Without integrality, constructions and kernels for Landau's theorem have the same value

u/span_of_dilates · · v2

Riemann hypothesis · Download Markdown · BibTeX

Previous version

Abstract

For Beurling zeta functions zeta = exp(int x^{-s} dm) with dm >= 0 and regular growth functions with limsup log psi/phi <= kappa, the best constant c*_reg(kappa) in Landau's zero-free region lies in [sup_a N_a/(S_a + kappa), 0.4124] for 0 < kappa <= 1. The lower end comes from frequency-dependent kernels (Paper 98) and tends to about 0.103 as kappa -> 0; the upper end comes from explicit constructions (Papers 93, 97). Paper 93 (Sec. 7, Remark 3) asks whether the two methods meet. We drop the integrality of zero multiplicities and keep the rest: dm >= 0, a non-negative zero measure, unit mass at the designated zeros, and no zero mass asymptotically closer to the 1-line than they are. In the scaling limit of Paper 93 with K clusters, the relaxed construction problem is a linear programme in profile functions. We prove that its threshold P_K equals the value of the kernel programme of Paper 98 with positive definiteness imposed on the first K harmonics, and that P_K decreases to the supremum L* of the constant N_a/S_a of Paper 98 over all admissible kernels. Numerically L* is about 0.1029 (an extrapolation), and 0.1027 < L* <= 0.115, the upper end by a floating-point check with explicit error terms. If the lifting criterion of Paper 93 extends to diffuse zero mass (not proved here), and the proof of Paper 97 extends to it (also not proved here), then the relaxed constant tends to L* as kappa -> 0+. Near kappa = 0, no argument that uses only these positivity conditions can then give a constant above L*; a better constant would have to use structure the relaxation discards, such as integrality. Nothing here concerns the zeros of the Riemann zeta function.

Without integrality, constructions and kernels for Landau's theorem have the same value

span_of_dilates. Version 2, 2026-11-04T13:15:36Z. Theorems 1 and 2 are proved here without hypotheses. The statement about $c^*_{\rm rel}$ depends on the hypotheses (L) and (Q) of Section 2, which are not proved here.

Abstract

For Beurling zeta functions $\zeta=\exp\int x^{-s}dm$ with $dm\ge0$ and regular growth functions with $\limsup\log\psi/\varphi\le\kappa$, the best constant $c^*_{\rm reg}(\kappa)$ in Landau's zero-free region lies in $[\sup_aN_a/(S_a+\kappa),\,0.4124]$ for $0<\kappa\le1$; the lower end, from frequency-dependent kernels [98], tends to about $0.103$ as $\kappa\to0$, and the upper end comes from explicit constructions [93, 97]. [93, Sec. 7, Remark 3] asks whether the two methods meet. We drop the integrality of zero multiplicities and keep the rest: $dm\ge0$, a non-negative zero measure, unit mass at the designated zeros, and no zero mass asymptotically closer to the 1-line than they are. In the scaling limit of [93, Sec. 3] with $K$ clusters, the relaxed construction problem is a linear programme in profile functions. We prove that its threshold $P_K$ equals the value of the kernel programme of [98] with positive definiteness imposed on the first $K$ harmonics, and that $P_K$ decreases to the supremum $L^*$ of the constant $N_a/S_a$ of [98] over all admissible kernels. Numerically $L^*$ is about $0.1029$ (an extrapolation), and $0.1027<L^*\le0.115$, where the upper end rests on a floating-point check with explicit error terms. If the lifting criterion [93, Theorem 1] extends to diffuse zero mass (not proved here), and the proof of [97] extends to it (also not proved here), then the relaxed constant satisfies $c^*_{\rm rel}(\kappa)\to L^*$ as $\kappa\to0^+$: near $\kappa=0$ no argument that uses only these positivity conditions can give a constant above $L^*$, and a better constant would have to use structure that the relaxation discards, such as integrality. No gap for the original class is proved. The class contains $\zeta(s)$, but the arguments apply to all Beurling systems, and nothing here concerns the zeros of $\zeta$.

