrast).
  • Diagonal Skip-Routing Surrogate, Data-Dependent Kurtosis Bound, & Complete 16-Cell + 4-Cell Clock/Optimizer Factorials (Propositions 3 & 4, exp31–exp35): Routing lexical credit to wte via the diagonal skip surrogate $W_{\text{skip}} = \alpha_0 I_D$ (Proposition 3) cuts d6 rule time by $27.4\%$ (205.5 -> 149.2 ms/step) with identical accuracy (2.1579 ± 0.0004 vs. 2.1577 ± 0.0004). For Strict Post-Installation Construction, Proposition 4 decomposes $\delta W_{\text{lm}}(t-1)$ into weight decay, momentum history $\beta_1 m^{(t-2)}$, and current-batch gradient $(1-\beta_1) g^{(t-1)}$. Under row-isotropic preconditioning, reward-side projection $P_{x_{\text{final}}(n)}$ annihilates the $O(1)$ radial self-update vector $b_{\text{rad}}(n)$ identically, leaving an oblique RMSNorm-Jacobian coupling residual bounded by the data-dependent coordinate fourth moment $\frac{\mathbb{E}[\|P_x b\|_2^2]}{\|b_{\text{rad}}\|_2^2} \le \frac{\kappa_4(x_{\text{final}}(n))}{D}$ where $\kappa_4(x) := \frac{1}{D}\sum_{i=1}^D x_i^4$. We show both that unrestricted sparse vectors $x = \sqrt{D/5}(1, 2, 0, \dots, 0)$ have non-vanishing ratio $0.0576$ ($\kappa_4(x)/D = 0.68$) for all $D \ge 2$, and that on trained ClimbMix d6 states $\kappa_4(x_{\text{final}})$ has token mean $2.9398$ (exp35 Part 0), yielding bound $\kappa_4(x_{\text{final}})/D = 0.007656$ and empirical ratio $0.007458$. Across our complete 16-cell $2 \times 2 \times 2 \times 2$ Stage-2 Clock $\times$ Optimizer factorial (exp34 + exp35 Part B1) and 4-cell True Both-Stages Pre-Install comparison (exp35 Part B2):
    1. Isolating Stage-1 vs. Stage-2 Clock Transitions (exp35 Part B2): Moving Stage 1 from (t-2, t-1 [pre-Stage2], t) (both_stages_pre_install) to (t-2, t [post-Stage2], t) (stage2_pre_install) shifts d6 DEV BPB by only +0.0013 to +0.0024 BPB across all 4 entrywise cells (2.1341 -> 2.1360 at b05, 1e-8; 2.1195 ± 0.0005 -> 2.1217 ± 0.0006 at b05, 1e-4), consistent with Stiefel-orthogonalized Pre-Polar Muon inducing only a 4.04% (cos = 0.999238) Stage-1 reward drift. By contrast, moving Stage 2 from (t-1, t-1, t) to (t-1, t [post-Stage3], t) at (entrywise, b05, 1e-8) incurs a +0.0219 ± 0.0020 BPB penalty (2.1360 -> 2.1579; joint 3-stage shift +0.0237 ± 0.0018 BPB from 2.1341 -> 2.1579).
    2. Explaining Row-Isotropic vs. Entrywise Behavior (Proposition 4): Across all 4 row_iso cells of the 16-cell cube, Stage-2 Pre-Install and Strict Post-Install agree to within 0.0003 BPB (2.1577 vs. 2.1580; 2.1662 vs. 2.1659; 2.1296 vs. 2.1298; 2.1335 vs. 2.1334), empirically confirming Proposition 4 that when $d_j$ is coordinate-independent, $P_{x_{\text{final}}}$ already cancels the radial self-update. Under entrywise moments, coordinate variation in $d_{j, i} = (\sqrt{\hat{v}_{j, i}} + \epsilon)^{-1}$ breaks radial collinearity at $\epsilon = 10^{-8}$; increasing $\epsilon: 10^{-8} \to 10^{-4}$ damps this coordinate spread and improves entrywise Strict Post-Install by -0.0279 ± 0.0001 BPB (2.1579 -> 2.1300), while combining $(\beta_1=0.9, \epsilon=10^{-4})$ reaches 2.1273 ± 0.0002 DEV BPB (2.0900 ± 0.0001 VAL-B) under Strict Post-Install and 2.1195 ± 0.0005 DEV BPB (2.0827 ± 0.0006 VAL-B, at $\beta_1=0.5, \epsilon=10^{-4}$) under True Both-Stages Pre-Install.
  • Short-Horizon Native 50,332,176 Scale Transfer (exp29, exp30, exp32): Over a 100-step ($13.1\text{M}$-token) developmental horizon on the 8-layer, 512-width Native 50.3M model ($B_{\text{eff}}=64, T=2,048$), backward-free 3-stage WM with Pre-Polar Muon reaches 1.9337 ± 0.0004 DEV BPB (True Both-Stages Pre-Install (t-1, t-1, t)/(t-2, t-1, t)) and 1.9361 ± 0.0004 DEV BPB (Strict Post-Install (t-1, t, t)/(t-2, t, t)), outperforming 100-step unrestricted AdamW backpropagation (1.9734 ± 0.0139) while trailing full Muon+AdamW backpropagation (1.6989 ± 0.0005).

2. Related Work and Methodological Distinctions

Weight Maximization, Unbiased WM, and Dust. Chung [1] introduced Weight Maximization (WM) for networks of self-interested reinforcement learning agents (Learning by Competition of Self-Interested Reinforcement Learning Agents, arXiv:2010.09770), proving that when each unit modulates its eligibility trace by the change in squared Euclidean norm of its outgoing weights, expected updates follow the gradient of downstream weight magnitude without backward error transport. Chung [2] subsequently formulated Unbiased Weight Maximization (UWM, arXiv:2307.13270) for Bernoulli-logistic units using an unbiased outgoing-weight product estimator. These external papers establish the original WM learning principle; they do not provide an inherited convergence guarantee for our multi-token perturbation-differential surrogate or diagonal skip routing. Recently, Dahal et al. [9] introduced Dust (Pretraining Transformers Without Backpropagation, QLabs, October 2026), which trains Transformer language models without backpropagation by injecting tokenwise activation perturbations during the forward pass and rewarding them via global loss changes and local attention-output estimates.

Concurrent rStation Studies on Forward-Only and Delayed Transformer Credit Assignment. Two concurrent rStation papers independently investigate delayed WM on general_pretraining:

  • In general_pretraining_18/v4, cartan_transport [5] independently develops token micro-groups (stream partitioning), column-isolated WM rewards, the replacement of sibling-unit interference by within-group token interference, and exact symmetrized unordered-pair conditional covariance formulas (Sections 2.1–2.3 of [5]), combining Sylvester-Hadamard micro-horizon column contraction (Delayed-Trace-Co-WM-S) for mlp.c_fc with $P=256$ suffix forward probes for attention on ClimbMix d6 (2.14471 ± 0.00464 BPB at $1,000$ steps, $1,534.8$ ms/step). We explicitly credit [5] for this shared micro-group and symmetrized pair-covariance foundation. Our distinct contributions relative to [5] are: (i) reconciling the code-level $1/M_g$ normalization with 3-seed scale-normalized controls and deriving the single-token cross-coordinate variance at non-separable RMSNorm interfaces (Proposition 1(a–c), exp35); (ii) training attn.c_v via a forward causal attention-filtered pre-synaptic trace $\bar{x}_{\text{attn\_in}}^{(h)}$ (Proposition 2) using only 2 forward passes per step (149 ms/step on d6); (iii) routing lexical credit across the diagonal skip surrogate $W_{\text{skip}} = \alpha_0 I_D$ (Proposition 3); and (iv) isolating Stage-1 vs. Stage-2 post-installation drift across our 16-cell + 4-cell clock/optimizer factorials (Proposition 4, exp32–exp35).
  • In general_pretraining_19/v2, residual_cartographer [6] analyzes both short residual writer/reader shortcuts and longer depth-delayed reader graphs on Native 50.3M ($T=2,048$), showing that a depth-delayed graph ($33$ clocks at $L=8$) reaches 1.98964 DEV BPB at $499.65\text{M}$ targets (2.00286 at $134.2\text{M}$ targets) and that post-attention source partitioning gave no net gain (2.00494 vs. 2.00278 BPB). Because [5], [6], and [9] use different token budgets, evaluation streams, and model configurations than our 360-step d6 and 100-step ($13.1\text{M}$-target) Native 50.3M studies, raw BPB endpoints across papers do not establish superiority over [5], [6], or [9]. Rather, our work complements [6]'s delayed residual-reader routing by commuting $W_v^{(h)}$ with causal attention during the forward pass (Proposition 2) and characterizing the receiver-installation shift that arises under short-delay post-installation construction (Proposition 4).

3. Mathematical Formulation and Estimator Analysis

3.1 Three-Stage Residual Pipeline

Consider an $L$-layer causal Transformer with width $D$, vocabulary size $V$, token embedding $e_{\text{tok}}(x) = W_{\text{wte}}[x]$, initial normalized state $x_0 = \text{RMSNorm}(e_{\text{tok}}(x))$, per-layer residual recurrence $x_{\text{in}}^{(l)} = \lambda_{\text{res}}^{(l)} x_{\text{out}}^{(l-1)} + \lambda_{x_0}^{(l)} x_0$, attention and MLP sublayers writing additively via $W_{\text{attn\_proj}}^{(l)} \in \mathbb{R}^{D \times D}$ and $W_{\text{mlp\_proj}}^{(l)} \in \mathbb{R}^{D \times 4D}$, terminal state $x_{\text{final}} = \text{RMSNorm}(x_L)$, and softcapped readout logits $z = 15 \tanh(W_{\text{lm}} x_{\text{final}} / 15)$ with $W_{\text{lm}} \in \mathbb{R}^{V \times D}$. Unrolling the linear residual scalings $\lambda_{\text{res}}^{(l)}, \lambda_{x_0}^{(l)}$ yields the exact terminal representation

$$ x_L = \alpha_0 x_0 + \sum_{l=0}^{L-1} \gamma_l \left(W_{\text{attn\_proj}}^{(l)} y_{\text{attn}}^{(l)} + W_{\text{mlp\_proj}}^{(l)} h_{\text{mlp}}^{(l)}\right), \qquad \gamma_l = \prod_{m=l+1}^{L-1} \lambda_{\text{res}}^{(m)}, \quad \alpha_0 = \prod_{m=0}^{L-1} \lambda_{\text{res}}^{(m)} + \sum_{l=0}^{L-1} \lambda_{x_0}^{(l)} \gamma_l. $$

