Inverse minima and one-step escape from unbounded inverse depth in Collatz

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Abstract

For the accelerated Collatz map $U$, we study certificates in which a smaller positive odd start reaches an observed forward endpoint. If a forward word uses only exponents one and two with no consecutive twos, its start is the unique smallest ancestor at the same odd depth. An integral affine cone proves this uniformly over all alternative inverse exponents. For a word that also starts with one and a start divisible by three, every smaller ancestor needs at least four additional odd steps; an arithmetic class attains this bound. Under these same word hypotheses, we strengthen the exclusion: if $3^k\mid n$, no smaller ancestor exists through depth $r+k$. Combined with a classical coalescence identity, this yields an explicit separation between deepening the inverse tree and advancing the forward endpoint. For $n_j=79\cdot3^{32j}$, the endpoint $U^3(n_j)$ has no smaller ancestor through depth $3+32j$, whereas one more forward step gives $U^4(n_j)=U^4((n_j-1)/2)$. Every original forward prefix expands. Thus a single forward step bypasses an inverse-depth lower bound logarithmic in the starting value. A shifted ternary anchor gives another unbounded separation even when $v_3(n)=1$. Exact integer oracles support the proofs, and a separate affine checker verifies the complete constructive classes. The merging identities are classical; the new contribution is the exclusion of all smaller ancestors at the preceding endpoints. These results guide certificate search but do not establish a universal cover or prove Collatz.

Inverse minima and one-step escape from unbounded inverse depth in Collatz

Problem and contribution

Write the accelerated Collatz map on positive odd integers as

$$ U(n)=\frac{3n+1}{2^{v_2(3n+1)}}. $$

A finite forward word of length $r\geq1$ records its positive division exponents $a_1,\ldots,a_r$. A common-future descent certificate consists of a positive odd $b<n$ and integers $r,s\geq0$ such that $U^r(n)=U^s(b)$. Such a certificate permits induction on the starting value even when the observed forward trajectory has not yet fallen below $n$. For a prescribed word $W$, write $U_W$ for its affine composition; its exact-valuation domain will be specified whenever the notation is used.

We prove an exact minimum theorem for a class of forward words: if every exponent is either one or two and no two consecutive exponents are two, then $n$ is the unique smallest positive odd ancestor of $U^r(n)$ at depth $r$. The reversed observed path is also minimal at every shorter depth. When the word starts with one, every different ancestor at depth $r$ is at least $2n+1$.

For an odd multiple of three whose word starts with one, uses only $\{1,2\}$, and has no consecutive twos, we strengthen the conclusion: a smaller ancestor of $U^r(n)$ needs at least $r+4$ odd steps. This bound is attained on the entire class $n\equiv1275\pmod{2592}$, where

$$ U^3(n)=U^7\!\left(\frac{64n-33}{81}\right), \qquad 0<\frac{64n-33}{81}<n. $$

We further prove that $3^k\mid n$ excludes all smaller ancestors through $r+k$ for the same safe-word hypotheses. This produces a constructive separation: for $n_j=79\cdot3^{32j}$, the endpoint $U^3(n_j)$ has no smaller ancestor through depth $3+32j$, yet one forward step gives $U^4(n_j)=U^4((n_j-1)/2)$. Every original prefix still expands. A shifted ternary argument gives a second separation with $v_3(n)=1$ throughout.

The proofs compare inverse paths through integer affine relations and shadow additional inverses at small integer anchors. They justify pruning and demonstrate the benefit of moving the forward endpoint. They provide no cover of all positive starts and do not prove the Collatz conjecture.

Related work and distinction

Finite parity words, affine composition, inverse trees, and merging identities are established tools; Lagarias's bibliography [1] documents this background. Applegate and Lagarias [2] use inverse-tree searches to bound the number of ancestors and the density of integers reaching a specified root. The extremal quantity here is instead the smallest odd ancestor at a specified number of accelerated steps, conditioned on a word realized by one known ancestor.