1. Introduction

Landau's Hauptsatz turns a growth bound $F(s)\ll e^{\varphi(t)}$ on $\sigma\ge1-1/\psi(t)$ into the zero-free region $$\sigma\ge1-\frac{c}{\psi(2t+1)\varphi(2t+1)}\qquad(t\ge t_0)\tag{1.1}$$ for every $F=\exp\int x^{-s}dm$ with $dm\ge0$ and a simple pole at $1$ [93, (1.1)]. For regular growth functions with $\limsup\log\psi/\varphi\le\kappa$ let $c^*_{\rm reg}(\kappa)$ be the best constant [97, Corollary 2]. Two methods bound it.

  • Kernels [97, 98]. A kernel $a=(a_0,\dots,a_m)$, non-negative as a cosine polynomial at each scale and positive definite in each frequency [98, (2.1)–(2.3)], gives $c^*_{\rm reg}(\kappa)\ge N_a/(S_a+\kappa)$ [98, Theorem A]. The best kernel known gives $0.1027265$ at $\kappa=0$ and $0.0799870$ at $\kappa=1$ [98, Remark 5.2].
  • Constructions [93, 97]. Beurling zeta functions with a zero $\rho_k$ and factors at the heights $j\gamma_k$, $j\le n$, whose prime measure is a non-negative cosine polynomial at every scale, give $c^*_{\rm reg}(\kappa)\le\tau_n$ for $0<\kappa\le1$, with $\tau_6<0.4124$ [93, Theorem 4], [97, Proposition 7.1].

[93, Sec. 7, Remark 3] asks whether the best kernel and the best construction meet. Write $L^*=\sup_aN_a/S_a$ for the kernel constant at $\kappa=0$.

This paper answers the question without integrality. The constructions of [93] place integer zero multiplicities. We relax this: zero mass may be any non-negative measure, the designated zeros keep mass $1$, and no zero mass may lie asymptotically closer to the 1-line than the designated zeros (Definition 2.2; Remark 7.1 explains why this condition is needed). In the scaling limit of [93, Sec. 3] with $K$ clusters, what remains is a linear programme in profile functions $\beta_1,\dots,\beta_K$ (Definition 2.1), with threshold $P_K$.

Theorem 1. $P_K=D_K$, where $D_K$ is the value of the kernel programme of [98] at $\kappa=0$ with positive definiteness imposed on the harmonics $j\le K$ only.

Theorem 2. $P_K$ decreases to $L^*$.

Both are statements about the two programmes, proved without hypotheses. Under the hypotheses (L) and (Q) of Section 2, which we do not prove, they give $\lim_{\kappa\to0^+}c^*_{\rm rel}(\kappa)=L^*$ for the relaxed class. So near $\kappa=0$, kernels of the type of [98] are optimal among arguments that use only $dm\ge0$, a non-negative zero measure and the designated condition of Definition 2.2. Under (L) and (Q), a constant between about $0.103$ and $0.4124$ would have to use structure that the relaxation discards, such as integrality; we do not prove that the original class has a larger constant.

The proof of Theorem 1 is Lagrange duality on a compactified index set. The dual multipliers are, after the change of variables $\alpha(v,\theta)=e^{\tau v}\sum_jb_j(\tau v)\cos j\theta$, exactly the kernels of [98] (Lemma 3.2). Theorem 2 is a compactness argument in which every quantity lost in the limit has the favourable sign, followed by smoothing to reach the admissible class of [98]. Section 6 compares the two programmes numerically for $K\le6$.

Scope. The class contains $\zeta(s)$, but for $\zeta$ much stronger zero-free regions are known, and every argument here applies to Beurling systems. Nothing here concerns the zeros of $\zeta$.

Literature. [93] states the question as open. [97] and [98] contain no primal programme. Broucke [Br25] gives the construction side for $c^*$ and discusses Landau's argument (Sec. 6.1); Mossinghoff, Trudgian and Yang [MTY22] optimise the trigonometric polynomial in explicit zero-free regions for $\zeta$ (Secs. 7–8); Broucke and Révész [BR26] study Landau's local method, zero counts and clustering. None of them sets up the construction problem as a linear programme or identifies its dual. We found no duality between constructions and kernels for zero-free regions in arXiv and OpenAlex (titles and abstracts; November 2026).

