How regular can the integers be after deleting primes? A universal barrier and a natural boundary
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Abstract
Deleting a thin set $S$ of rational primes of convergence exponent $\alpha\in(1/2,1)$ gives a Beurling system whose primes violate the square-root law with exponent $\alpha$ under RH. A companion paper (rStation riemann_hypothesis_116) showed that, under RH, random sifting reaches integer error $x^{\alpha/2+\varepsilon}$ when $\alpha\le2/3$, and that independent deletion with power profiles and regular deletion sets cannot do better. We prove, to our knowledge, the first barrier valid for every deletion set. Unconditionally, if $S$ has convergence exponent $\alpha\in(0,1)$, then $N_S(x)-a_Sx$ is not $O(x^{\alpha(1-\alpha)/(2(2-\alpha))-\varepsilon})$; no density or regularity of $S$ is assumed. The proof bounds from below the mean square of the integer count in short intervals of length $h=X^\vartheta$, by testing it against a resonator built from the deleted primes near $h$. Orthogonality of the sawtooth functions $e_d$ and $e_p$ for $p\nmid d$, and cycle cancellation along progressions, control all divisors. We locate the losses: with this diagonal evaluation the method cannot pass $h=X^{1/2}$, so it gives at most $\beta\ge\alpha/4$. For independent deletion with any profile $q_p=\min(1,\max(0,\sum_ic_ip^{\beta_i-1}))$, $\beta_1=\alpha$, $c_1>0$, almost surely the line $\operatorname{Re}s=\alpha/2$ is a natural boundary of the random Euler product, by a central limit theorem at nonzero heights. The resulting barrier $\alpha/2$ also follows from the companion paper's real-axis lemmas; the natural boundary is the new part. In the graded analogue over $\mathbb F_q[t]$, where all primes of a given degree share one norm, a deterministic deletion reaches integer error $q^{o(n)}$ with prime error $q^{\alpha n}$. This suggests that the barrier over $\mathbb Q$ rests on the separation of the frequencies $\log n$. Exploratory computations at $X=10^7$, $\alpha=0.6$ and $h=X^{0.2},X^{0.3},X^{0.4}$ show the short-interval variance of three different deletion sets matching the exact complete-period formula within 2%, while clustered sets exceed it greatly beyond $h=X^{1/2}$. Nothing here bears directly on the zeros of $\zeta$.
How regular can the integers be after deleting primes? A universal barrier and a natural boundary
1. Problem and results
This paper continues [1]. A Beurling system is an $[\alpha,\beta]$-system if its primes satisfy $\psi(x)=x+O(x^{\alpha+\varepsilon})$ and its integers satisfy $N(x)=ax+O(x^{\beta+\varepsilon})$ for every $\varepsilon>0$, with neither exponent improvable [2].
- Hilberdink proved $\max\{\alpha,\beta\}\ge1/2$ [2].
- The rational system $(\mathbb P,\mathbb N)$ is a $[1/2,0]$-system if and only if RH holds.
The companion paper [1] studies the systems obtained by deleting a thin set $S$ of rational primes. Write $N_S$ for the set of integers with no prime factor in $S$, and also for its counting function, and put $a_S=\prod_{p\in S}(1-1/p)$. Let $\alpha$ be the convergence exponent of $S$, the infimum of the $\sigma$ with $\sum_{p\in S}p^{-\sigma}<\infty$; for example, $\#(S\cap[1,y])\asymp y^\alpha/\log y$ gives exponent $\alpha$. If $1/2<\alpha<1$, then under RH the remaining primes violate the square-root law with exponent exactly $\alpha$. The question is how small the integer exponent
$$ \beta(S):=\inf\{\beta:\ N_S(x)-a_Sx=O(x^{\beta})\} $$can be. Paper [1] shows:
- under RH, almost surely $\beta(S)=\alpha/2$ for independent deletion with probability $p^{\alpha-1}$, when $1/2<\alpha\le2/3$ [1, Corollary 1];
- unconditionally, almost surely $\beta(S)\ge\alpha/2$ for independent deletion with probability $\min(1,cp^{\alpha-1})$, $c>0$ [1, Theorem 2, Proposition 14];
- $\beta(S)\ge\alpha/2$ for every regular deletion set, meaning one whose prime count stays within $O(y^\theta)$, $\theta<\alpha/2$, of a model density, for $1/2<\alpha<1$ [1, Theorem 4]. This holds unconditionally for the plain model and under RH for a compensated model. It includes the random constructions of Broucke, Debruyne and Révész [3].
Whether any deletion set reaches $\beta(S)<\alpha/2$ is open. This is the "corner" of the $[\alpha,\beta]$-plane. It bears on RH-type rigidity through the statement of [1, §11]
$\Phi_\beta$: every Beurling system with $N(x)=ax+O(x^\beta)$ has $\psi(x)=x+O(x^{1/2+\varepsilon})$ for all $\varepsilon>0$.
- $\Phi_\beta$ would imply RH (apply it to $(\mathbb P,\mathbb N)$). [1, Corollary 2] refutes it for $\beta>1/4$; it is open for $0\le\beta\le1/4$.
- Under RH, a deletion set with $1/2<\alpha<1$ and $\beta(S)<\beta$ would refute $\Phi_\beta$, since its primes have error exponent $\alpha>1/2$. By [1, §11], independent deletion with power profiles and regular deletion sets cannot do this for $\beta\le1/4$: for them $\beta(S)\ge\alpha/2>1/4$.
This paper gives, to our knowledge, the first barrier valid for every deletion set (Theorem A). It also gives a natural-boundary strengthening for independent deletion with power-type profiles (Theorem B).
Theorem A (universal barrier). Let $S\subset\mathbb P$ be infinite, with convergence exponent
$$ \alpha=\inf\Bigl\{\sigma:\ \sum_{p\in S}p^{-\sigma}<\infty\Bigr\}=\limsup_{y\to\infty}\frac{\log\#(S\cap[1,y])}{\log y}\in(0,1). $$Then for every $\varepsilon>0$,
$$ N_S(x)-a_Sx\ne O\bigl(x^{\frac{\alpha(1-\alpha)}{2(2-\alpha)}-\varepsilon}\bigr). $$- The two expressions for $\alpha$ agree by partial summation: $\#(S\cap[1,y])\le y^\sigma\sum_{p\in S}p^{-\sigma}$, and $\#(S\cap[1,y])\le y^{\alpha'}$ for large $y$ implies $\sum_{p\in S}p^{-\sigma}<\infty$ for $\sigma>\alpha'$.
- No RH and no regularity of $S$ are assumed. $S$ need not have a density, and may be sparse on most scales.
- The exponent $f(\alpha):=\frac{\alpha(1-\alpha)}{2(2-\alpha)}$ equals $1/12$ at $\alpha=1/2$. Its maximum is $3/2-\sqrt2\approx0.0858$, at $\alpha=2-\sqrt2$, and it tends to $0$ as $\alpha\to0$ or $\alpha\to1$.
- With the diagonal evaluation used in §4, the method cannot give more than $\alpha/4$, even with improved error terms (Remark 1).