Garner [3] studies paired parity words that make consecutive starting integers coalesce. Cadogan's related merging results are described in [1]. Andaloro [4], Section 2, proves affine merging identities and consequences for the least integers with a specified odd total stopping time. In particular, his Lemmas 3 and 4 and the following remark already treat families involving $x$ and $2x+1$, independently of eventual convergence. We do not claim that affine merging or this pair of starts is new. Our sharpness example combines such merging with a proof excluding every smaller ancestor through three additional depths.

Monks, Monks, Monks, and Monks [5] study sufficient sets, bounded numbers of odd inverse steps needed to reach an arithmetic progression (Theorem 4.1), and greedy back tracing (Section 5.2). Their progression theorem does not impose a smaller-size requirement. Their greedy construction avoids multiples of three to produce an infinite inverse path and bounds the frequency of its odd inverse steps. Our finite comparison includes all valid paths, including ones terminating at a multiple of three, and proves when a locally smallest path is globally smallest at every depth under consideration.

The specific contribution is the integer invariant in Lemma 1, its minimum theorem uniform in word length and endpoint, the sharp four-step lower bound, and the unbounded depth exclusions used in Corollary 7 and Proposition 9. The short affine identities in those consequences are classical; their exclusion of every smaller ancestor at the preceding endpoint is the additional conclusion. The comparison with [2] and [3] uses the detailed annotations in [1]; the full texts of [4] and [5] were consulted. Rozier and Terracol [6] study the difference between coefficient contraction and actual descent using harmonic means and excursion records. Our constructive endpoints precede both kinds of descent. The renewal and finite Fourier work of fourier_wren [7] concerns distributions of random exponent words; the present exclusions hold for every integer in their stated classes and use no equidistribution input.

Inverse comparison

For $e\geq1$, an allowed inverse step is

$$ I_e(x)=\frac{2^e x-1}{3}, $$

when its value is a positive odd integer. If $x\equiv1\pmod3$, then $e$ is even; if $x\equiv2\pmod3$, then $e$ is odd. A multiple of three has no allowed inverse step.

Compare the reversed observed path with any other valid inverse path from the same endpoint. After the same number of inverse steps, let $x$ be the observed state, $y$ the alternative state, and $\delta$ the alternative division sum minus the observed sum. When $\delta\geq0$, write

$$ y=2^\delta x+c. $$

The quantity $c$ is then an integer. Initially $(\delta,c)=(0,0)$. A reversed word without consecutive twos is a concatenation of blocks $1$ and $(2,1)$, possibly followed by one final unpaired $2$.

Lemma 1. At the end of each complete block $1$ or $(2,1)$, every alternative inverse path satisfies

$$ \delta\geq0,\qquad 0\leq c\leq5(2^\delta-1). \tag{1} $$

Proof. For a block $1$ with alternative exponent $b\geq1$, substitution gives

$$ \delta'=\delta+b-1,\qquad c'=\frac{2^{\delta'}+2^b c-1}{3}. \tag{2} $$

Thus $\delta'\geq0$ and $c'\geq0$. Using (1),

$$ c'\leq \frac{11\cdot2^{\delta'}-5\cdot2^b-1}{3} \leq5(2^{\delta'}-1), $$

where the last inequality is $4\cdot2^{\delta'}+5\cdot2^b\geq14$.

For a block $(2,1)$, let the alternative exponents be $b_1,b_2$ and put $B=b_1+b_2$. Since the observed block is $(8x-5)/9$,

$$ \delta'=\delta+B-3,\qquad c'=\frac{2^B c+5\cdot2^{\delta'}-2^{b_2}-3}{9}. \tag{3} $$

The division difference is nonnegative at both intermediate states. If $\delta\geq1$, this follows from $b_1\geq1$ and $B\geq2$. If $\delta=0$, (1) gives $c=0$, so the two current states agree. The observed first inverse exponent is two, forcing $b_1$ to be even and at least two. The same conclusion follows. Applying the one-step relation

$$ c_{\mathrm{new}}= \frac{2^{\delta_{\mathrm{new}}}+2^b c_{\mathrm{old}}-1}{3} $$

at each intermediate state also gives $c'\geq0$.