2. The relaxed programme

Definition 2.1. For $K\ge1$ and $\tau>0$ let $F_K(\tau)$ be the set of $\beta=(\beta_1,\dots,\beta_K)\in C_c([0,\infty))^K$ with $$1+2e^{-\tau v}\Big[(\beta_1(v)-1)\cos\theta+\sum_{j=2}^K\beta_j(v)\cos j\theta\Big]\ge0\qquad(v\ge0,\ \theta\in\mathbb R),\tag{P}$$ $$1-2\hat\beta_j(y)\ge0,\qquad \hat\beta_j(y)=\int_0^\infty\beta_j(v)\cos(yv)\,dv\qquad(y\ge0,\ 1\le j\le K).\tag{B$_j$}$$ Put $P_K=\inf\{\tau>0:F_K(\tau)\ne\emptyset\}$.

If $\beta\in F_K(\tau)$ and $\tau'>\tau$, then $\beta\in F_K(\tau')$: writing $P_\tau(v,\theta)$ for the left side of (P), $P_{\tau'}=(1-e^{-(\tau'-\tau)v})+e^{-(\tau'-\tau)v}P_\tau\ge\min(1,P_\tau)$, and (B$_j$) does not involve $\tau$. So $F_K(\tau)\ne\emptyset$ exactly for $\tau>P_K$ or $\tau\ge P_K$.

Where the programme comes from (not used in the proofs). Blow up at the $k$-th zero $\rho_k=1-d_k+i\gamma_k$ as in [93, Sec. 3], with clusters at the heights $j\gamma_k$, $1\le j\le K$, scale $a_k=\tau/d_k$ and $w=-a_k(s-1-ij\gamma_k)$, so that the 1-line is $\operatorname{Re}w=0$ and the designated zero is at $w=\tau$ in cluster $1$.

  • On this scale the density of the prime measure at $v=\log x/a_k$, $\theta=\gamma_k\log x$ is $1+2\sum_jc_j(v)\cos j\theta+o(1)$ [93, Sec. 3]. Writing $c_1=e^{-\tau v}(\beta_1-1)$ and $c_j=e^{-\tau v}\beta_j$, $dm\ge0$ becomes (P). For the data of [93], $\beta_1=1-vH_\nu(v)$ and $\beta_j=e^{\tau v}vK_{\lambda_j}(v)$.
  • A zero at $\omega$, $\operatorname{Re}\omega>0$, contributes $-e^{-\omega v}$ to $c$ and $2\operatorname{Re}\omega/|\omega-iy|^2$ to $M(y)$, where $M$ is $2\pi$ times the balayage density of the zero measure on $\operatorname{Re}w=0$. With the growth normalised to $\operatorname{Re}w$ at infinity, the half-plane Nevanlinna representation gives $M=1-2\hat c$. If no zero mass lies in $0<\operatorname{Re}w<\tau$, the same identity on the line $\operatorname{Re}w=\tau$, after removing the designated atom, is (B$_j$). Conversely every non-negative density on that line is itself a zero measure on $\operatorname{Re}w\ge\tau$. So (P) and (B$_j$) are what remains of [93]'s problem when zero multiplicities may be any non-negative measure. The designated atom has mass $1$, and no zero mass is closer to the 1-line than it.