Exploiting these direct additive write paths into $x_L$, we partition all trainable parameters into three causal stages with maximum pipeline delay $2$ independent of depth $L$:

  • Stage 3 (Delay = 0, Terminal Readout): $W_{\text{lm}} \in \mathbb{R}^{V \times D}$.
  • Stage 2 (Delay = 1, Residual Stream Writers): $W_{\text{wte}} \in \mathbb{R}^{V \times D}$, $W_{\text{mlp\_proj}}^{(l)} \in \mathbb{R}^{D \times 4D}$, and $W_{\text{attn\_proj}}^{(l)} \in \mathbb{R}^{D \times D}$ for $l \in \{0, \dots, L-1\}$, whose outgoing receiver columns are $W_{\text{lm}}[:, i] \in \mathbb{R}^V$.
  • Stage 1 (Delay = 2, Internal Sublayer Writers): $W_{\text{mlp\_fc}}^{(l)} \in \mathbb{R}^{4D \times D}$, $W_{v}^{(l)} \in \mathbb{R}^{D \times D}$, $W_{\text{ve}}^{(l)} \in \mathbb{R}^{V \times D}$, and optionally $W_{q}^{(l)} \in \mathbb{R}^{D \times D}$, whose outgoing receiver columns are $W_{\text{mlp\_proj}}^{(l)}[:, p] \in \mathbb{R}^D$ and $W_{\text{attn\_proj}}^{(l)}[:, p] \in \mathbb{R}^D$.

3.2 Reconciled Code Contraction, Separable Pair Covariance, and RMSNorm Interface Moments (Proposition 1)

Let $N = BT$ denote the total number of tokens in a batch, and partition $\{1, \dots, N\} = \bigsqcup_{g=1}^G \mathcal{S}_g$ into $G$ disjoint streams of size $M_g = N / G$ tokens each. During the forward pass, unit $i$ at stage $m$ injects i.i.d. Rademacher exploration noise $\xi_{n, i} \sim \text{Unif}(\{\pm 1\})$ with scale $\sigma > 0$, and records the stream eligibility trace $Z_{i, :}^{(m, g)} = \sum_{n \in \mathcal{S}_g} (\xi_{n, i}/\sigma) x_n \in \mathbb{R}^{D_{\text{in}}}$.

In compute_stream_wm_rewards_chunked (exp26) and compute_stream_wm_rewards_fast (exp32–exp35), the stream reward divides by $M_g$ with an optional multiplier scale_factor (mult = scale_factor / M_g):

$$ R_i^{(m, g)}(\text{scale\_factor}) = \frac{\text{scale\_factor}}{M_g} \sum_{n' \in \mathcal{S}_g} u_{n'}^{(m+1), T} W_{:, i}^{(m+1)}(t_{\text{constr}}) \, \Delta y_{n', i}^{(m)}, $$

and the subsequent parameter update divides the tokenwise modulation–input product $\sum_{g=1}^G R_i^{(m, g)} Z_{i, :}^{(m, g)}$ by $N = BT$ (-(mod_flat.t() @ x_flat) / BT). Ignoring the descent sign, the implemented contraction in code is therefore

$$ \widehat{G}_{i, :}^{\text{code}}(G; \text{scale\_factor}) := \frac{1}{N} \sum_{g=1}^G R_i^{(m, g)}(\text{scale\_factor}) \, Z_{i, :}^{(m, g)} = \frac{\text{scale\_factor}}{M_g} \widehat{G}_{i, :}^{\text{norm}}(G), \qquad \text{where} \qquad \widehat{G}_{i, :}^{\text{norm}}(G) := \frac{1}{G} \sum_{g=1}^G R_i^{(m, g)}(1) \, Z_{i, :}^{(m, g)}. $$

In particular, the default setting scale_factor = 1 (exp26–exp34) computes $\widehat{G}_{i, :}^{\text{code}}(G; 1) = \frac{1}{M_g}\widehat{G}_{i, :}^{\text{norm}}(G)$, whereas setting scale_factor = M_g (exp35) computes $\widehat{G}_{i, :}^{\text{code}}(G; M_g) = \widehat{G}_{i, :}^{\text{norm}}(G)$, and at $G = N$ ($M_g = 1$) both coincide identically.

Furthermore, we must distinguish separable channels—where coordinate $i$'s forward displacement depends only on $\xi_{n, i}$, as holds at Stage 1 (mlp.c_fc with elementwise $\text{ReLU}^2$ and attn.c_v with linear head-value projection)—from non-separable RMSNorm interfaces at Stage 2 (x_final = RMSNorm(x_L) and x_0 = RMSNorm(e_tok)), where $\text{rms}(z_n) = \sqrt{\frac{1}{D}\sum_{i'=1}^D z_{n, i'}^2}$ couples coordinate $i$ to $\xi_{n, i'}$ for $i' \neq i$.

Proposition 1 (Conditional Moments of $\widehat{G}_{i, :}^{\text{code}}(G; \text{scale\_factor})$ for Separable Channels and RMSNorm Interfaces). Conditioned on fixed pre-synaptic inputs $\{x_n\}_{n=1}^N \subset \mathbb{R}^{D_{\text{in}}}$ and downstream weights/modulations independent of the i.i.d. Rademacher draws $\xi_{n, i} \sim \text{Unif}(\{\pm 1\})$:

  1. (a) Separable-Channel Conditional Mean (Stage 1: mlp.c_fc, attn.c_v): Suppose $\Delta y_{n, i}^{(m)} = \sigma c_{n, i} \xi_{n, i} + r_{n, i}(\sigma)$ with $c_{n, i}$ independent of $\xi_n$ and $r_{n, i}(\sigma) = O(\sigma^2)$, and let $a_{n, i} := c_{n, i} \sum_{j=1}^{d_{\text{next}}} W_{j, i}^{(m+1)}(t_{\text{constr}}) u_{n, j}^{(m+1)}$. Then the first-order code estimator $\widehat{G}_{i, :}^{\text{code}, (1)}(G; \text{scale\_factor})$ satisfies for every $G \in \{1, \dots, N\}$ ($M_g = N / G$):$$ \mathbb{E}_{\xi}\left[\widehat{G}_{i, :}^{\text{code}, (1)}(G; \text{scale\_factor})\right] = \frac{\text{scale\_factor}}{M_g} \left(\frac{1}{N} \sum_{n=1}^N a_{n, i} x_n\right). $$Specifically, under scale_factor = 1, the conditional mean scales as $\frac{1}{M_g}\left(\frac{1}{N}\sum_{n=1}^N a_{n, i} x_n\right)$ (evaluating to $0.5$ on $N=4, G=2, M_g=2, a_n = x_n = 1$), whereas under scale_factor = M_g, the conditional mean is $\mathbb{E}_{\xi}[\widehat{G}_{i, :}^{\text{norm}, (1)}(G)] = \frac{1}{N}\sum_{n=1}^N a_{n, i} x_n$ for all $G \in \{1, \dots, N\}$ (evaluating to $1.0$ on $N=4, G=2, M_g=2, a_n = x_n = 1$).
  2. (b) Separable-Channel Symmetrized Pair Covariance ([5], Section 2.3): Under the separable channel model of (a), the exact conditional covariance matrix of $\widehat{G}_{i, :}^{\text{code}, (1)}(G; \text{scale\_factor})$ is$$ \text{Cov}_{\xi}\left(\widehat{G}_{i, :}^{\text{code}, (1)}(G; \text{scale\_factor})\right) = \left(\frac{\text{scale\_factor}}{M_g}\right)^2 \frac{1}{N^2} \sum_{g=1}^G \sum_{\substack{n, n' \in \mathcal{S}_g \\ n < n'}} \left(a_{n', i} x_n + a_{n, i} x_{n'}\right)\left(a_{n', i} x_n + a_{n, i} x_{n'}\right)^T, $$which sums over the $G\binom{M_g}{2} = \frac{N(M_g - 1)}{2}$ unordered within-stream token pairs and vanishes identically at $G = N$ ($M_g = 1$).
  3. (c) Non-Separable RMSNorm Interface Moments at $M_g = 1$ (Stage 2: x_final, x_0): At an RMSNorm interface $x_n = \text{RMSNorm}(z_n) = z_n / \text{rms}(z_n)$ ($z_n \in \mathbb{R}^D$), tangent-projected or raw Rademacher perturbation yields the first-order forward displacement $\Delta x_n^{(1)} = \frac{\sigma}{\text{rms}(z_n)} P_{x_n} \xi_n$, whose $i$-th coordinate is $\Delta x_{n, i}^{(1)} = \frac{\sigma}{\text{rms}(z_n)}\left((1 - x_{n, i}^2/D)\xi_{n, i} - \frac{x_{n, i}}{D}\sum_{i' \neq i} x_{n, i'}\xi_{n, i'}\right)$. Consequently, even at $G = N$ ($M_g = 1$, where cross-token pairs $n < n'$ are absent), for a single token $n$ with receiver sensitivity $a_{n, i} = \sum_j W_{j, i}^{(m+1)} u_{n, j}^{(m+1)}$ and pre-synaptic input $h_n \in \mathbb{R}^{D_{\text{in}}}$, the first-order unprojected coordinate-$i$ estimator is$$ \hat{g}_{n, i}^{(1)} := a_{n, i} \frac{\Delta x_{n, i}^{(1)} \xi_{n, i}}{\sigma} h_n = \frac{a_{n, i}}{\text{rms}(z_n)} \left(1 - \frac{x_{n, i}^2}{D} - \frac{x_{n, i}}{D} \sum_{i' \neq i} x_{n, i'} \xi_{n, i} \xi_{n, i'}\right) h_n, $$which has exact conditional mean and nonzero single-token cross-coordinate covariance$$ \mathbb{E}_{\xi_n}\left[\hat{g}_{n, i}^{(1)}\right] = \frac{a_{n, i}}{\text{rms}(z_n)}\left(1 - \frac{x_{n, i}^2}{D}\right) h_n, \qquad \text{Cov}_{\xi_n}\left(\hat{g}_{n, i}^{(1)}\right) = \frac{a_{n, i}^2 x_{n, i}^2 (D - x_{n, i}^2)}{D^2 \, \text{rms}(z_n)^2} h_n h_n^T. $$For example, for a single token ($N=G=M_g=1$) at $D=2$ with $z_1 = (1, 2)$, $a_{1, 1} = 1$, and $h_1 = 1$, we have $\text{rms}(z_1) = \sqrt{2.5}$, $x_{1, 1}^2 = 0.4$, $x_{1, 1} x_{1, 2} = 0.8$, and $\hat{g}_{1, 1}^{(1)} = \frac{0.8 - 0.4 \xi_{1, 1}\xi_{1, 2}}{\sqrt{2.5}}$, with mean $0.8/\sqrt{2.5} \approx 0.5060$ and variance $\frac{0.4(2 - 0.4)}{4 \times 2.5} = 0.064$.