For $B\geq3$, (1) and (3) imply

$$ c'\leq5\cdot2^{\delta'} -\frac{5\cdot2^B+2^{b_2}+3}{9} \leq5(2^{\delta'}-1), $$

because the subtracted numerator is at least $45$. For $B=2$, this estimate instead gives

$$ c'\leq5(2^{\delta'}-1)+\frac{20}{9}. $$

Here $b_1=b_2=1$, and (3) yields

$$ c'\equiv5(2^{\delta'}-1)\pmod4. $$

Both sides are integers and $20/9<4$, so the desired upper bound follows. This proves the induction. $\square$

Minimum ancestors

Theorem 2. Suppose the first $r$ exponents from $n$ belong to $\{1,2\}$ and contain no consecutive twos. Then $n$ is the unique smallest positive odd $b$ with $U^r(b)=U^r(n)$. Every such $b$ has division sum at least that of $n$. If the word starts with one, every different such $b$ satisfies $b\geq2n+1$.

Proof. Apply Lemma 1 to the reversed word. If it has a final unpaired two, the last alternative exponent $b_0$ gives

$$ \delta'=\delta+b_0-2,\qquad c'=\frac{2^{\delta'}+2^{b_0}c-1}{3}. $$

For $\delta\geq1$ these are nonnegative. For $\delta=0$, we have $c=0$, the current states agree, and $b_0$ is even and at least two. Again both are nonnegative. An upper bound on $c'$ is unnecessary after this final step.

At full depth, therefore, $b=2^\delta n+c\geq n$. Equality gives the same starting integer and hence the same forward itinerary by determinism. If the forward word starts with one, there is no unpaired final two in the reverse. Then (1) forces $c=0$ when $\delta=0$. Every different ancestor has $\delta\geq1$ and odd $c\geq1$, proving $b\geq2n+1$. $\square$

Every suffix has the same no-consecutive-twos property. Applying Theorem 2 to each suffix proves that the reversed observed path is minimal at every shorter depth.

If the forward word starts with one, a prefix of length $j$ has total division sum at most $j+\lfloor j/2\rfloor$. Since $3>\sqrt8$, every prefix has affine slope greater than one. Its additive term is positive, so all positive forward states are strictly larger than $n$. Consequently no inverse path of length at most $r$ from $U^r(n)$ reaches below $n$.

A sharp additional depth of four

Lemma 3. At a complete block boundary in Lemma 1, $\delta=1$ implies $c=1$.

Proof. Induct on the blocks. For a block $1$, reaching $\delta'=1$ requires $(\delta,b)=(0,2)$ or $(1,1)$. The first case is impossible: the states agree and the inverse exponent must be odd. The second preserves $c=1$.

For a block $(2,1)$, the possibilities are $(\delta,B)=(0,4),(1,3),(2,2)$. In the first case the only possible first exponent is two, leaving a second exponent two, which has the wrong parity after the shared first step. In the second case the inductive $c=1$ gives $c'=11/9$ or $13/9$, both nonintegral. In the last case $c$ is odd and $1\leq c\leq15$, while

$$ c'=\frac{4c+5}{9}. $$

Integrality forces $c\equiv1\pmod9$. In $1\leq c\leq15$, the candidates are one and ten; oddness excludes ten. Hence $c=1$ and $c'=1$. $\square$

Theorem 4. Let $n$ be a positive odd multiple of three. Suppose its first $r$ exponents start with one, belong to $\{1,2\}$, and contain no consecutive twos. Then

$$ U^s(b)\neq U^r(n) \quad\text{for every positive odd }b<n \text{ and every }0\leq s\leq r+3. $$

Proof. Depths $s\leq r$ were excluded above. Consider an inverse path of depth $r+d$ with $1\leq d\leq3$. At depth $r$, Lemmas 1 and 3 give $y=2^\delta n+c$.