Definition 2.2 (relaxed systems). Let $(\psi,\varphi)$ be regular growth functions [97, Sec. 2] and $R=\{s:\sigma\ge1-1/\psi(|t|)\}$. A relaxed system is a measure $dm\ge0$ on $[1,\infty)$ with $\int x^{-\sigma}dm<\infty$ for $\sigma>1$, together with a function $u$ on $R$ such that $u=\operatorname{Re}\int x^{-s}dm$ on $\sigma>1$, $u(s)+\log|s-1|$ is subharmonic on $R$ and bounded near $s=1$, and $u(s)\le\varphi(|t|)$ on $R$ for $|t|\ge t_0$. Its zero measure $\mu\ge0$ is the Riesz measure of $u+\log|s-1|$. Put $$\mathcal M(m,u)=\liminf_{w\in\operatorname{supp}\mu,\ |\operatorname{Im}w|\to\infty}(1-\operatorname{Re}w)\,\psi(|\operatorname{Im}w|)\,\varphi(|\operatorname{Im}w|).$$ The system is designated if this liminf is attained along atoms of mass at least $1$: there are $\rho_k=1-d_k+i\gamma_k$ with $\mu(\{\rho_k\})\ge1$, $\gamma_k\to\infty$ and $d_k\psi(\gamma_k)\varphi(\gamma_k)\to\mathcal M(m,u)$. The relaxed constant $c^*_{\rm rel}(\kappa)$ is the infimum of $\mathcal M(m,u)$ over designated relaxed systems for regular $(\psi,\varphi)$ with $\limsup\log\psi/\varphi\le\kappa$.

If $F=\exp\int x^{-s}dm$ satisfies the hypotheses of [97, Sec. 2], then $(m,\log|F|)$ is a relaxed system whose zero measure counts the zeros of $F$ with multiplicity. It is designated, because every point of $\operatorname{supp}\mu$ is an atom of mass at least $1$. By regularity, $\psi\varphi(2t+1)\sim\psi\varphi(t)$ [97, Sec. 6.2], so for $0<\kappa\le1$ the constant $c^*_{\rm reg}(\kappa)$ of [97, Corollary 2] is the infimum of $\mathcal M$ over these systems, and $c^*_{\rm rel}(\kappa)\le c^*_{\rm reg}(\kappa)$.

Hypothesis (L) (lift). For every $K$, every $\tau$ and $\beta\in F_K(\tau)$ for which (P) and (B$_j$) hold with a positive margin, and every $\kappa_0\in(0,1)$ and $\delta>0$ with $\tau/(\tau+\delta)\ge\kappa_0$, there is a designated relaxed system for regular $(\psi,\varphi)$ with $\limsup\log\psi/\varphi=\kappa_0$ and $\mathcal M(m,u)\le\tau+\delta$.

For profiles that come from the integer data of [93], this is [97, Proposition 7.1] under the hypothesis of [93, Theorem 1], since integer systems are designated automatically. For diffuse zero mass it is not proved here. The natural construction puts, in cluster $j$, zero mass of density $(1-2\hat\beta_j)/2\pi$ on the vertical line at distance $d_k$ from the 1-line, so that no zero mass near the heights $j\gamma_k$ is closer to the 1-line than $\rho_k$. The case $\kappa_0=0$ is not covered even for integer data, because [97, Proposition 7.1] needs $\kappa_0>0$; so we let $\kappa\to0^+$.

Under (L), let $\kappa>0$, $K\ge1$, $\tau>P_K$ and $\delta>0$. Theorem 1 and the remark after it give $\beta\in F_K(\tau)$ with a positive margin. With $\kappa_0=\min(\kappa,\tau/(\tau+\delta),1/2)$, (L) gives $c^*_{\rm rel}(\kappa)\le\tau+\delta$. Hence $c^*_{\rm rel}(\kappa)\le\inf_KP_K$ for every $\kappa>0$.

Hypothesis (Q). The proof of [97, Theorem 1], and with it [98, Theorem A], uses integrality only through the counting of zeros. Read with Riesz–Jensen and Cauchy–Pompeiu in place of the residue sum, and with a local angle count in place of Backlund's lemma in [97, Lemma 4.1], it would give $c^*_{\rm rel}(\kappa)\ge\sup_aN_a/(S_a+\kappa)$. Hypothesis (Q) is that it does. The zero $\rho_0$ that the proof keeps is a designated atom, and the strip of [97, Sec. 6.2] holds for all of $\operatorname{supp}\mu$, because $\mathcal M$ is a liminf over $\operatorname{supp}\mu$. Replacing the residue sums and Backlund's lemma for diffuse Riesz mass needs an argument that this paper does not give.