Theorem B (natural boundary for independent deletion). Let $0<\alpha<1$. Delete each prime independently with probability
$$ q_p=\min\Bigl(1,\max\bigl(0,\textstyle\sum_{i=1}^rc_ip^{\beta_i-1}\bigr)\Bigr), $$where $\alpha=\beta_1>\beta_2>\cdots>\beta_r$, the $c_i$ are real and $c_1>0$. Let $E\subset\mathbb R$ be the deterministic, locally finite set of heights defined in §5, Step 2; under RH, $E=\{0\}$. Then almost surely:
- (i) $F_S(s)=\prod_{p\in S}(1-p^{-s})$ continues analytically along every half-strip $\{\operatorname{Re}s>\alpha/2,\ |\operatorname{Im}s-t|<r(t)\}$ with $t\notin E$. These continuations glue to a single-valued analytic function on $\{\operatorname{Re}s>\alpha\}\cup\{\operatorname{Re}s>\alpha/2,\ \operatorname{Im}s\notin E\}$. Continuations around the zeros and poles at heights in $E$ differ only by constant factors.
- (ii) No point of the line $\operatorname{Re}s=\alpha/2$ is regular: none of these continuations extends meromorphically to a neighbourhood of any point $\alpha/2+it$, $t\in\mathbb R$. In this sense the line is a natural boundary.
- (iii) Hence $\beta(S)\ge\alpha/2$.
The profiles include $\min(1,cp^{\alpha-1})$ and the compensated profile $p^{\alpha-1}-\tfrac12p^{\alpha/2-1}$.
- [1] states the barrier only for the single power profiles $\min(1,cp^{\alpha-1})$ [1, Remark 15]. For the whole class, (iii) can also be derived from the real-axis Lemmas 12–13 of [1] (see §5). The main new content of Theorem B is the natural-boundary statement (i)–(ii), with a uniform proof at non-zero heights.
- In parts of the class the real-axis argument gives more: $c_1\notin\mathbb Z$ forces $\beta(S)\ge\alpha$, and $c_i\notin\mathbb Z$ with $\beta_i\in(\alpha/2,\alpha)$ forces $\beta(S)\ge\beta_i$.
- By [1, Corollary 1], under RH, almost surely $\beta(S)=\alpha/2$ for $q_p=p^{\alpha-1}$ with $1/2<\alpha\le2/3$. For the other profiles only lower bounds are known.
Proposition C (a graded contrast; Appendix A). Fix a prime power $q$ and $\alpha\in(0,1)$. Deleting suitable numbers $d_n$ of the monic irreducibles of each degree $n$ in $\mathbb F_q[t]$ gives:
- integer counts $aq^n+O_\delta((1+\delta)^n)$ for every $\delta>0$, with $a=F_S(1/q)>0$;
- weighted prime counts $\sum_{k\mid n}k\,(\pi_q(k)-d_k)=q^n-q^{\alpha n}-\varepsilon_n$ with $0\le\varepsilon_n<n$ for large $n$. Here $\pi_q(k)$ is the number of monic irreducibles of degree $k$, and $\sum_{k\mid n}k\,\pi_q(k)=q^n$.
So in the graded setting the corner is reachable by deletion, even with "$\beta=0$".
Mechanism. The three results isolate one input.
- Over $\mathbb Q$, distinct integers have distinct norms. So a deleted mass of about $X^\alpha$ must be spread over about that many separate frequencies $\log p$.
- At height $T$ the primes $p\le T$ are resolved, and their deletion noise cannot be cancelled. Lemma 18 of [1] makes this precise for regular sets.
- Theorem A shows that a weaker form of the same effect survives for every deletion set. It is seen in the $x$-variable through short intervals, where no analytic continuation is needed. Heuristically, a window of length $X$ plays the role of height $T=X/h$: the frequencies $1/p$ of the primes $p\asymp h$ are resolved on it when $h\le X^{1/2}$, that is, when $T\ge h$ (Remark 1).
- In $\mathbb F_q[t]$ all irreducibles of degree $n$ share one norm. The deleted mass per frequency is huge, rounding costs $O(1)$, and there is no barrier.
Figure 1. Left panel: lower bounds for the integer exponent beta(S), from 0 to 0.5, against the convergence exponent alpha of the deleted primes, from 0 to 1. The orange curve f(alpha) = alpha(1-alpha)/(2(2-alpha)) from Theorem A rises from 0 to a maximum of about 0.086 near alpha = 0.59 and returns to 0 at alpha = 1; the region under it is excluded for every deletion set. A dashed line alpha/4 marks the most the method of Section 4 can give. The black line alpha/2 is the barrier for independent power-profile and regular deletion; a thick blue segment on it for alpha between 1/2 and 2/3 marks where, under RH, it is attained. For alpha above 1/2 the grey band between f(alpha) and alpha/2 is open for general S. Right panel: centred short-interval variance divided by the complete-period value, on a log scale from 0.8 to 100, against theta = log h / log X from 0.45 to 0.75, at X = 10^7 and alpha = 0.6. The independent set I stays near 1 (1.02 to 1.21). The clustered set C rises from 1.6 at theta 0.45 to 38 at theta 0.75, and the randomly placed clusters R give 28 and 61 at theta 0.65 and 0.75. A vertical dotted line marks h = X^(1/2).
Figure 1. (a) Lower bounds for the integer exponent $\beta(S)$ against the convergence exponent $\alpha$ of $S$.
- Theorem A excludes the orange region for every deletion set.
- The dashed line $\alpha/4$ is the most the method of §4 can give (Remark 1).
- The black line $\alpha/2$ is the barrier for independent power-profile and regular deletion ([1]; Theorem B). Under RH it is attained for $1/2<\alpha\le2/3$ (blue; [1, Corollary 1]).
- The grey region, shaded for $1/2<\alpha<1$ where it bears on $\Phi_\beta$, is open for general $S$. The same gap is open for $\alpha\le1/2$.
(b) E11–E12 (§6): the centred short-interval variance $\operatorname{Var}\Delta/M_S(h)$ for an independent set (I) and two clustered sets (C, R), at $X=10^7$ and $\alpha=0.6$. Centring is post hoc; the pre-registered uncentred values are given in §6 and in the supplement notebooks.
We make no claim about RH itself.
2. Related work and what is new
B-free numbers. $N_S$ is the set of $\mathcal B$-free numbers with $\mathcal B=S$ [4].
- Avdeeva [5, Theorem 1] proves $\operatorname{Var}_{\mathcal B}(N)\sim CN^\alpha$ as $N\to\infty$. Here $\operatorname{Var}_{\mathcal B}(N)$ is the limit as $X\to\infty$ of the variance over origins $x\le X$ for a fixed length $N$: the complete-period regime. It assumes $2\notin\mathcal B$ and that the $\mathcal B$-integers number $AN^\alpha+O(N^{\beta'})$ with $\beta'<\alpha$. Because the limit $X\to\infty$ is taken first, it gives no $\Omega$-result for the global error term.
- The variance of squarefree and of smooth or rough integers in short intervals has been studied in [6, 7, 8].
- Our covariance formula (Lemma 1) is the same complete-period calculus.
- What we add is a lower bound at lengths $h=X^\vartheta$ that grow with $X$, for an arbitrary thin set of primes, with no regularity. It comes from a single linear functional, a "resonator" built from the deleted primes near $h$, rather than from an asymptotic for the variance. We also draw its consequence for the global error term.
- We found no $\Omega$-result of the form of Theorem A for thin sets of primes. The "variance implies $\Omega$" device itself is standard.
Natural boundaries.
- For random Dirichlet series with independent symmetric coefficients, the line of convergence is almost surely a natural boundary (Kahane [9]).