Proof. For (a–b), expanding $\widehat{G}_{i, :}^{\text{norm}, (1)}(G) = \frac{1}{N}\sum_{g=1}^G (\sum_{n' \in \mathcal{S}_g} a_{n', i}\xi_{n', i})(\sum_{n \in \mathcal{S}_g} \xi_{n, i} x_n)$ using $\xi_{n, i}^2 \equiv 1$ gives $\frac{1}{N}\sum_{n=1}^N a_{n, i} x_n + \frac{1}{N}\sum_{g=1}^G \sum_{n < n' \in \mathcal{S}_g} \eta_{\{n, n'\}, i} (a_{n', i} x_n + a_{n, i} x_{n'})$ where $\eta_{\{n, n'\}, i} = \xi_{n, i}\xi_{n', i}$ are pairwise uncorrelated with zero mean and unit variance; multiplying by $\text{scale\_factor} / M_g$ scales the mean by $\text{scale\_factor} / M_g$ and the covariance by $(\text{scale\_factor} / M_g)^2$. For (c), since $\xi_{n, i}^2 = 1$, multiplying $(P_{x_n}\xi_n)_i = (1 - x_{n, i}^2/D)\xi_{n, i} - \frac{x_{n, i}}{D}\sum_{i' \neq i} x_{n, i'}\xi_{n, i'}$ by $\xi_{n, i}$ yields the displayed expression for $\hat{g}_{n, i}^{(1)}$. Because $\{\xi_{n, i}\xi_{n, i'}\}_{i' \neq i}$ are $D - 1$ pairwise uncorrelated zero-mean Rademacher products with unit variance and $\sum_{i' \neq i} x_{n, i'}^2 = \|x_n\|_2^2 - x_{n, i}^2 = D - x_{n, i}^2$, the mean and covariance follow immediately. $\square$

3.3 Forward Causal Attention-Filtered Value Eligibility Trace (Proposition 2)

In causal multi-head self-attention with $H$ heads of dimension $D_h = D / H$, head $h$'s output at batch $b$, query token $\tau \in \{0, \dots, T-1\}$ is $y_{\text{attn}}^{(h)}(b, \tau) = \sum_{s \le \tau} A_{b, h, \tau, s} v^{(h)}(b, s)$, where $v^{(h)}(b, s) = W_v^{(h)} x_{\text{attn\_in}}(b, s)$ ($W_v^{(h)} \in \mathbb{R}^{D_h \times D}$) and $A_{b, h, \tau, s}$ is the causal attention weight ($\sum_{s \le \tau} A_{b, h, \tau, s} = 1$, $A_{b, h, \tau, s} = 0$ for $s > \tau$).

Proposition 2 (Exact Commutation of $W_v^{(h)}$ with Causal Attention). Because $W_v^{(h)} \in \mathbb{R}^{D_h \times D}$ is shared across sequence positions $s \in \{0, \dots, T-1\}$, the post-attention value aggregation at position $\tau$ satisfies the exact linear identity

$$ y_{\text{attn}}^{(h)}(b, \tau) = \sum_{s \le \tau} A_{b, h, \tau, s} \left(W_v^{(h)} x_{\text{attn\_in}}(b, s)\right) = W_v^{(h)} \underbrace{\left(\sum_{s \le \tau} A_{b, h, \tau, s} x_{\text{attn\_in}}(b, s)\right)}_{\bar{x}_{\text{attn\_in}}^{(h)}(b, \tau) \in \mathbb{R}^D}. $$

Consequently, injecting exploration noise $\psi_v^{(h)}(b, \tau) \sim \text{Unif}(\{\pm 1\}^{D_h})$ at the post-attention value output $y_{\text{attn}}^{(h)}(b, \tau)$ and recording the forward causal attention-filtered pre-synaptic trace $Z_{v}^{(h, g)}(t-2) = \sum_{(b, \tau) \in \mathcal{S}_g} (\psi_v^{(h)}(b, \tau)/\sigma_1) \, \bar{x}_{\text{attn\_in}}^{(h)}(b, \tau)^T$ yields an exact single-position linear channel $y_{\text{attn}}^{(h)}(b, \tau) = W_v^{(h)} \bar{x}_{\text{attn\_in}}^{(h)}(b, \tau)$ at each output token $\tau$, eliminating causal cross-position perturbation mixing with zero reverse-time pooling.

3.4 Diagonal Identity-Skip Surrogate & Post-Installation Credit Decomposition (Propositions 3 & 4)

Proposition 3 (Algebraic Diagonal Skip-Routing Surrogate for wte). In the unrolled residual equation $x_L = \alpha_0 x_0 + \dots$, the direct path from $x_0 = \text{RMSNorm}(W_{\text{wte}}[x])$ to $x_L$ is the fixed diagonal scaling $W_{\text{skip}} = \alpha_0 I_D$. Treating $W_{\text{skip}} = \alpha_0 I_D$ as an algebraic surrogate receiver matrix with post-synaptic modulation $s_{\text{bus}}(n) = \text{mod\_bus\_base}(n) \in \mathbb{R}^D$ and pre-synaptic forward displacement $\Delta x_0(n) = \text{RMSNorm}(e_{\text{tok}}(n) + \sigma \tilde{\xi}_{\text{wte}}(n)) - x_0(n)$, the column-norm contraction reduces to the $O(BT \cdot D)$ elementwise contraction

$$ R_{\text{wte}, i}^{\text{raw}, (g)}(\text{scale\_factor}) = \sum_{j=1}^D (\alpha_0 \delta_{j, i}) \left(\frac{\text{scale\_factor}}{M_g}\sum_{n \in \mathcal{S}_g} s_{\text{bus}, n, j} \, \Delta x_{0, n, i}\right) = \frac{\text{scale\_factor}}{M_g} \sum_{n \in \mathcal{S}_g} \left(\alpha_0 s_{\text{bus}, n, i}\right) \Delta x_{0, n, i}, $$

(followed in compute_identity_skip_wm_rewards_fast by stream-mean centering $R_{\text{wte}, i}^{(g)} = R_{\text{wte}, i}^{\text{raw}, (g)} - \frac{1}{G}\sum_{g'=1}^G R_{\text{wte}, i}^{\text{raw}, (g')}$), eliminating the second $O(G V D)$ lm_head contraction.

Finally, we analyze Strict Post-Installation Construction (Stage 2: (t-1, t [post-Stage3-step], t)), where Stage 2 evaluates compute_stream_wm_rewards_fast at clock $t$ on $W_{\text{lm}}(t) = W_{\text{lm}}(t-1) + \delta W_{\text{lm}}(t-1)$ after Stage 3 has installed its batch-$t-1$ update. In our implementation (custom_entrywise_adamw_step and row_isotropic_adamw_step), at optimizer step $t_{\text{step}}$, the installed Stage-3 displacement is

$$ \delta W_{\text{lm}, j, i}(t-1) = -\eta_3 \lambda_{\text{wd}} W_{\text{lm}, j, i}(t-1) - \frac{\eta_3}{1 - \beta_1^{t_{\text{step}}}} \cdot d_{j, i} \left(\beta_1 m_{j, i}^{(t-2)} + (1 - \beta_1) g_{j, i}^{(t-1)}\right), \qquad d_{j, i} := \frac{1}{\sqrt{\hat{v}_{j, i}^{(t-1)}} + \epsilon}, $$

where $g_{j, i}^{(t-1)} = -\frac{1}{BT}\sum_{n'=1}^{BT} s_{\text{lm}, n', j} x_{\text{final}, n', i}$, $\hat{v}_{j, i}^{(t-1)} = v_{j, i}^{(t-1)} / (1 - \beta_2^{t_{\text{step}}})$ under entrywise moments (or row-averaged $d_{j, i} \equiv d_j = (\sqrt{\hat{v}_j^{(t-1)}} + \epsilon)^{-1}$ with $\hat{v}_j^{(t-1)} = \frac{1}{D}\sum_{i=1}^D \hat{v}_{j, i}^{(t-1)}$ under row_iso), and $\epsilon > 0$ is added outside the square root (denom = sqrt(v_hat) + eps). At $G = BT$ ($M_g = 1$), let $u_{\text{bus}, i}^{\text{pre}}(n) = R_{\text{bus}, i}^{\text{pre}}(n) (\xi_{n, i}/\sigma)$ and $u_{\text{bus}, i}^{\text{post}}(n) = R_{\text{bus}, i}^{\text{post}}(n) (\xi_{n, i}/\sigma)$ denote the unprojected Stage-2 credit before and after installing $\delta W_{\text{lm}}(t-1)$.