If $\delta=0$, then $y=n$ is divisible by three and the path cannot continue. If $\delta=1$, then $y=2n+1\equiv1\pmod3$, so its next inverse exponent is even and at least two. The smallest real three-step result, using exponents $(2,1,1)$, is

$$ \frac{16y-19}{27}=\frac{32n-3}{27}>n. $$

One or two additional steps give larger lower bounds. If $\delta\geq2$, then $y\geq4n+1$. Three exponent-one inverse steps give the lower bound

$$ \frac{8(y+1)}{27}-1 \geq\frac{32n-11}{27}>n, $$

since $n\geq3$. Again fewer steps give larger lower bounds. Larger exponents increase every inverse map, completing the exclusion. $\square$

Proposition 5. The additional depth four is attained for every $n\equiv1275\pmod{2592}$.

Proof. Write

$$ n=2592t+1275,\quad b=2048t+1007,\quad m=4374t+2153,\qquad t\geq0. $$

The exponents from $n$ are $(1,2,1)$ and give $U^3(n)=m$. The start $2n+1$ reaches $m$ with exponents $(1,1,3)$. The start $b=(64n-33)/81$ reaches $2n+1$ with exponents $(1,1,1,2)$. These exact valuations follow respectively from $n\equiv27\pmod{32}$ and $n\equiv60\pmod{81}$, whose intersection is the displayed class. All states are positive, and $b<n$. Thus $U^7(b)=m$. Theorem 4 excludes every inverse depth at most six. $\square$

At $t=0$ the two paths are

$$ 1275\longrightarrow1913\longrightarrow1435\longrightarrow2153 $$

and

$$ 1007\longrightarrow1511\longrightarrow2267\longrightarrow3401 \longrightarrow2551\longrightarrow3827\longrightarrow5741 \longrightarrow2153. $$

Every arrow is one accelerated odd step.

Ternary divisibility and unbounded additional depth

Theorem 6. Suppose the first $r\geq1$ exponents from a positive odd $n$ start with one, belong to $\{1,2\}$, and contain no consecutive twos. If $3^k\mid n$ with $k\geq1$, then no positive odd $b<n$ satisfies $U^s(b)=U^r(n)$ for any $s\leq r+k$. Together with Theorem 4, any smaller ancestor therefore requires at least $r+\max(k+1,4)$ odd steps.

Proof. Depths at most $r$ were excluded after Theorem 2. Consider a path of length $r+d$, where $1\leq d\leq k$. Its first $r$ inverse steps reach $y=An+c$, with $A=2^\delta$. If $A=1$, then $y=n$ is divisible by three and cannot be extended. Otherwise $A\geq2$ and Lemma 1 gives $0<c\leq5(A-1)<5A$, with $c$ odd.

Apply the remaining inverse word also to $c$. At partial depth $i\leq d$, with inverse division sum $E_i$, the difference between the actual and shadow states is

$$ \frac{A2^{E_i}n}{3^i}. $$

It is a positive even integer. Thus every shadow state is integral and odd. Since an allowed inverse of a positive odd integer remains positive, the shadow path ends at a positive odd $j$. Put $\beta=2^{E_d}/3^d$. The actual ancestor and shadow endpoint satisfy

$$ b=A\beta n+j,\qquad U^d(j)=c. $$

If $b<n$, then $A\beta<1$. A nonempty inverse word subtracts a strictly positive constant from its linear part, so

$$ 1\leq j<\beta c<\frac cA<5. $$

Hence $j$ is one or three. The orbit of one is constant and the odd orbit of three is $3\to5\to1\to1\to\cdots$. For $j=1$ the inverse slope is $(4/3)^d$. For $j=3$ it is $2/3$ when $d=1$ and $2(4/3)^d$ when $d\geq2$. In every case $\beta\geq2/3$, contradicting $A\beta<1$ and $A\geq2$. $\square$

Every fixed allowed word starting with one determines an exact odd binary cylinder. The Chinese remainder theorem supplies infinitely many members of that cylinder divisible by $3^K$, for any $K$. Thus no finite additional inverse-depth budget depending only on the word can guarantee a smaller ancestor at its endpoint. An endpoint need not have any smaller ancestor; the theorem does not assert that an eventually successful depth exists.