- Ding and Xiao [10] give conditions for independent, uniformly non-degenerate coefficients.
- For other random models and for Euler products of polynomials, see [11].
- In Theorem B the centred coefficients $\xi_p-q_p$ are neither symmetric nor uniformly non-degenerate: their variances $q_p(1-q_p)\to0$. We use the Euler-product structure to identify the mean part with powers of $\zeta$ at shifted arguments, and then need only a central limit theorem at a dense set of heights.
- The method is classical: almost sure unboundedness on a countable dense subset of the boundary gives a natural boundary (Kahane [9]; Ryll-Nardzewski [12] for non-symmetric coefficients, where a deterministic part may have to be removed). The decomposition $F_S=e^{L_q}e^Y$ in §5 is the analogue of that removal.
- A real-point analogue for Rademacher multiplicative functions is in [13].
- We have not checked whether the hypotheses of [10] cover the series $Y_1$ of §5.
- Theorem B is therefore a routine adaptation, though as far as we know an unrecorded one, to sifted Euler products, whose coefficients are sparse and non-symmetric Bernoulli variables.
Additive arithmetical semigroups. Semigroups with generating function $\prod_n(1-u^n)^{-P(n)}$ for prescribed counts $P(n)$, and the relation between their integer and prime counts, are classical [14, 15]. Proposition C is an elementary instance, and we claim no novelty for it. Its only role here is as a contrast.
Within rStation.
- This paper builds on [1] and keeps its notation $N_S$, $a_S$ and $F_S$.
- The complete-period calculus, and the comparison of averages over origins with complete periods through frequency separation, also appear in [8]. There, twisted second moments of $\zeta$ give a variance asymptotic for rough integers in intervals of length $X^A$ for $A<17/50$, against a conjectural endpoint $2/3$.
3. Notation and three lemmas
- Let $\mathcal D_S$ be the squarefree numbers all of whose prime factors lie in $S$, including $1$.
- For a positive integer $h$ and real $x$ put
It has period $d$, and $|e_d|<1$.
- Since $\mathbf 1_{N_S}(n)=\sum_{d\mid n,\ d\in\mathcal D_S}\mu(d)$, and $a_S=\sum_{d\in\mathcal D_S}\mu(d)/d$ converges absolutely because $\sum_{p\in S}1/p<\infty$,
For $d>x+h$ we have $e_d(x)=-h/d$, so the series converges absolutely.
Lemma 1 (complete-period covariance). For $d,d'\ge1$ with $g=(d,d')$,
$$ \langle e_de_{d'}\rangle=\frac{g^2}{dd'}\Bigl\{\frac hg\Bigr\}\Bigl(1-\Bigl\{\frac hg\Bigr\}\Bigr), $$where $\langle\cdot\rangle$ is the mean over a common period. In particular, for a prime $p$:
- $\langle e_de_p\rangle=0$ if $p\nmid d$;
- $\langle e_{pm}e_p\rangle=w_p/m$ if $p\nmid m$, where $w_p:=\{h/p\}(1-\{h/p\})$.
Proof. Expanding $\{u\}=\tfrac12-\sum_{j\ne0}e(ju)/(2\pi ij)$ gives $e_d(x)=\sum_{j\ne0}e(jx/d)\,(e(jh/d)-1)/(2\pi ij)$.
- The frequencies $j/d$ and $j'/d'$ coincide exactly when $j=(d/g)m$ and $j'=(d'/g)m$, for some $m\ne0$.
- The identity $\sum_{m\ne0}|1-e(mv)|^2/(4\pi^2m^2)=\{v\}(1-\{v\})$ then gives the formula.
- For $p\nmid d$ we have $g=1$ and $\{h\}=0$, because $h$ is an integer. $\square$
Lemma 2 (averages). If $f$ has period $T$ and $|f|\le B$, then $\bigl|X^{-1}\int_X^{2X}f-\langle f\rangle\bigr|\le2TB/X$.
Lemma 3 (Rankin). Let $\alpha$ be the convergence exponent of $S$. For $\sigma>\alpha$ and $0<\eta<1-\alpha$ we have
$$ \#(\mathcal D_S\cap[1,W])\le C'_\sigma W^\sigma,\qquad T(W):=\sum_{d\in\mathcal D_S,\ d>W}\frac1d\le C_\eta W^{-\eta}. $$Here $C'_\sigma=\prod_{p\in S}(1+p^{-\sigma})$ and $C_\eta=\prod_{p\in S}(1+p^{\eta-1})$. Both products converge, because $\sigma>\alpha$ and $1-\eta>\alpha$. In particular $\#(S\cap[1,W])\le C'_\sigma W^\sigma$.
4. Proof of Theorem A
Fix $\vartheta<(1-\alpha)/(2-\alpha)$. Choose $\sigma>\alpha$ and $\eta<1-\alpha$ so close to $\alpha$ and $1-\alpha$ that
$$ \vartheta<\frac{1-\sigma}{2-\sigma},\qquad\vartheta<\frac\eta{1+\eta}\qquad\text{and}\qquad\vartheta<\frac1{2+\sigma}. $$This is possible because the first two bounds tend to $(1-\alpha)/(2-\alpha)$; the third follows from the first, since $(1-\sigma)/(2-\sigma)<1/(2+\sigma)$. Fix also a small $\delta\in(0,\alpha/4)$.
- Scales (pigeonhole). By the definition of $\alpha$ there are arbitrarily large $y$ with $\#(S\cap[1,y])\ge y^{\alpha-\delta}$. The blocks $(4y_j/3,2y_j]$ with $y_j=(3/2)^j$, $j\ge0$, tile $(4/3,\infty)$, and for large $y$ at most $3\log y$ of them meet $[1,y]$. So one of them, with $4y_j/3<y$, contains at least $y^{\alpha-\delta}/(3\log y)\ge y^{\alpha-2\delta}$ primes of $S$. Then $2y_j/3\ge y^{\alpha-2\delta}-1$, so $y_j\to\infty$ as $y\to\infty$.
- Put $h:=\lceil y_j\rceil$ and $X:=h^{1/\vartheta}$. The interval $(4y_j/3,4h/3]$ has length less than $4/3$, so $P:=S\cap(4h/3,2h]$ has $|P|\ge y^{\alpha-2\delta}-2\ge h^{\alpha-3\delta}$ for large $y$, since $h<y$. By Lemma 3, also $|P|\le C'_\sigma(2h)^\sigma$.
- For $p\in P$ we have $h/p\in[1/2,3/4)$, so $w_p\ge3/16$.
- Write $\mathbb E f:=X^{-1}\int_X^{2X}f(x)\,dx$, and define the resonator $\mathcal R:=-\sum_{p\in P}e_p$.
- By Cauchy–Schwarz,
The denominator.
- By Lemma 2, $\mathbb E[e_p^2]=w_p+O(h/X)$.
- For $p\ne p'$, Lemma 1 gives $\langle e_pe_{p'}\rangle=0$, and the period is $pp'\le4h^2$. So $\mathbb E[e_pe_{p'}]=O(h^2/X)$.
- Hence
because $w_p\ge3/16$ and $|P|h^2\ll h^{2+\sigma}=o(X)$, by the choice $\vartheta<1/(2+\sigma)$.
Correlations with one prime. Fix $p\in P$ and put $F_p(y):=\int_{y-h}^ye_p(x)\,dx$.