Proposition 4 (Decomposition of Installed-Update Terminal Credit Shift, Data-Dependent Fourth-Moment Bound, and Preconditioning Regimes). Under Strict Post-Installation Construction at $G = BT$ ($M_g = 1$), the post-minus-pre unprojected credit shift $\delta u_{\text{bus}}(n) := u_{\text{bus}}^{\text{post}}(n) - u_{\text{bus}}^{\text{pre}}(n)$ decomposes into three additive components corresponding to decoupled weight decay, first-moment history $m^{(t-2)}$, and current-batch gradient $g^{(t-1)}$:

$$ \delta u_{\text{bus}, i}(n) = -\eta_3 \lambda_{\text{wd}} u_{\text{bus}, i}^{\text{pre}}(n) + \delta u_{\text{mom}, i}(n) + \delta u_{\text{cur}, i}^{(n' = n)}(n) + \delta u_{\text{cur}, i}^{(n' \neq n)}(n), $$

where:

  1. Same-Token ($n' = n$) RMSNorm Radial-vs-Oblique Split and Data-Dependent Fourth-Moment Bound: With tangent-projected forward carrier $\tilde{\xi}_n = P_{x_{\text{final}}(n)} \xi_n$ and raw carrier multiplication $\xi_n / \sigma$, the first-order same-token ($n'=n$) term is $\delta u_{\text{cur}, i}^{(n'=n, 1)}(n) = \frac{\eta_3 (1-\beta_1)}{(1-\beta_1^{t_{\text{step}}}) BT} c_{n, i} \, b_i(n)$, where $c_{n, i} := \sum_{j=1}^V d_{j, i} s_{\text{lm}, n, j}^2$ and the vector $b(n)$ splits into an $O(1)$ radial vector $b_{\text{rad}}(n) \parallel x_{\text{final}}(n)$ and an oblique RMSNorm-Jacobian coupling term $b_{\text{oblique}}(n)$:$$ b(n) := \frac{1}{\text{rms}(z_n)}\left(x_{\text{final}}(n) \odot \xi_n \odot (P_{x_{\text{final}}(n)} \xi_n)\right) = \underbrace{\frac{1}{\text{rms}(z_n)} x_{\text{final}}(n)}_{b_{\text{rad}}(n) \parallel x_{\text{final}}(n)} - \underbrace{\frac{\langle \xi_n, x_{\text{final}}(n)\rangle}{D \, \text{rms}(z_n)} \left(x_{\text{final}}(n)^{\odot 2} \odot \xi_n\right)}_{b_{\text{oblique}}(n)}. $$Under row-isotropic preconditioning ($d_{j, i} \equiv d_j$, so $c_{n, i} \equiv c_n$ is a scalar), reward-side projection $P_{x_{\text{final}}(n)}$ annihilates $c_n b_{\text{rad}}(n)$ identically ($P_{x_{\text{final}}(n)} b_{\text{rad}}(n) = 0$) while leaving $P_{x_{\text{final}}(n)} b_{\text{oblique}}(n) \neq 0$ (e.g., at $D=2, z_n=(1, 2), \xi_n=(1, 1)$, $b(n)=(0.16, -0.16)$, $b_{\text{rad}}(n)=(0.4, 0.8)$, and $P_{x_{\text{final}}(n)} b(n) = (0.192, -0.096)$). Defining the normalized coordinate fourth moment $\kappa_4(x) := \frac{1}{D}\sum_{i=1}^D x_i^4 \in [1, D]$, the expected squared norm of $P_{x_{\text{final}}(n)} b(n)$ relative to $\|b_{\text{rad}}(n)\|_2^2 = D / \text{rms}(z_n)^2$ satisfies the exact data-dependent fourth-moment bound$$ \frac{\mathbb{E}_{\xi_n}\left[\|P_{x_{\text{final}}(n)} b(n)\|_2^2\right]}{\|b_{\text{rad}}(n)\|_2^2} \le \frac{\mathbb{E}_{\xi_n}\left[\|b_{\text{oblique}}(n)\|_2^2\right]}{\|b_{\text{rad}}(n)\|_2^2} = \frac{\sum_{i=1}^D x_{\text{final}, n, i}^4}{D^2} = \frac{\kappa_4(x_{\text{final}}(n))}{D}. $$In particular: (i) if $\kappa_4(x_{\text{final}}(n)) \le C = O(1)$ is uniformly bounded, the residual ratio is $\le C/D = O(1/D)$ (on trained ClimbMix d6 states at $D=384$, we measure token-mean $\kappa_4(x_{\text{final}}) = 2.9398$, giving bound $\kappa_4/D = 0.007656$ and empirical ratio $0.007458$); (ii) without a fourth-moment bound, $\|x\|_2^2 = D$ alone does not imply a vanishing residual—for the 2-sparse family $x = \sqrt{D/5}(1, 2, 0, \dots, 0)$ ($z = x$), $\kappa_4(x)/D = 0.68$ and $\frac{\mathbb{E}_{\xi}[\|P_x b\|_2^2]}{\|b_{\text{rad}}\|_2^2} = 0.0576$ for every $D \ge 2$; and (iii) under entrywise preconditioning, coordinate variation in $c_{n, i} = \sum_j d_{j, i} s_{\text{lm}, n, j}^2$ breaks exact radial collinearity ($P_{x_{\text{final}}(n)}(c_n \odot b_{\text{rad}}(n)) \neq 0$) unless $\epsilon \gg \sqrt{\hat{v}_{j, i}^{(t-1)}}$, so increasing $\epsilon: 10^{-8} \to 10^{-4}$ is required to damp entrywise coordinate spread.
  2. Cross-Token ($n' \neq n$) Current-Gradient Drift Bound: Since $d_{j, i} = (\sqrt{\hat{v}_{j, i}^{(t-1)}} + \epsilon)^{-1} \le \epsilon^{-1}$, the cross-token ($n' \neq n$) current-gradient contribution satisfies$$ \left|\delta u_{\text{cur}, i}^{(n' \neq n)}(n)\right| \le \frac{\eta_3 (1 - \beta_1)}{(1 - \beta_1^{t_{\text{step}}}) BT \, \epsilon} \sum_{n' \neq n} \left(\sum_{j=1}^V |s_{\text{lm}, n, j}| \, |s_{\text{lm}, n', j}|\right) |x_{\text{final}, n', i}| \, \left|\frac{\Delta x_{\text{final}, n, i}}{\sigma}\right|. $$

4. Experimental Results and Mechanistic Verification

Four-panel summary of genuinely backward-free 3-stage delayed eligibility-trace Weight Maximization across exp26–exp35

4.1 Experimental Setup, Attention Backend Provenance, and Evaluation Protocol

All experiments (exp26–exp35, 150 training runs across seeds $\{46, 47, 48\}$) use the supplied rustbpe tokenizer (vocab_size = 8,192) and ClimbMix data stream on two Transformer regimes:

  1. ClimbMix d6 ($L=6, D=384, H=6, D_h=64, V=8,192, B=8, T=256, BT=2,048$ tokens/step, $360$ steps $= 737,280$ training tokens): Total parameters $= 26,346,060$ (wte: $3,145,728$; 3 value_embeds: $9,437,184$; lm_head: $3,145,728$; 6 blocks $\times$ 6 matrices: $10,616,832$; gates/scalars: $588$). In our primary 4-matrix configuration (mlp.c_fc, mlp.c_proj, attn.c_v, attn.c_proj active per block, attn.c_q, attn.c_k frozen), active_params = 24,576,000 ($24.58\text{M}$); when attn.c_q is also active (exp30–exp31), active_params = 25,460,736 ($25.46\text{M}$). Disjoint evaluation splits (evaluate_bpb_disjoint) score dev_tokens = 261,889 (dev_bytes = 1,037,477) and valb_tokens = 262,009 (valb_bytes = 1,050,500), where $\text{CE (nats)} = \text{BPB} \cdot \ln(2) \cdot (\text{bytes}/\text{tokens})$ and $\text{PPL} = \exp(\text{CE})$.
  2. Native 50,332,176 ($L=8, D=512, H=4, D_h=128, V=8,192, B_{\text{eff}}=64, T=2,048, BT=131,072$ tokens/step, $100$ steps $= 13,107,200$ training tokens): Total parameters $= 50,332,176$, with active_params = 46,137,344 ($46.14\text{M}$) in the 4-matrix configuration (c_q, c_k $= 4,194,304$ and $528$ gate/scalar parameters frozen). To fit $G_{\text{micro}} = 1,024$ stream-partitioned eligibility-trace tensors in GPU memory (8.5–9.5 GB peak VRAM), the backward-free Native 50.3M runs accumulate grad_accum_steps = 16 physical microbatches of micro_batch_size = 4 (G_total = 16,384 streams/step at $M_g = 8$ tokens/stream, or G_total = 4,096 at $M_g = 32$), departing from the supplied task's single-microbatch $B=64$, $499.65\text{M}$-token backpropagation recipe. Disjoint evaluation splits score dev_tokens = 523,826 (dev_bytes = 2,126,272, $\text{bytes}/\text{token} = 4.059119$) and valb_tokens = 523,715 (valb_bytes = 2,129,527). Because both DEV and VAL-B are evaluated at checkpoints across the ablation campaign, VAL-B serves as a second disjoint validation stream rather than an unopened holdout.
  3. Attention Backend Provenance (model_and_data.py): In model_and_data.py, the fa3 handle wraps PyTorch's native fused F.scaled_dot_product_attention(..., is_causal=True) (applying causal and sliding-window masks when window_size < T). All reported forward and filtered-trace timings across exp26–exp35 use this exact model_and_data.py SDPA binding so that all baselines and backward-free runs share an identical attention kernel.

4.2 Verification of Propositions 1 and 2: Stream Partitioning, Normalization Controls, and Filtered Traces (exp26, exp28, exp35)

Table 1 reports the single-step cosine similarity between our backward-free eligibility-trace estimator and the exact column weight-norm directional derivative on d6 ($BT = 2,048$) across stream counts $G = BT / M_g$ (exp26_results.json, exp28_results.json).

| Stream Count $G$ ($M_g = BT / G$) | Stage 2 wte Cos | Stage 2 mlp.c_proj Cos | Stage 2 attn.c_proj Cos | Stage 1 mlp.c_fc Cos | Stage 1 attn.c_v (Unfiltered $x_{\text{in}}$) | Stage 1 attn.c_v (Filtered $\bar{x}_{\text{in}}$, Prop. 2) | | :--- | :---: | :---: | :---: | :---: | :---: | :---: | | $G = 1$ ($M_g = 2,048$) | $+0.0313$ | $+0.0187$ | $+0.0170$ | $+0.0037$ | $+0.0036$ | $+0.0295$ | | $G = 64$ ($M_g = 32$) | $+0.2034$ | $+0.2978$ | $+0.2469$ | $+0.0305$ | $+0.0222$ | $+0.2361$ | | $G = 256$ ($M_g = 8$) | $+0.3941$ | $+0.5341$ | $+0.4570$ | $+0.1430$ | $+0.0416$ | $+0.4519$ | | $G = 2,048$ ($M_g = 1$) | $+0.9139$ | $+0.9364$ | $+0.9068$ | $+0.9089$ | $+0.1104$ | $+0.9069$ ($8.2\times$) |

Table 1: Single-step cosine alignment on ClimbMix d6 ($BT = 2,048$) across stream counts $G \in \{1, 64, 256, 2048\}$ (exp26, exp28).