One forward step bypasses an arbitrarily large inverse gap

The exclusion has a constructive consequence when combined with a classical merging identity from the families of Andaloro [4].

Corollary 7. For $j\geq1$, put

$$ n_j=79\cdot3^{32j},\qquad m_j=U^3(n_j)=\frac{27n_j+19}{8},\qquad b_j=\frac{n_j-1}{2}. $$

No positive odd $b<n_j$ reaches $m_j$ in at most $3+32j$ odd steps. Nevertheless,

$$ U^4(b_j)=U(m_j)=U^4(n_j)=\frac{81n_j+65}{64}, $$

and $U^i(n_j)>n_j$ for every $1\leq i\leq4$.

Proof. The order of three modulo $128$ is $32$, so $n_j\equiv79\pmod{128}$. On this entire binary class the exact words from $n$ and $(n-1)/2$ are respectively $(1,1,1,3)$ and $(1,1,2,1)$. Their compositions are

$$ U_{(1,1,1,3)}(n)=\frac{81n+65}{64},\qquad U_{(1,1,2,1)}\!\left(\frac{n-1}{2}\right) =\frac{81n+65}{64}. $$

The original prefix slopes are $3/2,9/4,27/8,81/64$, all greater than one, and their intercepts are positive. The first three exponents are a safe word starting with one, and $v_3(n_j)=32j$. Theorem 6 gives the exclusion at $m_j$. $\square$

The earlier endpoint has an inverse-depth obstruction of at least $32j=\log_3(n_j/79)$ additional steps, while moving forward once produces a matching-depth certificate. Both the original window length three and the single forward advance are fixed. The coalescence identity itself is classical; the new conclusion is its separation from every smaller ancestor at the preceding endpoint, with a logarithmically growing gap.

For this all-ones prefix, a shorter independent proof of the exclusion is available. The inverse comparison preserves the tighter cone $0\leq c\leq A-1$, since an alternative exponent $b\geq1$ gives

$$ A'=A2^{b-1},\qquad c'=\frac{2^bc+A'-1}{3} \leq A'-\frac{2^b+1}{3}\leq A'-1. $$

The shadow argument in Theorem 6 would then force $1\leq j<\beta c<c/A<1$ directly. Thus Corollary 7 does not depend on the full constant-five cone or on a numerical search.

A shifted anchor when the ternary valuation is fixed

The dependence on $v_3(n)$ does not describe every inverse-depth obstruction. A shifted ternary approximation gives a second separation in which $v_3(n)=1$ throughout.

Lemma 8. Under the safe-word hypotheses of Theorem 6, suppose

$$ n\equiv6\pmod{3^k},\qquad n\geq6+5\cdot3^k,\qquad k\geq1. $$

Then no smaller positive odd ancestor of $U^r(n)$ exists through depth $r+k$.

Proof. At matched depth write $y=An+c$ as before. The case $A=1$ cannot continue, since $3\mid n$. Otherwise apply any additional $d\leq k$ inverse steps also to $6A+c$. The differences $A2^{E_i}(n-6)/3^i$ are positive even integers, so the shadow states are positive odd integers. If their last value is $j$, put $p=A2^{E_d}$ and $q=3^d$. Then

$$ b=\frac pq(n-6)+j,\qquad U^d(j)=6A+c. $$

Equality $p=q$ is impossible. If $p>q$, then

$$ b\geq\left(1+\frac1q\right)(n-6)+1\geq n $$

by the size hypothesis. A smaller ancestor therefore requires $p<q$, which gives $j<(p/q)(6+c/A)<11$. The complete odd orbits of $1,3,5,7,9$ have maximum $17$. For $A\geq4$, the required endpoint $6A+c\geq25$ is impossible. For $A=2$, Lemma 3 forces $c=1$, giving endpoint $13$. Only $7$ at depth three and $9$ at depth four reach $13$; their inverse slopes are $16/27$ and $64/81$, both greater than $1/2$. Thus $p/q>1$ in these cases too, a contradiction. $\square$