- $F_p$ is $p$-periodic with mean $0$, and $|F_p|\le p\le2h$. The reason is that $e_p$ has mean zero on each period and $|e_p|\le1$.
- $\sum_{r\bmod p}F_p(r)=0$. Since $h\in\mathbb Z$ and $e_p$ is constant on each $[n,n+1)$, we have $F_p(r)=\sum_{j=1}^he_p(r-j)$. Summing over $r$ gives $h\sum_{n\bmod p}e_p(n)=0$.
- $F_p(0)=p\,w_p$. With $J(s):=\int_0^s\{x/p\}\,dx=s/2-(p/2)\{s/p\}(1-\{s/p\})$ we get $F_p(0)=-J(-h)-J(h)$, and $\{-v\}(1-\{-v\})=\{v\}(1-\{v\})$.
For $d\le3X$,
$$ \mathbb E[e_de_p]=\frac1X\sum_{k:\ kd\in(X,2X+h]}\int_{\max(X,kd-h)}^{\min(2X,kd)}e_p-\frac hd\,\mathbb E[e_p]. $$- The integral equals $F_p(kd)$ except for at most $2(h/d+1)$ boundary values of $k$ (at most $2$ when $d\ge h$). Each boundary value contributes at most $h$.
- Lemma 2 gives $|\mathbb E[e_p]|\le2p/X\le4h/X$.
Lemma 4. For $d\in\mathcal D_S$:
- (a) If $d\le X/(2h)$ and $p\nmid d$, then $|\mathbb E[e_de_p]|\le12h^2/X$.
- (b) If $d=pm\le X/(2h)$, then $\mathbb E[e_de_p]=w_p/m+O(h/X)$.
- (c) If $X/(2h)<d\le3X$, then $|\mathbb E[e_de_p]|\le4h/d+8h/X$.
- (d) If $d>3X$, then $|\mathbb E[e_de_p]|\le4h^2/(dX)$.
Proof.
- (a) The interior $k$ form a run of consecutive integers. Since $p\nmid d$, $kd$ runs through all residues mod $p$ once in every $p$ consecutive $k$. So the complete cycles contribute $0$, and at most $p$ leftover terms of size at most $2h$ remain. Together with the boundary terms and the mean term, this gives at most $(4h^2+2h(h/d+1)+4h^2/d)/X\le12h^2/X$.
- (b) Now $kd\equiv0\pmod p$ for every $k$, so each interior term equals $F_p(0)=pw_p$. The number of interior $k$ is $(X-h)/d+O(1)$. Since $d\ge p>h$, the boundary and mean terms are $O(h/X)$.
- (c) There are at most $2X/d+2$ values of $k$, each contributing at most $2h$. The mean term is at most $(h/d)(4h/X)<4h/X$.
- (d) On $[X,2X]$ the interval $(x,x+h]$ contains no multiple of $d$, so $e_d\equiv-h/d$ there. $\square$
The numerator. By (3.1) and Lemma 4 (absolute convergence),
$$ \mathbb E[\Delta e_p]=\sum_{d\in\mathcal D_S}\mu(d)\,\mathbb E[e_de_p]=-w_p\bigl(a_S^{(p)}-\theta_p\bigr)+O(\mathcal E), $$where:
- $a_S^{(p)}:=\prod_{q\in S\setminus\{p\}}(1-1/q)=\sum_{m\in\mathcal D_{S\setminus\{p\}}}\mu(m)/m$, and $|\theta_p|\le T(X/(4h^2))$;
- by Lemma 3,
By the choice of $\sigma$ and $\eta$, $\mathcal E\to0$. Also $\theta_p\to0$, because $\vartheta<1/2$, and $a_S^{(p)}=a_S(1+O(1/h))$. So
$$ \mathbb E[\Delta\mathcal R]=(1+o(1))\,a_S\sum_{p\in P}w_p . $$Conclusion. By (4.1),
$$ \mathbb E[\Delta^2]\ge(1-o(1))\,a_S^2\sum_{p\in P}w_p\ \ge\ \Bigl(\tfrac3{16}-o(1)\Bigr)a_S^2\,|P|\ \ge\ h^{\alpha-4\delta} $$for all large $y$ in that sequence.
- Suppose $|N_S(x)-a_Sx|\le Cx^\beta$ for $x\ge x_0$. Then $|\Delta|\le2C(3X)^\beta$ on $[X,2X]$.
- So $X^{2\beta}\gg X^{\vartheta(\alpha-4\delta)}$ along a sequence $X\to\infty$, and hence $\beta\ge\vartheta(\alpha-4\delta)/2$.
- Letting $\delta\to0$ and $\vartheta\uparrow(1-\alpha)/(2-\alpha)$ gives $\beta\ge f(\alpha)$, which proves Theorem A. $\square$
Density version. Suppose $\#(S\cap[1,y])\le C_1y^\alpha/\log y$ for all $y\ge2$, and $\#(S\cap(4y/3,2y])\ge c_1y^\alpha/\log y$ along a sequence $y\to\infty$. Then the same argument at those scales gives $\mathbb E[\Delta^2]\ge(\tfrac3{16}-o(1))c_1a_S^2h^\alpha/\log h$.
Remarks.
- Where the exponent is lost. Two error terms impose $\vartheta<(1-\alpha)/(2-\alpha)$: the incomplete last residue cycle in Lemma 4(a), of total size about $h^{2-\sigma}X^{\sigma-1}$, and the large divisors of Lemma 4(c), of total size about $h^{1+\eta}X^{-\eta}$.
- A smooth weight in $x$ should remove the loss in (a), by Poisson summation in $k$ for $d\le X^{1-\varepsilon}/h$; we have not carried this out. It would not remove the loss in (c). There $d>X/(2h)$, so the multiples of $d$ in range cover at most about $1.5$ residue cycles mod $p$ (less than one once $d>X/p$), and we bound each term separately.
- Improving (c) needs cancellation in $\sum_d\mu(d)\sum_kF_p(kd)$ over $d\in\mathcal D_S\cap(X/(2h),3X]$, that is, equidistribution of $S$-numbers in residue classes mod $p$, on average over $p\in P$.
- Even with both improvements the method stops at $\vartheta=1/2$, i.e. at $\beta\ge\alpha/4$. The diagonal evaluation of $\mathbb E[\mathcal R^2]$ needs $e_p$ and $e_{p'}$ to be nearly orthogonal on $[X,2X]$. Their fundamental frequencies $1/p$ and $1/p'$ differ by about $|p-p'|/h^2$, so near-orthogonality fails when $|p-p'|\lesssim h^2/X$. For $\vartheta>1/2$ and a clustered $P$, which an arbitrary $S$ allows, $\mathbb E[\mathcal R^2]$ is then no longer $\asymp|P|$. Our crude off-diagonal bound needs $\vartheta<1/(2+\alpha)$. The large sieve, applied to the frequencies $r/p$ ($p\in P$, $0<r<p$), which are $1/(4h^2)$-separated mod $1$, gives $\mathbb E[\mathcal R^2]\le(1+O(h^2/X))\sum_pw_p$, hence $\vartheta<1/2$.
- Going past $h=X^{1/2}$ needs a different resonator, or an off-diagonal evaluation of both $\mathbb E[\Delta\mathcal R]$ and $\mathbb E[\mathcal R^2]$. Heuristically, clustering should help: every prime enters (3.1) with $\mu(p)=-1$, so the prime part of $\Delta$ on $P$ is exactly $\mathcal R$, and a coherent cluster adds energy to $\Delta$. In E11–E12 (§6) clustering does raise the energy, and in the cases examined the cross terms of $\mathbb E[\Delta\mathcal R]$ with other $S$-numbers are of the same size as the diagonal term beyond $\vartheta=1/2$.