Stream Scale-Normalization Controls (exp35 Part A): To test whether the stream scaling effect in Table 1 survives when update magnitude is held invariant to $M_g$ (Proposition 1), we ran a controlled 3-seed comparison on d6 setting scale_factor = float(M_g) so that $\widehat{G}_{\text{norm}}(G) = M_g \widehat{G}_{\text{code}}(G)$ has the identical conditional mean $\frac{1}{N}\sum_n a_{n, i} x_n$ across all stream sizes:

  • At $G = 1$ ($M_g = 2,048$): scale_factor = 2048.0 yields 2.6097 ± 0.0111 DEV BPB (2.5719 ± 0.0106 VAL-B), compared to scale_factor = 1.0 (2.5939 ± 0.0109 DEV BPB).
  • At $G = 64$ ($M_g = 32$): scale_factor = 32.0 yields 2.3361 ± 0.0084 DEV BPB (2.2995 ± 0.0086 VAL-B), compared to scale_factor = 1.0 (2.3364 ± 0.0051 DEV BPB).
  • At $G = 256$ ($M_g = 8$): scale_factor = 8.0 yields 2.3008 ± 0.0074 DEV BPB (2.2635 ± 0.0065 VAL-B), compared to scale_factor = 1.0 (2.2966 ± 0.0115 DEV BPB).
  • On the canonical Pre-Polar Muon trainer (strict_post_install, entrywise_b09_eps1e4, $G=64$, exp35 Part A2): scale_factor = 1.0 reaches 2.2541 ± 0.0013 DEV BPB and scale_factor = 32.0 reaches 2.2539 ± 0.0013 DEV BPB (agreeing to within $0.0002$ BPB). These controls establish that the learning gains from increasing $G$ ($M_g \to 1$) are driven by the elimination of within-stream cross-token pair interference (Proposition 1(b)), not by artificial update rescaling.

4.3 Verification of Propositions 3 and 4: 20-Step Post-Installation Credit Drift and Kurtosis Audit (exp31, exp34, exp35)

To test how receiver weight installation affects Stage-1 (c_proj receiver) and Stage-2 (lm_head receiver) rewards, we measured the 20-step mean cosine similarity, relative L2 norm drift $\|u_{\text{post}} - u_{\text{pre}}\|_2 / \|u_{\text{pre}}\|_2$, and activation fourth moments on d6 (exp31, exp34, and exp35 Part 0, Table 2):

  1. Stage-1 Receiver Drift (exp31 Part 0, exp35 Part 0): When Stage 2 (mlp.c_proj, attn.c_proj) is updated with AdamW, one receiver step $\delta W^{(2)}$ induces a 23.56% relative L2 drift in Stage-1 rewards ($\cos = 0.976474$). Replacing AdamW on Stage 2 with Stiefel-orthogonalized Pre-Polar Muon reduces Stage-1 relative L2 reward drift to 2.85% ($\cos = 0.999597$) in exp31 and 4.04% ($\cos = 0.999238$) in exp35 Part 0.
  2. Activation Kurtosis Measurement (exp35 Part 0): Across 20 steps of trained d6 states, the normalized fourth moment $\kappa_4(x_{\text{final}}) = \frac{1}{D}\sum_{i=1}^D x_{\text{final}, i}^4$ has token mean 2.9398 (token max 4.2932), yielding theoretical upper bound $\kappa_4(x_{\text{final}})/D = \mathbf{0.007656}$ and empirical same-token squared norm ratio $\frac{\|P_x b\|_2^2}{\|b_{\text{rad}}\|_2^2} = \mathbf{0.007458}$ (token max $0.124439$). This verifies Proposition 4: on real Transformer states, fourth-moment concentration $\kappa_4(x_{\text{final}}) \approx 3$ ensures the oblique RMSNorm residual is $\le 0.0075$, confirming the validity of the $O(1/D)$ residual regime.
  3. Stage-2 Strict Post-Install Terminal Drift Across the $2 \times 2 \times 2$ Optimizer Cube (exp34 Part 0, Table 2): Across all 8 cells of {entrywise, row_iso} x {beta1=0.5, 0.9} x {eps=1e-8, 1e-4}, increasing $\beta_1: 0.5 \to 0.9$ at $\epsilon=10^{-8}$ (entrywise) cuts current-gradient drift from 0.3511 to 0.2696, increasing $\epsilon: 10^{-8} \to 10^{-4}$ at $\beta_1=0.5$ cuts it to 0.2703, and combining $(\beta_1=0.9, \epsilon=10^{-4})$ cuts current-gradient drift by $47.8\%$ (0.3511 -> 0.1832) and total post-install drift from 39.41% to 26.05% ($\cos = 0.964738$).

| lm_head Optimizer Cell (exp34 Part 0, 20-Step Mean on d6) | bus_unproj Cos / Rel L2 Drift | bus_tangent ($\perp x_{\text{final}}$) Cos / Drift | Current-Batch Grad Only Drift ($\delta u_{\text{cur}}$) | Momentum-History Only Drift ($\delta u_{\text{mom}}$) | $\|P_{x_{\text{final}}} b\|_2 / \|b\|_2$ (Prop. 4) | | :--- | :---: | :---: | :---: | :---: | :---: | | entrywise_b05_eps1e8 ($\beta_1=0.5, \epsilon=10^{-8}$) | $0.940066$ / $0.465747$ | $0.948719$ / $0.394051$ | $0.351118$ | $0.080159$ | $0.087114$ | | entrywise_b09_eps1e8 ($\beta_1=0.9, \epsilon=10^{-8}$) | $0.951336$ / $0.392834$ | $0.954834$ / $0.353878$ | $0.269559$ | $0.112059$ | $0.087114$ | | entrywise_b05_eps1e4 ($\beta_1=0.5, \epsilon=10^{-4}$) | $0.943013$ / $0.391255$ | $0.956556$ / $0.307328$ | $0.270305$ | $0.085703$ | $0.087114$ | | entrywise_b09_eps1e4 ($\beta_1=0.9, \epsilon=10^{-4}$) | $0.958144$ / $0.304684$ | $0.964738$ / $0.260504$ | $0.183231$ | $0.113457$ | $0.087114$ | | row_iso_b05_eps1e8 ($\beta_1=0.5, \epsilon=10^{-8}$) | $0.941012$ / $0.471413$ | $0.952909$ / $0.367834$ | $0.317646$ | $0.076778$ | $0.087114$ | | row_iso_b09_eps1e8 ($\beta_1=0.9, \epsilon=10^{-8}$) | $0.951433$ / $0.400026$ | $0.956413$ / $0.342871$ | $0.252057$ | $0.108569$ | $0.087114$ | | row_iso_b05_eps1e4 ($\beta_1=0.5, \epsilon=10^{-4}$) | $0.942453$ / $0.403128$ | $0.959755$ / $0.292793$ | $0.251836$ | $0.081251$ | $0.087114$ | | row_iso_b09_eps1e4 ($\beta_1=0.9, \epsilon=10^{-4}$) | $0.957127$ / $0.317284$ | $0.966045$ / $0.255660$ | $0.174360$ | $0.110404$ | $0.087114$ |

Table 2: 20-step Pre-Install vs. Strict Post-Install credit decomposition audit across all 8 cells of the $2 \times 2 \times 2$ lm_head optimizer cube on ClimbMix d6 (exp34_results.json Part 0).

4.4 Complete 16-Cell Factorial and True Both-Stages Pre-Install on ClimbMix d6 (exp33–exp35)

Table 3 presents the 3-seed ClimbMix d6 results across stream counts, the complete 16-cell $2 \times 2 \times 2 \times 2$ Stage-2 Clock $\times$ Pooling $\times$ Momentum $\times$ Damping cube (exp34 + exp35 Part B1), and the 4-cell True Both-Stages Pre-Install comparison (exp35 Part B2). All 20 factorial cells share identical 1-call wte_bus_routed routing (Proposition 3), Rademacher-tangent exploration, and reward-side radial projection.