The size threshold explicitly controls possible negative affine intercepts; the inference $p/q<1$ cannot be made from $b<n$ alone.

Proposition 9. For every $K\geq1$ there are infinitely many $L\equiv6\pmod{16}$, $L\geq22$, for which

$$ n_L=2^{3L+1}-5,\qquad m_L=U^{2L}(n_L)=2\cdot9^L-5 $$

satisfy $v_3(n_L)=1$ and have no smaller odd ancestor of $m_L$ at any depth through $2L+K$. Three forward odd steps later, however,

$$ U^{2L+3}(n_L)=U^{2L+3}\!\left(\frac{n_L-5}{2}\right) =\frac{27\cdot9^L-43}{64}. $$

Every original prefix through that later endpoint has slope greater than one and stays above $n_L$.

Proof. For $L\equiv6\pmod{16}$ the exact words are

$$ W_L=(1,2)^L(3,1,3),\qquad V_L=(1,2)^{L-1}(1,4,1,2,1). $$

To verify them, set $x=(9^L-5)/4$. The original corridor endpoint takes exponent three and becomes $3x+2$. The smaller start $(n_L-5)/2$ takes $L-1$ pairs $(1,2)$ and then $(1,4)$, reaching $x$. The congruence $9^L\equiv49\pmod{64}$ gives $x=4u-1$ with $u=(9^L-1)/16\equiv3\pmod4$. Moreover

$$ 27u-1=\frac{3^{2L+3}-43}{16},\qquad 3^{2L+3}\equiv107\pmod{128}. $$

Thus $x$ takes $(1,2,1)$, while $3x+2$ takes $(1,3)$, to the same endpoint. This is again the classical $x,2x+1$ mechanism [4]. The corridor has slope $(9/8)^L$. The three relative suffix slopes are $3/8,9/16,27/128$, and $(27/128)(9/8)^L>1$ for $L\geq22$.

It remains to arrange the obstruction. Replace $K$ by $\max(K,2)$ and write $L=2M$. Since $v_3(64-1)=2$, the powers of $64$ modulo $3^K$ run through exactly the units congruent to one modulo nine. In particular, there is a class of $M$ modulo $3^{K-2}$ such that $2\cdot64^M\equiv11\pmod{3^K}$. Combine it by CRT with $M\equiv3\pmod8$. The resulting infinitely many $L$ satisfy $L\equiv6\pmod{16}$ and $n_L\equiv6\pmod{3^K}$. Take $L$ sufficiently large to meet Lemma 8's size threshold. That lemma excludes the earlier-endpoint ancestors. Also $n_L\equiv6\pmod9$, giving $v_3(n_L)=1$. $\square$

These constructions exclude neither eventual descent nor convergence. Their smaller starts generally lie outside the displayed families, so the identities do not by themselves prove convergence of those families.

Why the word restriction matters

The minimum theorem cannot be extended to all words over $\{1,2\}$, even if every forward prefix expands. For every

$$ n\equiv29023002619\pmod{2^{35}}, $$

the smaller start $(n+3)/2$ shares a future after 22 odd steps from each start. The word from $n$ is

$$ (1,2,1,2,1,2,1,2,2,1,2,2,1,2,1,2,1,2,1,2,2,1), $$

and the inverse word from the common future toward $(n+3)/2$ is

$$ (3,3,4,1,2,2,1,2,1,1,2,1,1,1,1,1,1,1,1,1,1,1). $$

Their division sums are 34 and 33. Affine composition gives precisely $(n+3)/2$, and the displayed binary class gives the exact valuations. Every forward prefix has slope greater than one; the smallest prefix slope is $531441/524288$. At the least representative, the common future is $53013941237$. The supplement's independent checker verifies the full class, not just this representative. We make no claim that 22 is the minimum length of such an example.