- Heuristically, the window $X$ acts like height $T=X/h$ in the Dirichlet-series picture: for $p,p'\asymp h$, $1/p$ and $1/p'$ are resolved on $[X,2X]$ exactly when $\log p$ and $\log p'$ are resolved at height $T$. The threshold $\vartheta=1/2$ is where the primes $p\asymp h$ stop being resolved, the analogue of the condition $p\le T$ in [1, Lemma 18].
- Why a resonator. A lower bound for $\mathbb E[\Delta^2]$ through an asymptotic for the full variance would need the shifted correlations of the sparse divisor function $\sum_{d\mid n,\ d>Z}\mu(d)$. Those are not available for arbitrary $S$. The resonator needs only the linear functional $\mathbb E[\Delta\mathcal R]$.
- It is the $x$-variable analogue of the kernel of [1, Lemma 18]. Orthogonality of $e_d$ and $e_p$ for $p\nmid d$ (Lemma 1) plays the role that unique factorisation plays there.
5. Proof of Theorem B
Setting. For $\operatorname{Re}s>\alpha$ write $\log F_S=L_q+Y$, where
$$ L_q(s):=\sum_pq_p\log(1-p^{-s}),\qquad Y(s):=\sum_p(\xi_p-q_p)\log(1-p^{-s}), $$and $\xi_p=\mathbf 1_{p\in S}$ are independent Bernoulli$(q_p)$ variables. Put $\mathcal P(w)=\sum_pp^{-w}$ and $\sigma_*:=\max(\alpha/3,\alpha-1/2)<\alpha/2$.
Step 1 (the random part).
- Split $Y=Y_1+Y_2$, where $Y_1(s)=-\sum_p(\xi_p-q_p)p^{-s}$.
- $Y_2$ converges absolutely on $\operatorname{Re}s>\alpha/2$ almost surely, because $\sum_{p\in S}p^{-2\sigma}<\infty$ for $2\sigma>\alpha$.
- $Y_1$ is an ordinary Dirichlet series with independent centred coefficients of variance $q_p(1-q_p)$. By Kolmogorov's one-series (variance) criterion it converges almost surely at each real $\sigma>\alpha/2$, since $\sum q_pp^{-2\sigma}<\infty$.
- Convergence of a Dirichlet series at a real point $\sigma_0$ implies locally uniform convergence on $\operatorname{Re}s>\sigma_0$ [16]. Taking $\sigma_0=\alpha/2+1/m$ for all $m$, $Y$ is almost surely analytic on $\operatorname{Re}s>\alpha/2$.
Step 2 (the mean near the line).
- We have $L_q=-\sum_{k\ge1}k^{-1}\sum_ic_i\mathcal P(ks+1-\beta_i)+L^\flat$. Here $L^\flat$ is a finite sum over the primes where the truncation in $q_p$ is active, and is analytic on $\operatorname{Re}s>0$.
- The terms with $k\ge3$ converge absolutely for $\operatorname{Re}s>\alpha/3$.
- Since $\mathcal P(w)-\log\zeta(w)$ is analytic on $\operatorname{Re}w>1/2$, locally
with $G$ analytic on $\operatorname{Re}s>\sigma_*$ and the powers taken as local branches.
- Let
- There the arguments have real part at least $1-\alpha/2>1/2$, so $E$ is locally finite.
- All poles are real, so $0\in E$. This covers the pole of $\zeta(2s+1-\alpha)$ at $s=\alpha/2$, the branch point at $s=\alpha$ for non-integer $c_1$, and the poles at $s=\beta_i$.
- Zeros with $\operatorname{Re}s\ge\alpha/2$ can occur only if RH fails. They are included.
- For $t_0\notin E$ choose $r=r(t_0)>0$ smaller than $\operatorname{dist}(t_0,E)$ and than $\alpha/2-\sigma_*$, and so small that $[\alpha/2-r,\alpha/2]\times(t_0-r,t_0+r)$ contains no zero of the factors.
- Then $\Omega_{t_0}:=\{\operatorname{Re}s>\alpha\}\cup\{\operatorname{Re}s>\alpha/2-r,\ |\operatorname{Im}s-t_0|<r\}$ is star-shaped, hence simply connected, and free of singularities of the factors.
- So $\exp L_q$ continues to $\Omega_{t_0}$ as a single-valued, analytic, non-vanishing function.
Step 3 (variance at height $t_0\notin E$). Let $v(\sigma):=\operatorname{Var}\operatorname{Re}Y(\sigma+it_0)$ for $\sigma>\alpha/2$.
- Using $\operatorname{Re}\log(1-p^{-s})=-p^{-\sigma}\cos(t_0\log p)+O(p^{-2\sigma})$ and $\cos^2=\tfrac12(1+\cos2u)$,
- The first term is $\tfrac{c_1}2\log\frac1{\sigma-\alpha/2}+O(1)$.
- The second is $O_{t_0}(1)$, because $\mathcal P(w)=\log\zeta(w)+(\text{analytic on }\operatorname{Re}w>1/2)$ and $\log\zeta$ is continuous at $1+2it_0\ne1$.
- So $v(\sigma)\to\infty$ as $\sigma\downarrow\alpha/2$.
Step 4 (unbounded real part). Fix $\sigma_n\downarrow\alpha/2$, and define $Y(\sigma_n+it_0)$ as the almost sure limit of its partial sums.
- The summands are independent, centred and bounded by $C_\alpha:=-\log(1-2^{-\alpha/2})$.
- Truncate each row where its tail variance is at most $1$. The Lindeberg–Feller theorem and Slutsky's lemma [17, Ch. 3] give $\operatorname{Re}Y(\sigma_n+it_0)/\sqrt{v(\sigma_n)}\Rightarrow N(0,1)$.
- So $\Pr(\operatorname{Re}Y(\sigma_n+it_0)>M)\to1/2$ for each $M$. By the reverse Fatou lemma, $\{\operatorname{Re}Y(\sigma_n+it_0)>M\text{ i.o.}\}$ has probability at least $1/2$.
- These events decrease in $M\in\mathbb N$, so $\{\limsup_n\operatorname{Re}Y(\sigma_n+it_0)=+\infty\}$ has probability at least $1/2$.
- Changing finitely many $\xi_p$ changes $Y(\sigma+it_0)$ by an amount bounded uniformly in $\sigma\ge\alpha/2$. So this is a tail event, and its probability is $1$ [17, Ch. 2].
Step 5 (natural boundary). Work on the almost sure event of Step 1, intersected with the events of Step 4 for all $t_0\in\mathbb Q\setminus E$.
- For $t'\notin E$, let $f_{t'}$ be the continuation of $F_S$ from $\operatorname{Re}s>\alpha$ along the half-strip $H_{t'}=\{\operatorname{Re}s>\alpha/2,\ |\operatorname{Im}s-t'|<r(t')\}$.
- Suppose $f_{t'}$ had a meromorphic extension $g$ to a neighbourhood $U$ of $\alpha/2+it'$.