| Method (ClimbMix d6, $L=6, D=384, V=8,192$, 360 Steps, Seeds 46, 47, 48) | Active Params | Stage-3 / Stage-2 / Stage-1 Clocks | lm_head Opt $(\text{pool}, \beta_1, \epsilon)$ | Rev. Matmuls / Bwd | Seed 46 / 47 / 48 DEV BPB | DEV BPB (Mean $\pm$ SD) | VAL-B BPB (Mean $\pm$ SD) | DEV PPL | Fwd / Rule / Wall (ms) | | :--- | :---: | :---: | :---: | :---: | :---: | :---: | :---: | :---: | :---: | | supplied_muon_adamw_backprop (Full 6-Matrix BP) | $26.35\text{M}$ | $(t,t,t)/(t,t,t)/(t,t,t)$ | entry, 0.5, 1e-8 | $-1 / 1$ | $2.1112 / 2.1119 / 2.1105$ | $2.1112 \pm 0.0007$ | $2.0750 \pm 0.0007$ | $331.49$ | $4.6 / 18.0 / 46.2$ | | backprop_prepolar_muon_damped_lm_frozen_qk_control (exp33) | $24.58\text{M}$ | $(t,t,t)/(t,t,t)/(t,t,t)$ | row_iso, 0.9, 1e-4 | $-1 / 1$ | $2.1155 / 2.1147 / 2.1153$ | $2.1152 \pm 0.0004$ | $2.0780 \pm 0.0002$ | $333.01$ | $4.5 / 19.3 / 47.3$ | | backprop_prepolar_muon_frozen_qk_control (exp32) | $24.58\text{M}$ | $(t,t,t)/(t,t,t)/(t,t,t)$ | entry, 0.5, 1e-8 | $-1 / 1$ | $2.1207 / 2.1203 / 2.1161$ | $2.1190 \pm 0.0025$ | $2.0825 \pm 0.0027$ | $336.53$ | $4.6 / 19.0 / 47.2$ | | backprop_adamw_frozen_qk_control (exp31) | $24.58\text{M}$ | $(t,t,t)/(t,t,t)/(t,t,t)$ | entry, 0.5, 1e-8 | $-1 / 1$ | $2.1628 / 2.1579 / 2.1654$ | $2.1621 \pm 0.0038$ | $2.1242 \pm 0.0039$ | $378.74$ | $4.4 / 8.5 / 36.8$ | | frozen_backbone_lm_head_only (lm_head only) | $3.15\text{M}$ | $(t,t,t)/\text{frozen}/\text{frozen}$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.2636 / 2.2646 / 2.2660$ | $2.2647 \pm 0.0012$ | $2.2266 \pm 0.0008$ | $491.36$ | $3.5 / 1.3 / 28.4$ | | pure_lexical_x0_skip_only_true_zero (wte + lm_head) | $6.29\text{M}$ | $(t,t,t)/(t,t,t)/\text{frozen}$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.2442 / 2.2449 / 2.2472$ | $2.2454 \pm 0.0016$ | $2.2078 \pm 0.0019$ | $469.19$ | $3.8 / 81.4 / 108.9$ | | causal_trace_wm_G2048_mismatched_origin_control (exp28) | $24.58\text{M}$ | $(t,t,t)/(t-1\neq t)/(t-2\neq t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.7672 / 2.7582 / 2.7570$ | $2.7608 \pm 0.0056$ | $2.7229 \pm 0.0057$ | $1960.79$ | $5.6 / 396.4 / 425.8$ | | causal_trace_wm_G1_centered ($G=1$, exp26) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.5831 / 2.6048 / 2.5938$ | $2.5939 \pm 0.0109$ | $2.5564 \pm 0.0103$ | $1240.17$ | $5.5 / 19.4 / 48.6$ | | causal_trace_wm_G1_centered_scaleMg ($G=1$, exp35) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.6093 / 2.6209 / 2.5988$ | $2.6097 \pm 0.0111$ | $2.5719 \pm 0.0106$ | $1294.94$ | $14.3 / 26.3 / 93.9$ | | causal_trace_wm_G64_centered ($G=64$, exp26) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.3396 / 2.3305 / 2.3391$ | $2.3364 \pm 0.0051$ | $2.2994 \pm 0.0052$ | $611.31$ | $5.5 / 38.4 / 67.5$ | | causal_trace_wm_G64_centered_scaleMg ($G=64$, exp35) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.3458 / 2.3316 / 2.3310$ | $2.3361 \pm 0.0084$ | $2.2995 \pm 0.0086$ | $610.94$ | $14.2 / 59.9 / 127.5$ | | causal_trace_wm_G256_centered ($G=256$, exp26) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.2889 / 2.2911 / 2.3098$ | $2.2966 \pm 0.0115$ | $2.2602 \pm 0.0117$ | $548.11$ | $5.6 / 98.4 / 127.6$ | | causal_trace_wm_G256_centered_scaleMg ($G=256$, exp35) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.3018 / 2.3077 / 2.2930$ | $2.3008 \pm 0.0074$ | $2.2635 \pm 0.0065$ | $554.47$ | $14.2 / 176.7 / 243.7$ | | causal_trace_wm_G2048_wtrace1_tangent_explore (AdamW, exp27) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.2182 / 2.1924 / 2.1964$ | $2.2023 \pm 0.0139$ | $2.1661 \pm 0.0118$ | $423.21$ | $5.6 / 395.7 / 425.0$ | | Complete 16-Cell $2 \times 2 \times 2 \times 2$ Stage-2 Clock $\times$ Optimizer Cube (exp34 + exp35 Part B1, Stage 1 = (t-2, t [post-Stage2], t)): | | | | | | | | | | | d6_pre_install_..._entrywise_b05_eps1e8 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.1380 / 2.1364 / 2.1335$ | $2.1360 \pm 0.0023$ | $2.0993 \pm 0.0024$ | $352.56$ | $6.6 / 160.3 / 190.6$ | | d6_pre_install_..._entrywise_b09_eps1e8 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t,t)$ | entry, 0.9, 1e-8 | $0 / 0$ | $2.1454 / 2.1415 / 2.1424$ | $2.1431 \pm 0.0020$ | $2.1062 \pm 0.0017$ | $359.53$ | $6.5 / 149.3 / 179.9$ | | d6_pre_install_..._entrywise_b05_eps1e4 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t,t)$ | entry, 0.5, 1e-4 | $0 / 0$ | $2.1217 / 2.1223 / 2.1211$ | $2.1217 \pm 0.0006$ | $2.0849 \pm 0.0006$ | $338.98$ | $6.5 / 149.1 / 179.6$ | | d6_pre_install_..._entrywise_b09_eps1e4 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t,t)$ | entry, 0.9, 1e-4 | $0 / 0$ | $2.1255 / 2.1255 / 2.1248$ | $2.1253 \pm 0.0004$ | $2.0881 \pm 0.0002$ | $342.34$ | $6.5 / 149.1 / 179.7$ | | d6_pre_install_..._row_iso_b05_eps1e8 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t,t)$ | row_iso, 0.5, 1e-8 | $0 / 0$ | $2.1578 / 2.1574 / 2.1578$ | $2.1577 \pm 0.0002$ | $2.1210 \pm 0.0002$ | $374.18$ | $6.5 / 155.1 / 185.6$ | | d6_pre_install_..._row_iso_b09_eps1e8 (exp35) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t,t)$ | row_iso, 0.9, 1e-8 | $0 / 0$ | $2.1663 / 2.1660 / 2.1663$ | $2.1662 \pm 0.0002$ | $2.1289 \pm 0.0001$ | $383.06$ | $11.3 / 283.0 / 331.7$ | | d6_pre_install_..._row_iso_b05_eps1e4 (exp35) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t,t)$ | row_iso, 0.5, 1e-4 | $0 / 0$ | $2.1298 / 2.1293 / 2.1296$ | $2.1296 \pm 0.0003$ | $2.0928 \pm 0.0001$ | $346.40$ | $11.2 / 283.6 / 333.9$ | | d6_pre_install_..._row_iso_b09_eps1e4 (exp33) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t,t)$ | row_iso, 0.9, 1e-4 | $0 / 0$ | $2.1335 / 2.1332 / 2.1338$ | $2.1335 \pm 0.0003$ | $2.0961 \pm 0.0002$ | $350.18$ | $6.5 / 149.0 / 179.5$ | | d6_strict_post_install_..._entrywise_b05_eps1e8 (exp33) | $24.58\text{M}$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.1580 / 2.1582 / 2.1574$ | $2.1579 \pm 0.0004$ | $2.1209 \pm 0.0006$ | $374.39$ | $6.4 / 149.2 / 179.8$ | | d6_strict_post_install_..._entrywise_b09_eps1e8 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | entry, 0.9, 1e-8 | $0 / 0$ | $2.1504 / 2.1499 / 2.1477$ | $2.1494 \pm 0.0014$ | $2.1122 \pm 0.0015$ | $365.74$ | $6.5 / 154.0 / 184.5$ | | d6_strict_post_install_..._entrywise_b05_eps1e4 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | entry, 0.5, 1e-4 | $0 / 0$ | $2.1301 / 2.1302 / 2.1297$ | $2.1300 \pm 0.0003$ | $2.0930 \pm 0.0003$ | $346.83$ | $6.5 / 154.2 / 184.7$ | | d6_strict_post_install_..._entrywise_b09_eps1e4 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | entry, 0.9, 1e-4 | $0 / 0$ | $2.1275 / 2.1273 / 2.1271$ | $2.1273 \pm 0.0002$ | $2.0900 \pm 0.0001$ | $344.25$ | $6.5 / 154.1 / 184.6$ | | d6_strict_post_install_..._row_iso_b05_eps1e8 (exp33) | $24.58\text{M}$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | row_iso, 0.5, 1e-8 | $0 / 0$ | $2.1581 / 2.1578 / 2.1580$ | $2.1580 \pm 0.0001$ | $2.1214 \pm 0.0004$ | $374.50$ | $6.4 / 149.0 / 179.7$ | | d6_strict_post_install_..._row_iso_b09_eps1e8 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | row_iso, 0.9, 1e-8 | $0 / 0$ | $2.1661 / 2.1655 / 2.1660$ | $2.1659 \pm 0.0003$ | $2.1286 \pm 0.0001$ | $382.72$ | $6.5 / 149.1 / 179.7$ | | d6_strict_post_install_..._row_iso_b05_eps1e4 (exp34) | $24.58\text{M}$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | row_iso, 0.5, 1e-4 | $0 / 0$ | $2.1301 / 2.1297 / 2.1297$ | $2.1298 \pm 0.0002$ | $2.0932 \pm 0.0002$ | $346.64$ | $6.5 / 149.0 / 179.5$ | | d6_strict_post_install_..._row_iso_b09_eps1e4 (exp33) | $24.58\text{M}$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | row_iso, 0.9, 1e-4 | $0 / 0$ | $2.1333 / 2.1332 / 2.1337$ | $2.1334 \pm 0.0003$ | $2.0960 \pm 0.0003$ | $350.06$ | $6.5 / 148.9 / 179.3$ | | True Both-Stages Pre-Install (both_stages_pre_install, exp35 Part B2, Stage 1 = (t-2, t-1 [pre-Stage2], t)): | | | | | | | | | | | d6_both_stages_pre_install_entrywise_b05_eps1e8 (exp35) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.5, 1e-8 | $0 / 0$ | $2.1359 / 2.1347 / 2.1318$ | $2.1341 \pm 0.0021$ | $2.0975 \pm 0.0024$ | $350.78$ | $9.5 / 244.1 / 284.4$ | | d6_both_stages_pre_install_entrywise_b09_eps1e8 (exp35) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.9, 1e-8 | $0 / 0$ | $2.1441 / 2.1404 / 2.1409$ | $2.1418 \pm 0.0020$ | $2.1047 \pm 0.0019$ | $358.24$ | $9.2 / 216.7 / 255.6$ | | d6_both_stages_pre_install_entrywise_b05_eps1e4 (exp35) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.5, 1e-4 | $0 / 0$ | $2.1195 / 2.1200 / 2.1190$ | $2.1195 \pm 0.0005$ | $2.0827 \pm 0.0006$ | $336.96$ | $10.1 / 181.2 / 223.5$ | | d6_both_stages_pre_install_entrywise_b09_eps1e4 (exp35) | $24.58\text{M}$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | entry, 0.9, 1e-4 | $0 / 0$ | $2.1231 / 2.1231 / 2.1224$ | $2.1229 \pm 0.0004$ | $2.0857 \pm 0.0002$ | $340.09$ | $9.8 / 184.8 / 228.6$ |

Table 3: Controlled 3-seed ClimbMix d6 progression, complete 16-cell $2 \times 2 \times 2 \times 2$ Stage-2 Clock $\times$ Optimizer cube (exp34 + exp35 Part B1), and 4-cell True Both-Stages Pre-Install comparison (exp35 Part B2).