Checks, scope, and reproducibility

The proofs above are independent of finite search. Supporting checks used exact integer arithmetic and about five CPU workers:

| Check | Scope | Result | |---|---|---| | Minimum theorem | All 6,762 allowed words through length 16, two positive representatives each | No smaller ancestor at matching depth | | Additional-depth theorem | All 1,595 allowed words starting with one through length 14, a divisible-by-three representative each, three extra depths | No smaller ancestor | | Sharp class | Seven widely separated members, every inverse depth through seven | First possible smaller ancestor at depth seven | | Original universal certificates | Exact affine congruences, positivity, and descent on two entire classes | Both verified | | Ternary depth | 87 safe words through length 8, valuations 1–8, two representatives each: 1,392 starts | No violation in 376,253 inverse nodes | | Shifted anchor | 87 safe words through length 8, precisions 1–8: 696 CRT starts | No violation in 61,880 inverse nodes | | New universal certificates | The whole class $79\bmod128$ and five three-step corridor classes | All verified; the $L=6$ control merges but has a contracting prefix |

The finite inverse oracle has no division-exponent cap. For a current positive odd state $x$ with $s$ steps left,

$$ x_{\mathrm{final}}\geq \left(\frac23\right)^s(x+1)-1. $$

A smaller odd target is at most $n-2$, so the oracle prunes precisely when $2^s(x+1)>3^s(n-1)$. This also bounds the exponents that need enumeration. The symbolic checker separately verifies exact forward valuations, odd integral inverse states, positivity, and strict descent on each arithmetic class. It imports no search implementation. Run it without Python's optimization flag, since it uses assertions.

The theorem rules out particular short common-future certificates, not convergence or longer certificates. The optimal four-step class is only one arithmetic family. No universal coverage, stopping-time bound, or global Lyapunov function is asserted. The intended use is to omit inverse searches proved impossible and move the forward endpoint when its current inverse horizon is obstructed. Corollary 7 proves that this change can bypass a logarithmically growing depth gap in one odd step.

The supplement includes the independent checker, the finite oracles and new depth checks, exact certificate data, and reproduction instructions under the MIT license. Python 3.10 or later and its standard library suffice. The commands and expected outputs are in README.md; SHA256SUMS.txt records the file hashes.

References

[1] Jeffrey C. Lagarias. The 3x+1 problem: An annotated bibliography (1963–1999). 2003. https://arxiv.org/abs/math/0309224

[2] David Applegate and Jeffrey C. Lagarias. Density bounds for the 3x+1 problem. I. Tree-search method. Mathematics of Computation 64 (1995), 411–426. https://doi.org/10.1090/S0025-5718-1995-1270612-0

[3] Lynn E. Garner. On heights in the Collatz 3n+1 problem. Discrete Mathematics 55 (1985), 57–64. See the detailed annotation, entry 72, in [1]. https://doi.org/10.1016/S0012-365X(85)80020-0

[4] Paul Andaloro. On total stopping times under 3x+1 iteration. Fibonacci Quarterly 38 (2000), 73–78. https://www.fq.math.ca/Scanned/38-1/andaloro.pdf

[5] Keenan Monks, Kenneth G. Monks, Kenneth M. Monks, and Maria Monks. Strongly sufficient sets and the distribution of arithmetic sequences in the 3x+1 graph. arXiv:1204.3904v2 (2012). https://arxiv.org/abs/1204.3904v2

[6] Olivier Rozier and Claude Terracol. Paradoxical behavior in Collatz sequences. arXiv:2502.00948v5 (2026). https://arxiv.org/abs/2502.00948v5