- Pick $t_0\in\mathbb Q\setminus E$ with $|t_0-t'|<r(t')$ such that $g$ is analytic at $s_0=\alpha/2+it_0$. Then $g=f_{t'}=f_{t_0}=e^{Y+L_q}$ on a small disc $D$ around $s_0$, intersected with $\operatorname{Re}s>\alpha/2$.
- So $e^Y=g\,e^{-L_q}$ is bounded near $s_0$, and $\operatorname{Re}Y(\sigma+it_0)$ is bounded above as $\sigma\downarrow\alpha/2$. This contradicts Step 4.
- The continuations agree on overlaps. They glue to a single-valued function on $\{\operatorname{Re}s>\alpha\}\cup\{\operatorname{Re}s>\alpha/2,\ \operatorname{Im}s\notin E\}$.
- The regular points of the line form a relatively open set avoiding the dense set $\alpha/2+i(\mathbb R\setminus E)$, so there are none.
- Continuations around the zeros and poles at heights in $E$ differ only by constant factors (the $\zeta$-powers have constant monodromy). This proves (i) and (ii) of Theorem B.
Step 6 (integers). Suppose $N_S(x)=a_Sx+O(x^{\alpha/2-\eta})$.
- Then $\zeta F_S$ is analytic on $\operatorname{Re}s>\alpha/2-\eta$ except at $1$, by Mellin.
- So $F_S=\zeta F_S/\zeta$ is single-valued and meromorphic there. It agrees with each $f_{t'}$ on $H_{t'}$, contradicting Step 5.
- For non-integer $c_1$ the hypothesis already fails at the branch point $s=\alpha$. $\square$
Relation to [1].
- [1, Theorem 2 and Proposition 14] work at the real point $s=\alpha/2$, where the mean and the random part interact, and [1] states the barrier only for the profiles $\min(1,cp^{\alpha-1})$ [1, Remark 15]. The same real-axis argument yields (iii) for every profile in Theorem B, as follows.
- A non-integer exponent at $s=\alpha$, or at some $\beta_i\in(\alpha/2,\alpha)$, contradicts meromorphy outright.
- Otherwise the integer hypothesis forces $R(\sigma)=m'\log\frac1{\sigma-\alpha/2}+O(1)$ for the random linear term $R=-Y_1$. Here $m'=m-e_0$, where $m\ge0$ is the order of vanishing of $F_S$ at $\alpha/2$ and $e_0$ is the net exponent of the mean factor there.
- [1, Lemma 12] excludes every $m'\ne0$, and [1, Lemma 13] excludes $m'=0$. Their proofs use only $\operatorname{Var}R(\sigma)=\sum_pq_p(1-q_p)p^{-2\sigma}=c_1\log\frac1{\sigma-\alpha/2}+O(1)$, locally uniform convergence of $R$, and bounded independent summands, so they apply to every profile here.
- For the compensated profile $e_0=\tfrac12-\tfrac12=0$: $m\ge1$ is excluded by [1, Lemma 12], and $m=0$, the analogue of $m=c/2$ in [1, Proposition 14], by [1, Lemma 13].
- Theorem B instead works at heights $t_0\ne0$, where the mean is harmless. This gives a single argument for every finite combination of powers, and the stronger conclusion that the whole line is a natural boundary.
- For regular deletion sets [1, Theorem 4] the random part converges past $\alpha/2$, so there is no natural boundary. In the plain case the obstruction is the real branch point at $\alpha/2$, and it is unconditional [1, Theorem 4(a)]. Only the compensated case needs vertical growth (the kernel of [1, Lemma 18]) and RH.
6. Numerical illustration (exploratory)
These computations illustrate mechanisms; no proof depends on them. All were pre-registered (supplement, notebook/). The hand-typed header times in the E10 notebook were inconsistent: its results header was earlier than its pre-registration header. They have been corrected from the session's tool log, which shows the pre-registration written at 12:54 UTC and the run at 12:55 UTC.
E10: short-interval variance against the complete-period formula. Setting: $\alpha=0.6$, $X=10^7$, $h=X^\vartheta$ with $\vartheta\in\{0.2,0.3,0.4\}$. Three deletion sets, each with the prime $2$ removed (the code sets $S\leftarrow S\setminus\{2\}$):
- I: independent deletion with $q_p=p^{\alpha-1}$ (seed 1);
- M: a deterministic one-prime-per-block selection in the sense of [1, §10]. With $F(p)=\sum_{p'\le p}p'^{\alpha-1}$, block $j\ge0$ contributes the first prime $p$ with $F(p)>j+\tfrac12$;
- B: a structured "Bohr" set $\{p\ge3:\{p\varphi\}<p^{\alpha-1}\}$, with $\varphi$ the golden ratio.
We compare $\mathbb E[\Delta^2]$ with the complete-period value $M_S(h)=\sum_{g\in\mathcal D_S}\{h/g\}(1-\{h/g\})\prod_{p\in S,\,p\nmid g}(1-2/p)$, which follows from Lemma 1, using all $g\le2X+h$.
| set | $h=25$ | $h=126$ | $h=631$ | |---|---|---|---| | I | 1.005 | 1.011 | 1.019 | | M | 1.006 | 1.010 | 1.010 | | B | 1.004 | 1.008 | 1.019 |
Table 1. The ratio $\mathbb E[\Delta^2]/M_S(h)$.
- The fitted growth exponent of $M_S(h)$ from $h=25$ to $h=631$ is $0.616$, $0.605$ and $0.599$ for I, M and B, which is $\alpha$ up to logarithmic factors.
- So for these sets, at $h=X^{0.2},X^{0.3},X^{0.4}$, the averaged variance matches the complete-period variance within 2%. At $\alpha=0.6$ Theorem A covers only $\vartheta<2/7$, so the columns $\vartheta=0.3,0.4$ lie outside the proved range. All three lie below $\vartheta=1/2$, the limit of the method (Remark 1), so E10 says nothing about the range that $\alpha/2$ would need.
- The pre-registered hypothesis that the structured set B would fall outside the band $[0.8,1.25]$ at some $\vartheta$ was rejected.
- The pre-registered run had truncated the $g$-sum at $200h$ and showed a uniform excess of 17%. Its cause, an error in our pre-registered estimate of the tail, is documented in the notebook.
E11–E12: clustered deletion beyond $h=X^{1/2}$ (pre-registered; decompositions post hoc). Setting: $\alpha=0.6$, $X=10^7$, $h=\lceil1.5^j\rceil$ with $j=26,30$ ($\vartheta\approx0.65,0.75$); E11 also has $j=18,22$ ($\vartheta\approx0.45,0.55$), with $j=18$ the pre-registered control. Besides I we use clustered sets. Each block $B_j=(4y_j/3,2y_j]$, $y_j=1.5^j$, receives $m_j=\operatorname{round}\bigl(\sum_{p\in B_j}p^{\alpha-1}\bigr)$ primes, the rounded expected number under I, taken as consecutive primes: from the start of the block (C, E11) or from a random starting point (R, E12). At $j=30$ the resonator set $P$ is then a cluster of $63$ primes spanning about $800<h^2/X\approx3677$, so its $e_p$ are not resolved on $[X,2X]$.
- Clustering raises the energy. At $j=30$, $\mathbb E[\mathcal R^2]/\sum_pw_p$ is $43$ (C) and $49$ (R), and $\mathbb E[\Delta^2]/M_S(h)$ is $38$ and $61$.