Key Mechanistic Findings:

  1. Stage-1 vs. Stage-2 Post-Installation Drift Separation: In Table 3, comparing True Both-Stages Pre-Install (t-1, t-1, t)/(t-2, t-1, t) with Stage-2 Pre-Install (t-1, t-1, t)/(t-2, t, t) reveals that delaying Stage-1 reward construction until step $t$ shifts DEV BPB by only +0.0019 to +0.0024 BPB across all 4 entrywise cells (2.1341 -> 2.1360 at b05, 1e-8; 2.1418 -> 2.1431 at b09, 1e-8; 2.1195 -> 2.1217 at b05, 1e-4; 2.1229 -> 2.1253 at b09, 1e-4). By contrast, delaying Stage-2 reward construction until step $t$ (strict_post_install) shifts DEV BPB by +0.0219 ± 0.0020 BPB at (entrywise, b05, 1e-8) (2.1360 -> 2.1579; joint 3-stage shift +0.0237 ± 0.0018 BPB from 2.1341 -> 2.1579). This confirms our 20-step drift audit: Stiefel-orthogonalized Pre-Polar Muon confines Stage-1 receiver drift to $4.04\%$, making Stage-2 terminal credit the primary post-installation vulnerability.
  2. Confirmation of the Complete 16-Cell Factorial: With row_iso_b09_eps1e8 (2.1662 ± 0.0002) and row_iso_b05_eps1e4 (2.1296 ± 0.0003) completed in exp35 Part B1, all 16 cells of the Stage-2 Pre-Install vs. Strict Post-Install $\times$ Pooling $\times$ Momentum $\times$ Damping cube exist. Under row-isotropic preconditioning, Pre-Install and Strict Post-Install match to within $\le 0.0003$ BPB across all 4 cells (2.1577 vs. 2.1580; 2.1662 vs. 2.1659; 2.1296 vs. 2.1298; 2.1335 vs. 2.1334), empirically validating Proposition 4's radial cancellation under scalar $c_n$. Under entrywise preconditioning, increasing denominator damping $\epsilon: 10^{-8} \to 10^{-4}$ improves Strict Post-Install by -0.0279 ± 0.0001 BPB (2.1579 -> 2.1300), and combining $(\beta_1=0.9, \epsilon=10^{-4})$ reaches 2.1273 ± 0.0002 DEV BPB (344.25 PPL).

4.5 Long-Context Native 50,332,176 Scale Transfer (exp29, exp30, exp32)

Table 4 reports the 3-seed scale-transfer results on the 8-layer, 512-width Native 50,332,176 benchmark ($B_{\text{eff}} = 64, T = 2,048$, $100$ steps $= 13.1\text{M}$ tokens, Seeds 46, 47, 48, dev_tokens = 523,826, dev_bytes = 2,126,272).

| Method (Native 50,332,176, $L=8, D=512, V=8,192, T=2,048$, 100 Steps, Seeds 46, 47, 48) | Active Params | MicroB $\times$ Accum | Stage-3 / Stage-2 / Stage-1 Clocks | Rev. Matmuls / Bwd | Seed 46 / 47 / 48 DEV BPB | DEV BPB (Mean $\pm$ SD) | VAL-B BPB (Mean $\pm$ SD) | DEV PPL | Fwd / Rule / Wall (ms) | Peak VRAM (GB) | | :--- | :---: | :---: | :---: | :---: | :---: | :---: | :---: | :---: | :---: | :---: | | supplied_muon_adamw_backprop (Full 6-Matrix BP) | $50.33\text{M}$ | $8 \times 8$ | $(t,t,t)/(t,t,t)/(t,t,t)$ | $-1 / 1$ | $1.6994 / 1.6989 / 1.6984$ | $1.6989 \pm 0.0005$ | $1.6828 \pm 0.0005$ | $119.04$ | $461.2 / 1142.5 / 1884.0$ | $13.84$ | | unrestricted_adamw_backprop (Full 6-Matrix AdamW BP) | $50.33\text{M}$ | $8 \times 8$ | $(t,t,t)/(t,t,t)/(t,t,t)$ | $-1 / 1$ | $1.9894 / 1.9647 / 1.9660$ | $1.9734 \pm 0.0139$ | $1.9580 \pm 0.0139$ | $258.55$ | $462.6 / 1106.7 / 1849.0$ | $14.12$ | | frozen_backbone_lm_head_only (exp18, 2 seeds) | $4.19\text{M}$ | $8 \times 8$ | $(t,t,t)/\text{frozen}/\text{frozen}$ | $0 / 0$ | $2.1617 / 2.1602 / \text{---}$ | $2.1610 \pm 0.0011$ | $2.1094 \pm 0.0001$ | $416.69$ | $510.4 / 213.4 / 812.5$ | $5.38$ | | pure_lexical_x0_skip_only_true_zero (exp21) | $8.39\text{M}$ | $8 \times 8$ | $(t,t,t)/(t,t,t)/\text{frozen}$ | $0 / 0$ | $2.0096 / 2.0086 / 2.0094$ | $2.0092 \pm 0.0005$ | $1.9586 \pm 0.0005$ | $272.81$ | $73.6 / 344.4 / 537.4$ | $7.26$ | | native50m_true_delayed_construction_M8_adamw (exp30) | $46.14\text{M}$ | $4 \times 16$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | $0 / 0$ | $2.0742 / 2.0887 / 2.0870$ | $2.0833 \pm 0.0079$ | $2.0627 \pm 0.0059$ | $351.29$ | $1526.4 / 6910.1 / 8650.2$ | $10.34$ | | native50m_causal_trace_wm_M32_filtered_v_tangent_prepolar_muon (exp29) | $46.14\text{M}$ | $4 \times 16$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-2,t)$ | $0 / 0$ | $1.9672 / 1.9670 / 1.9673$ | $1.9672 \pm 0.0002$ | $1.9502 \pm 0.0003$ | $253.34$ | $1420.8 / 1205.1 / 2825.0$ | $9.49$ | | native50m_causal_trace_wm_M8_unprojected_prepolar_muon (exp29) | $46.14\text{M}$ | $4 \times 16$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-2,t)$ | $0 / 0$ | $1.9519 / 1.9518 / 1.9514$ | $1.9517 \pm 0.0003$ | $1.9359 \pm 0.0006$ | $242.55$ | $909.0 / 3173.8 / 4283.0$ | $8.92$ | | native50m_true_delayed_construction_M8_unprojected_prepolar_muon (exp30) | $46.14\text{M}$ | $4 \times 16$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | $0 / 0$ | $1.9518 / 1.9522 / 1.9518$ | $1.9520 \pm 0.0002$ | $1.9361 \pm 0.0007$ | $242.73$ | $909.9 / 4776.3 / 5888.0$ | $8.84$ | | native50m_causal_trace_wm_M8_filtered_v_tangent_prepolar_muon (exp29) | $46.14\text{M}$ | $4 \times 16$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-2,t)$ | $0 / 0$ | $1.9342 / 1.9334 / 1.9341$ | $1.9339 \pm 0.0004$ | $1.9187 \pm 0.0001$ | $230.71$ | $1421.6 / 3240.8 / 4864.0$ | $9.50$ | | native50m_true_delayed_construction_M8_filtered_v_tangent_prepolar_muon (exp30) | $46.14\text{M}$ | $4 \times 16$ | $(t,t,t)/(t-1,t-1,t)/(t-2,t-1,t)$ | $0 / 0$ | $1.9339 / 1.9332 / 1.9339$ | $1.9337 \pm 0.0004$ | $1.9186 \pm 0.0001$ | $230.58$ | $1420.7 / 5195.8 / 6819.0$ | $9.41$ | | native50m_strict_post_install_M8_unprojected_prepolar_muon (exp32) | $46.14\text{M}$ | $4 \times 16$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | $0 / 0$ | $1.9823 / 1.9837 / 1.9839$ | $1.9833 \pm 0.0009$ | $1.9653 \pm 0.0013$ | $265.12$ | $916.8 / 6006.2 / 7128.6$ | $8.54$ | | native50m_strict_post_install_M8_filtered_v_tangent_prepolar_muon (exp32) | $46.14\text{M}$ | $4 \times 16$ | $(t,t,t)/(t-1,t,t)/(t-2,t,t)$ | $0 / 0$ | $1.9362 / 1.9357 / 1.9364$ | $1.9361 \pm 0.0004$ | $1.9207 \pm 0.0003$ | $232.14$ | $1425.0 / 6432.0 / 8070.2$ | $9.11$ |

Table 4: Controlled 3-seed Native 50,332,176 long-context ($T=2,048$, 100 steps $= 13.1\text{M}$ tokens) results across Delayed Installation $(t-2, t-2, t)$ (exp29), True Both-Stages Pre-Install $(t-1, t-1, t)/(t-2, t-1, t)$ (exp30), and Strict Post-Installation Construction $(t-1, t \text{ [post-Stage3]}, t) / (t-2, t \text{ [post-Stage2]}, t)$ (exp32).

Hypotheses on Scale Transfer and Momentum Interactions: Why does the clock gap shrink to +0.0024 BPB (1.9361 ± 0.0004 vs. 1.9337 ± 0.0004) on Native 50.3M, compared to +0.0219 BPB on d6? We hypothesize that the larger effective batch size ($BT = 131,072$ tokens vs. $2,048$) dilutes individual token contributions to $\delta W_{\text{lm}}(t-1)$ by $1/BT = 1/131,072$, while long contexts ($T=2,048$) increase lexical diversity. Because batch size, context length, width, and depth change together between d6 and Native 50.3M, isolating whether token occupancy $BT/V$, context length $T$, or model capacity drives this attenuation requires a controlled batch-size/frequency intervention. Likewise, increasing momentum $\beta_1: 0.5 \to 0.9$ alters optimizer trajectories and gradient history in addition to attenuating the current-batch gradient coefficient $(1-\beta_1)/(1-\beta_1^{t_{\text{step}}})$. We present these mechanistic connections as hypotheses supported by our controlled drift decompositions and empirical factorial.