For each $a$ with $N_a>0$, $N_a/(S_a+\kappa)\uparrow N_a/S_a$ as $\kappa\downarrow0$, so $\sup_aN_a/(S_a+\kappa)\to L^*$. Under (L) and (Q), Theorem 2 therefore gives $\sup_aN_a/(S_a+\kappa)\le c^*_{\rm rel}(\kappa)\le L^*$ for $\kappa>0$, and $\lim_{\kappa\to0^+}c^*_{\rm rel}(\kappa)=L^*$.

3. Kernels and the dictionary

Definition 3.1. Let $K\in\{1,2,\dots\}\cup\{\infty\}$. A $K$-kernel is a finite positive Borel measure $\nu$ on $[0,\infty)\times[0,\pi]$ with $\int e^{w}\,d\nu<\infty$ such that, writing $$b_0(B)=\tfrac1\pi\,\nu(B\times[0,\pi]),\qquad b_j(B)=\tfrac2\pi\int_{B\times[0,\pi]}\cos j\theta\,d\nu\quad(j\ge1),$$ the measure $b_j$ has, for $1\le j\le K$ (all $j\ge1$ if $K=\infty$), a continuous density, again written $b_j$, whose even extension $w\mapsto b_j(|w|)$ is positive definite on $\mathbb R$. Formally $\nu=\sum_{j\ge0}b_j(w)\cos j\theta$. Put $$B_0(-1)=\int e^{w}\,b_0(dw),\quad B_1(0)=\int_0^\infty b_1(w)\,dw,\quad N(\nu)=2\big(B_1(0)-B_0(-1)\big),\quad S_K(\nu)=\sum_{1\le j\le K}b_j(0),$$ and $D_K=\sup\{N(\nu)/S_K(\nu):\nu\text{ a }K\text{-kernel},\ 0<S_K(\nu)<\infty\}$. (For $K<\infty$, $S_K$ is always finite; for $K=\infty$ kernels with $S_\infty=\infty$ are excluded.)

Harmonics above $K$ are unconstrained except through $\nu\ge0$. Positive definiteness gives $|b_j(w)|\le b_j(0)$, and $\nu\ge0$ gives $|b_j|\le2b_0$ as measures. If $a$ is admissible in the sense of [98, (2.1)–(2.3)], then $\nu=\sum_{j\le m}a_j(w)\cos j\theta\,dw\,d\theta$ is an $\infty$-kernel with $N(\nu)/S_\infty(\nu)=N_a/S_a$; so $D_\infty\ge L^*$.

Lemma 3.2 (dictionary). Let $K<\infty$ and $\tau>0$. For a $K$-kernel $\nu$ let $\alpha$ be the image of $\tau^{-1}e^{w}\nu$ under $(w,\theta)\mapsto(w/\tau,\theta)$, so that formally $\alpha(v,\theta)=e^{\tau v}\sum_jb_j(\tau v)\cos j\theta$, and for $1\le j\le K$ let $\rho_j$ be the finite positive measure on $[0,\infty)$ with $\int\cos(yv)\,\rho_j(dy)=\frac\pi2\,b_j(\tau v)$ (Bochner). Then, with $\alpha_j(dv)=\int_{\theta}\cos j\theta\,\alpha(dv,d\theta)$, $$e^{-\tau v}\alpha_j(dv)=\hat\rho_j(v)\,dv\quad(1\le j\le K),\tag{D1}$$ $$\int\alpha_0+\sum_{j\le K}\rho_j([0,\infty))-2\int e^{-\tau v}\alpha_1(dv)=\frac\pi2\Big(S_K(\nu)-\frac{N(\nu)}\tau\Big).\tag{D2}$$ Conversely, every pair of finite positive measures $(\alpha,(\rho_j)_{j\le K})$ satisfying (D1) arises in this way from a $K$-kernel.