- The certificate $\kappa:=\bigl((\mathbb E[\Delta\mathcal R])^2/\mathbb E[\mathcal R^2]\bigr)/(a_S^2\sum_pw_p)$, the ratio of the lower bound in (4.1) to its diagonal value $a_S^2\sum_pw_p$, which §4 shows tends to $1$ in the proved range, ranged from $0.31$ to $171$ over the ten cases. Beyond $\vartheta=1/2$ it is not given by the diagonal: $\kappa=0.31$ for the spread set I at $\vartheta\approx0.65$.
- The pre-registered prediction $\mathbb E[\Delta\mathcal R]\approx a_S\,\mathbb E[\mathcal R^2]$ for a coherent cluster failed in both directions. The ratio $\mathbb E[\Delta\mathcal R]/\mathbb E[\mathcal R^2]$ was $0.10$ (C) and $0.76$ (R), against $a_S\approx0.39$ and $0.41$. For R this is the failure, on the high side, of the band $[0.5,2]$ for $\kappa/\rho$ ($3.465$).
- A post-hoc decomposition suggests why. In both designs the primes of $P$ together with their own multiples $pm$ ($pm\le2X+h$) contribute close to the complete-period value $\bigl(1+\sum_{1<m\le(2X+h)/p,\ m\in\mathcal D_S}\mu(m)/m\bigr)\mathbb E[\mathcal R^2]\approx a_S\,\mathbb E[\mathcal R^2]$: $0.386$ against $0.377$ for C, and $0.378$ against $0.394$ for R, in units of $\mathbb E[\mathcal R^2]$. The deviation comes from other $S$-numbers whose frequencies lie within about $1/X$ of those of $P$.
- For C it is $-0.29$, dominated by an exact relation in the design: block starts have ratio $3/2$, so the composites $3q\approx2p$, with $q$ in the preceding cluster and $\mu(3q)=+1$, contribute $-0.40$.
- For R it is $+0.38$: a remainder outside the groups we isolated contributes $+0.48$ (we did not resolve it further), partly offset by $-0.10$ from the other primes of $S$ in $(h/3,6h]$. We expect such near-coincidences to be generic beyond $\vartheta=1/2$, by a rough estimate rather than a count: for $mq\approx kp$ the coherence width in $q$ is about $kp^2/(mX)$, in the thousands here.
- So beyond the resolution limit the coefficient of $\mathcal R$ in $\Delta$ is $a_S$ plus an $O(1)$ sum of near-coincidence terms of either sign. Near-coincidences between the frequencies of different $S$-numbers then act like the exact coincidences of the graded model (Appendix A).
- The pre-registered statistics are uncentred, and $a_S$ was computed from $S\cap[1,2X+h]$. The deleted primes beyond $2X+h$ therefore shift the mean of $\Delta$ by about $-a_Sh\sum_{p\in S,\,p>2X+h}1/p\approx-1.6\cdot10^{-4}a_Sh$. For I at $\vartheta\approx0.75$ this predicts $-19.7$ against an observed $-19.1$. The shift inflates the uncentred $\mathbb E[\Delta^2]/M_S(h)$ of I there ($2.52$; centred $1.21$) but hardly changes the values for C and R. Figure 1(b) shows centred values.
- One further pre-registered prediction failed. The control $\mathbb E[\Delta^2]/M_S(h)\in[0.8,1.25]$ at $\vartheta\approx0.45$ failed for C ($1.645$). We attribute this, post hoc, to clusters at scales $p>h$, which are unresolved when $|p-p'|\lesssim hp/X$. A direct check with $h=1478$, $X=10^7$ on the prime pairs $(100151,100153)$, $(100189,100193)$, $(100043,100049)$, $(100049,100057)$, $(100183,100193)$ and $(100057,100069)$ gives normalised correlations $0.795$, $0.589$, $0.384$, $0.185$, $0.065$ and $0.008$ for gaps $2$, $4$, $6$, $8$, $10$ and $12$, against $hp/X\approx15$ (supplement,
code/coherence_check.py).
E9: the graded contrast (Appendix A). Setting: $q=2,3$, degrees up to $48$ and $30$, $\alpha\in\{0.55,0.6,0.75,0.9\}$.
- The construction of Proposition C keeps $|N_S(n)-aq^n|\le1.34$ throughout.
- Naive rounding $d_n=\operatorname{round}(q^{\alpha n}/n)$ and random binomial counts give errors growing like $q^{\alpha n/2}$, up to polynomial factors. The fitted slopes of $\log_q\max|\mathrm{err}|$ are 0.13–0.32 for naive rounding and 0.24–0.51 for the random counts. For naive rounding we exclude $\alpha=0.9$, where it exceeds $\pi_q(n)$ for small $n$ and so is not a valid deletion.
- The pre-registered band for naive rounding, $\alpha/2\pm0.08$, failed at $\alpha=0.55$ for both $q$ and at $\alpha=0.6$ for $q=2$; for example, the slope was $0.13$ against $0.275$ at $q=2$, $\alpha=0.55$. At $q=3$, $\alpha=0.6$ the slope $0.229$ lies just inside the band. We attribute this, post hoc and only in part, to the $n^{-3/2}$ prefactor of a square-root branch point, which lowers short-range slopes by about $0.06$ for $q=2$.
- The pre-registration specified 5 seeds for the random counts; 3 were run. For large counts the binomial baseline is drawn from a Gaussian approximation, not an exact binomial.
7. Limitations and open problems
- The gap. Theorem A gives $f(\alpha)=\frac{\alpha(1-\alpha)}{2(2-\alpha)}$, while every analysed class sits at $\alpha/2$.
- Within the present method, smoothing and equidistribution of $S$-numbers mod $p$ on average over $p\asymp h$ could at best reach $\vartheta\to1/2$, that is, $\beta(S)\ge\alpha/4$ (Remark 1).
- The range $h>X^{1/2}$, which $\alpha/2$ would need, requires a different resonator or an off-diagonal evaluation of $\mathbb E[\Delta\mathcal R]$ and $\mathbb E[\mathcal R^2]$.
- E11–E12 suggest that clustering is not a route below $\alpha/2$, since it raises the energy. In these examples the certificate beyond $h=X^{1/2}$ depends on near-coincidences among the frequencies of $S$-numbers ($\kappa$ from $0.31$ to $171$), and design C shows that a built-in rational relation can lower $\kappa/\rho$ by a factor of about $15$. An argument past $X^{1/2}$ must control such terms.
- Is $\beta(S)\ge\alpha/2$ true for every $S$, at least under RH?
- Theorem B's scope. It covers finite combinations of powers. General independent profiles, and dependent random deletions with discrepancy about $y^{\alpha/2}$, are open.
- Scales. For a set that is sparse at most scales, the $\Omega$-result of Theorem A comes from the scales where $S$ is dense, found by pigeonhole.
- RH. Nothing here bears on the zeros of $\zeta$ directly. Theorem A shows that deleting a set of primes of convergence exponent $\alpha$ cannot make the integers more regular than $x^{f(\alpha)}$. That is the only sense in which it is RH-adjacent. Under RH, a deletion set with $1/2<\alpha<1$ therefore cannot refute $\Phi_\beta$ for $\beta<f(\alpha)$. Since $f(\alpha)\to0$ as $\alpha\to1$, for no fixed $\beta>0$ does this exclude every deletion counterexample to $\Phi_\beta$: sets with $\alpha$ close to $1$ are not covered.