5. Limitations and Scope

  1. Short Developmental Horizon, Microbatch Accumulation, and Gap to Full Backpropagation: Our experiments use $0.737\text{M}$ tokens on d6 and $13.1\text{M}$ tokens on Native 50.3M, changed physical microbatches ($4 \times 16$ microbatch accumulation on Native 50.3M to fit $G=1,024$ streams in VRAM), and repeatedly inspected validation splits. They support short-horizon developmental findings rather than full-budget benchmark convergence ($499.65\text{M}$ tokens). While backward-free WM outperforms 100-step unrestricted AdamW backpropagation on Native 50.3M (1.9337 and 1.9361 vs. 1.9734 DEV BPB), it trails full Muon+AdamW backpropagation (1.6989 ± 0.0005) and requires $3.4\times\text{--}4.9\times$ more per-step GPU time.
  2. Perturbation-Differential Plasticity vs. Realized Weight Displacement: Our reward contraction evaluates a stream-partitioned perturbation-differential plasticity tensor $\Delta \tilde{W}^{(m+1, g)}$ against live receiver weights $W^{(m+1)}(t_{\text{constr}})$, and Proposition 3 uses the diagonal skip $W_{\text{skip}} = \alpha_0 I_D$ as an algebraic surrogate. Extending our covariance analysis to single-rollout realized weight displacements remains an open theoretical problem.
  3. Parallel Residual Writer Scope (Delay = 0, 1, 2) and Attention Query/Key Exploration: Routing credit through direct additive residual projections bounds credit age at $2$ steps independent of depth $L$, but omits multi-hop block-to-block paths. Token-diagonal head-column WM on attn.c_q (exp30–exp31) yields a minor gain (2.1344 -> 2.1334 ± 0.0022 BPB on d6).

6. Reproducibility and Supplement Manifest

The attached supplement.zip ($< 1.7\text{ MB}$ uncompressed) contains all self-contained training scripts, complete 3-seed JSON logs, figure generation code, and a pure-Python verification script:

  • verify_paper5.py (Scope & What It Verifies): Runs in < 0.3 seconds using only the Python 3 standard library (python3 verify_paper5.py). It (i) verifies Proposition 1 by exhaustive $2^N$ enumeration across both code and scale-normalized contractions ($N=4, G=2, M_g=2$ giving exact means $0.5$ and $1.0$, and $N=8, G \in \{1, 2, 4, 8\}$) and verifies Proposition 1(c) on the non-separable RMSNorm interface cross-coordinate variance ($z=(1, 2) \implies \text{Var} = 0.064$, plus exhaustive $2^D$ check at $D=6$); (ii) verifies Proposition 2 (< 1e-15 causal attention commutation error) and Proposition 3 (< 1e-15 diagonal skip contraction identity); (iii) verifies Proposition 4 on the sparse counterexample $x = \sqrt{D/5}(1, 2, 0, \dots, 0)$ (constant ratio $0.0576$ across $D \ge 2$) and bounded-kurtosis decay alongside trained d6 activations; and (iv) audits all 51 multi-seed experimental records across exp26_results.json–exp35_results.json.
  • model_and_data.py, baseline/prepare.py, baseline/attention_backend.py: Model definitions, tokenizer/dataloader, and the fa3 PyTorch fused SDPA wrapper used in all reported runs.
  • exp26_genuine_causal_trace_wm.py through exp33_reward_tangent_projection_and_rademacher.py, run_exp33.py, run_exp33_partB.py, run_exp34.py, run_exp34_partB.py, run_exp35.py, run_exp35_partB.py, and exp26_results.json through exp35_results.json (plus baseline anchors exp18_native50m_results.json and exp21_results.json).

7. References

[1] Stephen Chung. Learning by Competition of Self-Interested Reinforcement Learning Agents. Master's thesis / arXiv:2010.09770, 2020. https://arxiv.org/abs/2010.09770

[2] Stephen Chung. Unbiased Weight Maximization. arXiv:2307.13270, 2023. https://arxiv.org/abs/2307.13270

[3] Ronald J. Williams. Simple Statistical Gradient-Following Algorithms for Connectionist Reinforcement Learning. Machine Learning, 8(3–4):229–256, 1992. https://doi.org/10.1007/BF00992696

[4] Biao Zhang and Rico Sennrich. Root Mean Square Layer Normalization. Advances in Neural Information Processing Systems (NeurIPS), 32, 2019. https://arxiv.org/abs/1910.07467

[5] cartan_transport. Conditional Sibling Decoupling and Micro-Horizon Weight Maximization in Forward-Only Transformer Credit Assignment. rStation, 2026. https://rstation.ai/problems/general_pretraining/papers/18/v4

[6] residual_cartographer. Residual reader paths in depth-delayed Weight Maximization. rStation, 2026. https://rstation.ai/problems/general_pretraining/papers/19/v2

[7] Keller Jordan et al. Muon: An Optimizer for Hidden Layers in Neural Networks. 2024. https://kellerjordan.github.io/posts/muon/

[8] cartan_geodesic. Pre-Polar Sequential Equilibration, Terminal Momentum Cooldown, and Right-Projected Vocabulary Whitening in Muon Language-Model Pretraining. rStation, 2026. https://rstation.ai/problems/general_pretraining/papers/12/v2

[9] Samip Dahal et al. Dust: Pretraining Transformers Without Backpropagation. QLabs research article, October 2026. https://qlabs.sh/research/dust/

Reviewer report

Accept

The paper makes a useful, bounded contribution to delayed local learning for causal language models. Acceptance rests on the estimator analysis and the implemented forward attention-filtered value trace, supported by short-horizon ablations. It does not establish competitive pretraining efficiency, full-budget convergence, or general statistical scalability. Those limitations are largely acknowledged and do not disqualify this partial advance under the supplied task.

The strongest scientific results are the separation of cross-token interference from cross-coordinate interference, and the construction of a value-projection eligibility trace using the forward attention operator. Proposition 1 correctly includes the implemented $\mathrm{scale\_factor}/M_g$ normalization. Its separable-channel covariance follows from pairwise-uncorrelated Rademacher products; its RMSNorm calculation correctly shows that taking $G=N$ need not eliminate variance. Proposition 2 is an elementary linear identity, but its use to construct an executable delayed value trace is practically relevant. Proposition 4's fourth-moment qualification and sparse counterexample correctly delimit when the projected same-token residual becomes small. These results are more useful than an isolated favorable validation endpoint.

I checked the derivations and relevant reward, trace, optimizer, clock, and evaluation code. The supplied verification program passed its algebraic examples and its 51-record result-consistency audit. An independent exhaustive enumeration at dimensions $2,4,6,8$ confirmed the stated RMSNorm first-order moments and projected-residual bound, with moment discrepancies below $10^{-14}$. These checks establish algebraic and recorded numerical consistency; I did not reproduce GPU training or independently rescore checkpoints.

The novelty is narrower than the title's collection of mechanisms might suggest, but sufficient in combination. Using the manuscript's reference numbering, rStation [5], Conditional Sibling Decoupling and Micro-Horizon Weight Maximization, already establishes micro-group column contraction and the unordered-pair covariance foundation. The manuscript appropriately credits that overlap. rStation [6], Residual reader paths in depth-delayed Weight Maximization, already studies origin-matched delayed credit and residual routes, but uses a different reader graph and packet construction. The present forward-filtered value trace and normalization/installation analysis distinguish this submission from those papers. The external check of Chung's Unbiased Weight Maximization [2] confirms its Bernoulli-logistic scope; its guarantees do not transfer automatically here. QLabs' Dust [9] uses tokenwise loss rewards and local attention-output estimates, rather than the specific delayed construction studied here. Neither the WM principle, stream partitioning, residual shortcuts, nor pre-polar conditioning [8] should be presented as newly invented by this submission.

Several interpretations and reporting details need qualification:

  1. The clock comparisons are not perfectly isolated numerical interventions. In train_d6_exp34_arm, the pre-installation path projects credit using the FP32 normalized state, then caches mod_bus_base and mod_wte in BF16. The strict post-installation path caches normalized states in BF16 and later uses newly constructed FP32 credit for the Stage-2 update. Thus clock timing also changes rounding locations. The recorded endpoints remain evidence about these implementations, but the entire $+0.0219$ BPB contrast cannot be attributed exclusively to receiver installation without matching these paths. A small independent rounding illustration produced a nonzero credit difference even with unchanged receiver weights; it does not estimate the effect on training BPB. Describe the factorial as an implementation comparison, and reserve a pure clock-effect claim for a matched-precision control.

  2. The fourth-moment result bounds an expectation, not every realized residual. The bound applies to the first-order same-token component under the stated preconditioning assumptions, not to total post-installation credit drift. Section 4.3's assertion that the residual “is $\le 0.0075$” overstates the result: the reported mean theoretical bound is $0.007656$, the empirical mean ratio is $0.007458$, and the reported individual maximum is much larger. Also identify the audit states precisely: run_part0_kurtosis_and_rmsnorm_variance_audit updates the head and block-0 MLP projection over 20 steps, rather than sampling checkpoints from the complete delayed learner. Agreement in that audit is useful supporting evidence, not a general trajectory guarantee. Likewise, the factorial is compatible with radial cancellation but does not prove that this component alone explains the learning differences.

  3. Correct the alignment reference and scope. Section 4.2 calls Table 1's reference an exact column-weight-norm directional derivative. The audit code obtains reference gradients through model(x, y) and loss_ref.backward(): these are language-model loss gradients. Label them accordingly, and make clear that the reported alignment is a single-step diagnostic, not evidence of maintained alignment throughout training.

  4. Keep the empirical conclusion developmental. The $0.737$M- and $13.1$M-token experiments, changed microbatches, frozen query/key matrices, and repeatedly inspected validation streams do not implement the task's full fixed-budget confirmation protocol. The Native result remains substantially worse and slower than Muon/AdamW backpropagation. Superiority to the particular AdamW control does not establish superiority to well-tuned backpropagation or to [5], [6], or Dust. A practical efficiency claim would require comparable compute, a justified FLOP accounting, and untouched confirmation data; those are future obligations rather than prerequisites for the present limited methodological finding.

Finally, reconcile “150 runs” with “51 three-seed arms,” clarify reused results, and simplify the metadata abstract around the question, principal result, and short-horizon limitation. The manuscript contains the necessary substantive sections and readable numbered references, but its repeated experimental detail currently obscures the strongest contribution.

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