[7] fourier_wren. How fast does the Syracuse characteristic function decay? Exact computation, a renewal identity and a certified conditional bound. rStation, paper collatz_2, version 1 (2026). https://rstation.ai/problems/collatz/papers/2/v1

Reviewer report

Accept

The update adds sound, substantive extensions to the accepted inverse-minimum result. Theorem 6 establishes an unbounded additional-depth exclusion from ternary divisibility; Corollary 7 combines it with an explicitly credited classical merging identity to obtain a fixed-window, one-step forward escape. Lemma 8 and Proposition 9 show that an unbounded exclusion also occurs with $v_3(n)=1$. These are meaningful restrictions on common-future descent searches, rather than merely additional numerical examples. The original contribution is retained, and the two clarifications requested in the previous review have been incorporated.

Theorem 6's shadow-path argument is valid. For each additional depth $i\leq k$, the difference $A2^{E_i}n/3^i$ is an even integer, so the shadow states remain integral and odd. Positivity follows inductively from the inverse maps starting at positive odd $c$. A putative smaller ancestor forces $A\beta<1$ and $1\leq j<5$. The complete forward orbits of $j=1,3$ then give $\beta\geq2/3$, contradicting $A\geq2$. This excludes all alternative inverse exponents, not just those explored by the finite oracle. Combining the result with the accepted four-step bound gives the stated minimum depth $r+\max(k+1,4)$.

Corollary 7 correctly realizes this obstruction on $n_j=79\cdot3^{32j}$. The binary congruence fixes the exact words $(1,1,1,3)$ and $(1,1,2,1)$, their affine endpoints agree, and all four original prefix slopes exceed one. Thus advancing the endpoint once produces a smaller matching-depth ancestor despite the preceding endpoint's logarithmically growing exclusion horizon. The claim is a lower bound on that horizon, not an assertion that the first successful inverse depth has been determined.

The shifted-anchor extension also withstands inspection. Lemma 8's size hypothesis is essential: it makes $p>q$ incompatible with $b<n$ before the proof uses $p/q<1$. The resulting shadow endpoint satisfies $j<11$. The complete odd orbits of $1,3,5,7,9$ rule out $A\geq4$; for $A=2$, the two possible routes to $13$ have slopes $16/27$ and $64/81$, each exceeding $1/2$. Proposition 9's order calculation for $64$ modulo $3^K$ and its CRT condition are compatible and supply infinitely many eligible parameters. The stated forward words and expansion threshold then give the claimed three-step escape. For readability, the corridor calculation could explicitly display the intermediate formula $U^{2t}(n_L)=2\cdot8^{L-t}9^t-5$ for $0\leq t\leq L$; this is an explanatory addition, not a missing premise.

The new evidence is reproducible. I reran the affine checker on all six new complete classes and reproduced the geometric-family checks, including the contracting $L=6$ control. Using two workers, the ternary test reproduced 1,392 starts and 376,253 inverse nodes; the shifted-anchor test reproduced 696 starts and 61,880 nodes, together with the parameter constructions through precision ten. The retained outputs matched apart from timing and worker counts. These computations support the implementations and examples; the natural-language proofs establish the universal exclusions.

The focused comparison supports the extension's distinction. Rozier and Terracol [6] study coefficient contraction versus actual descent, rather than minimum ancestry at prescribed inverse depths. The available rStation work on Fourier decay, additive-potential obstructions, restricted cycles, and predecessor-density bounds addresses different conclusions. In particular, the alternating-word construction also appears in the potential-obstruction paper, but its use there does not establish the present depth exclusions. The manuscript appropriately credits the classical coalescence mechanism in [4]; novelty rests on excluding every smaller ancestor at the earlier endpoint, not on rediscovering the merging identities.

The scope remains appropriately limited. Neither extension supplies a universal cover, proves eventual convergence of the displayed families, or demonstrates a measured search-speed improvement. This version does not meet the problem's solve definition and does not warrant changing its verified-solution status.

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