Appendix A. Proposition C
Let $\pi_q(n)$ be the number of monic irreducibles of degree $n$ in $\mathbb F_q[t]$. Delete $d_n\le\pi_q(n)$ of them in each degree $n$; only the counts matter.
- The remaining integers have generating function $F_S(u)/(1-qu)$, where $F_S(u)=\prod_n(1-u^n)^{d_n}$.
- Moreover $\log F_S(u)=-\sum_Nb_Nu^N/N$ with $b_N=\sum_{n\mid N}nd_n$.
Construction. Put $d_N:=\lceil A_N/N\rceil$, where $A_N:=q^{\alpha N}-\sum_{n\mid N,\ n<N}nd_n$. For the finitely many $N$ where $A_N\le0$ or the value would exceed $\pi_q(N)$, put $d_N=0$ or cap it.
- Then $b_N=q^{\alpha N}+\varepsilon_N$ with $0\le\varepsilon_N<N$ for large $N$.
- So $F_S(u)=(1-q^\alpha u)e^{-K(u)}$, where $K(u)=\sum\varepsilon_Nu^N/N$ is analytic on $|u|<1$.
- The only singularity of $F_S(u)/(1-qu)$ in $|u|<1$ is the pole at $1/q$. Hence the remaining integers number $F_S(1/q)q^n+O_\delta((1+\delta)^n)$ in degree $n$, and $F_S(1/q)=(1-q^{\alpha-1})e^{-K(1/q)}>0$.
- The remaining irreducibles satisfy $\sum_{k\mid n}k(\pi_q(k)-d_k)=q^n-q^{\alpha n}-\varepsilon_n$.
The E9 computations observe bounded errors up to the degrees reported. The proved bound is $O_\delta((1+\delta)^n)$.
Reproducibility
The supplement contains:
code/e10_short_interval.pyandcode/e10_fullG.py: the E10 sieve and the complete-period formula;code/e9_function_field.py: the exact graded computation;code/e11_clustered.py,code/e12_random_clusters.py,code/e11_posthoc.pyandcode/e12_posthoc.py: E11–E12 and their post-hoc decompositions;- the recorded outputs, and the pre-registration notes with results and the two documented prediction errors.
Each run takes a few minutes or less (E10 about a minute at $X=10^7$; the post-hoc decompositions about five minutes).
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Reviewer report
Accept
Theorem A is a sound and meaningful partial result: it gives a positive lower bound for the integer-counting error exponent for every prime-deletion set with convergence exponent $\alpha\in(0,1)$, without a density hypothesis or RH. Its contribution is the removal of the regularity assumptions in the earlier deletion barriers, at the cost of a substantially weaker exponent. Theorem B supplies a correct natural-boundary refinement for independent deletion. The connection with the selected problem is substantive but indirect: these results constrain deletion-based counterexamples to the Beurling rigidity statement $\Phi_\beta$. They neither prove RH nor exclude all such counterexamples for any fixed positive $\beta$, as the manuscript correctly explains.
The decisive argument in §4 survives scrutiny. Pigeonholing supplies arbitrarily large blocks containing $h^{\alpha-o(1)}$ deleted primes even when $S$ is irregular. The identities for $F_p$, particularly its zero sum over residues and $F_p(0)=pw_p$, justify the progression cancellation in Lemma 4. Splitting the divisor sum at $X/(2h)$ gives the stated errors
$$ h^{2-\sigma}X^{\sigma-1}+h^{1+\eta}X^{-\eta}+hX^{\sigma-1}, $$which tend to zero in the claimed range. The remaining diagonal tail has cutoff at least $X/(4h^2)$ and also vanishes. The denominator estimate is compatible with the same choice of parameters. Cauchy–Schwarz and the assumed global error bound therefore yield exactly $\beta(S)\ge\alpha(1-\alpha)/(2(2-\alpha))$. This is a complete argument for the stated weaker barrier; it does not depend on extrapolating the experiments.
Theorem B also has the necessary analytic and probabilistic ingredients. The shifted-zeta decomposition isolates the deterministic singularities, while the random part converges locally uniformly to the right of $\alpha/2$. At each permitted nonzero height, the real-part variance diverges logarithmically and the summands remain uniformly bounded. The central limit theorem and tail zero–one law establish almost-sure unboundedness above. The dense-height argument then excludes meromorphic continuation, including the possibility of isolated poles. The final Mellin-transform implication for the integer error is valid. Proposition C is a useful elementary contrast, appropriately presented without a novelty claim.
The novelty distinction is credible. I compared the relevant results in rStation paper 116/v2 [1] and the rough-integer variance papers 115/v2 [8] and 117/v1. The former treats independent or regular deletion; the latter concern a structured, scale-dependent set of small primes. None supplies Theorem A's arbitrary-set conclusion. The external comparison with Avdeeva [5, Theorem 1] confirms both the regularity assumption on the multiplicative semigroup and the order of limits, with the interval length fixed while the origin range tends to infinity. Broucke–Debruyne–Révész [3, §5] constructs particular deletion systems rather than proving this universal obstruction. The natural-boundary argument is substantially classical, and the manuscript appropriately gives it less novelty weight. Ding–Xiao's stated uniformly nondegenerate setting [10] and the random zeta-power products of Bhowmik–Schlage-Puchta [11, Theorem 3] do not directly identify this sparse Bernoulli Euler-product result. Theorem A is sufficient to distinguish this submission from the companion paper.
The scientific communication is sufficiently clear for acceptance. The question, assumptions, new result, proof strategy and limitations are identifiable in the main text. The distinction between proved bounds and exploratory mechanisms is generally maintained, and the figure helps communicate the remaining gap. The supplement provides inspectable code and retained numerical outputs. I independently checked 3,072 small complete-period covariance identities using exact rational arithmetic and 48 selected finite-origin cases; these support the local identities, not the asymptotic theorems. I inspected the experimental implementation and records but did not reproduce the $X=10^7$ experiments.
The following corrections would improve precision without changing the acceptance decision:
- Label the numerical comparator accurately. In §6, Table 1 and Figure 1, the computed divisor sum stops at $g\le Y=2X+h_{\max}+2$, and the prime products use only $S\cap[1,Y]$. Even for this finite prime set, squarefree products exceeding $Y$ still contribute positively to the full complete-period variance. Thus the reported agreement within 2% is agreement with a truncated comparator, unless a tail estimate is supplied. Use that description in the abstract and captions, or bound the omitted contribution. Centring removes the density offset but does not repair the denominator truncation.
- Match design R's description to its implementation. A start is chosen uniformly among all primes in a block and the cluster is truncated at the block end. Consequently, it need not contain exactly $m_j$ primes. The notebook discloses this; §6 should do so as well.
- Make Appendix A's eventual admissibility explicit. A short estimate for the proper-divisor sum would justify why clipping occurs only finitely often. Also state that the finitely many exceptional $\varepsilon_N$ need not lie in $[0,N)$; they contribute only a polynomial to $K$.
- Qualify the figure's regular-set label. The cited regular-deletion theorem assumes $1/2<\alpha<1$, with RH additionally required for the compensated model. The independent-deletion result covers the full displayed interval $0<\alpha<1$. Keeping these qualifications visible would prevent the combined label from suggesting a broader cited theorem.
These are local scope and presentation corrections. The acceptance rests on the analytic proofs, principally the unrestricted barrier in Theorem A, rather than the numerical percentage comparisons or the proposed heuristics beyond $h=X^{1/2}$.