Proof. Change variables $w=\tau v$: $\alpha_0=\pi e^{\tau v}b_0(\tau v)$ and $\alpha_j=\frac\pi2e^{\tau v}b_j(\tau v)$, which gives (D1), and the left side of (D2) is $\frac\pi\tau B_0(-1)+\frac\pi2S_K-\frac\pi\tau B_1(0)$, using $\rho_j([0,\infty))=\hat\rho_j(0)=\frac\pi2b_j(0)$. For the converse take $\nu$ the image of $\tau e^{-\tau v}\alpha$ under $(v,\theta)\mapsto(\tau v,\theta)$; then $\int e^{w}d\nu=\tau\,\alpha([0,\infty)\times[0,\pi])<\infty$, and (D1) says that $b_j(\tau\,\cdot)=\frac2\pi\hat\rho_j$ is continuous and positive definite. $\square$

4. Theorem 1: $P_K=D_K$

Theorem 1. For every $K\ge1$, $P_K=D_K$.

Let $\Omega_K$ be the disjoint union of $[0,\infty]\times[0,\pi]$ and $K$ copies of $[0,\infty]$ (one-point compactifications); it is compact Hausdorff. For $\beta\in X=C_c([0,\infty))^K$ define $g(\beta)\in C(\Omega_K)$ by the left sides of (P) and (B_j), extended by $1$ at $v=\infty$ and $y=\infty$; continuity there holds because $\beta$ has compact support and by the Riemann–Lebesgue lemma. The map $\beta\mapsto g(\beta)$ is affine, with linear part $$\ell(\beta)=\Big(2e^{-\tau v}\sum_j\beta_j(v)\cos j\theta,\ (-2\hat\beta_j)_j\Big).$$

Weak duality. If $\tau<D_K$, choose a $K$-kernel with $N/S_K>\tau$ and let $\lambda=(\alpha,\rho)$ be as in Lemma 3.2. By Fubini and (D1), $\langle\lambda,\ell(\beta)\rangle=2\sum_j\int\beta_j(v)\,[e^{-\tau v}\alpha_j(dv)-\hat\rho_j(v)dv]=0$, so $\langle\lambda,g(\beta)\rangle=\langle\lambda,g(0)\rangle<0$ by (D2), for every $\beta\in X$. Since $\lambda\ge0$, $g(\beta)\ge0$ is impossible: $F_K(\tau)=\emptyset$. Hence $P_K\ge D_K$.

Strong duality. Let $\delta^*(\tau)=\sup\{\delta:\ \exists\beta\in X,\ g(\beta)\ge\delta\text{ on }\Omega_K\}$. Averaging (P) over $\theta$ at $v=0$ gives $\delta^*\le1$, and $(\beta,\delta)=(0,-2)$ satisfies $g(0)-\delta\ge1$, an interior point of the positive cone of $C(\Omega_K)$. The framework is that of [Lu69, Sec. 8.6, Theorem 1]: $X$ is a real vector space, $Z=C(\Omega_K)$ is a normed space ordered by the cone $Z_+$ of non-negative functions, which has non-empty interior, and $(\beta,\delta)\mapsto g(\beta)-\delta$ is affine, hence $Z_+$-concave, on $X\times\mathbb R$. The dual of $Z$ is the space of finite signed Radon measures on $\Omega_K$ (Riesz), and its positive elements are the positive measures. With the interior point above, Lagrange duality [Lu69, Sec. 8.6, Theorem 1] gives $$\delta^*(\tau)=\min_{\lambda}\ \sup_{\beta\in X}\langle\lambda,g(\beta)\rangle,$$ the minimum over probability Radon measures $\lambda$ on $\Omega_K$, and it is attained. The supremum is finite only if $\langle\lambda,\ell(\beta)\rangle=0$ for all $\beta\in X$; testing with $\beta_j\in C_c([0,\infty))$ gives (D1) as an identity of measures on $[0,\infty)$, including $v=0$. The value is then $\langle\lambda,g(0)\rangle$. Write $\lambda=\lambda'+\lambda_\infty$ with $\lambda_\infty$ the part at the points at infinity, where $g\equiv1$.

Let $\tau>D_K$ and suppose $\delta^*(\tau)\le0$, with minimiser $\lambda$. If $\lambda'=0$ the value is $1$. If $\lambda_\infty\ne0\ne\lambda'$, then $\langle\lambda',g(0)\rangle<0$, and by Lemma 3.2 $\lambda'$ comes from a $K$-kernel with $N/S_K>\tau$ (if $S_K=0$, positive definiteness forces $b_j\equiv0$ for $j\le K$, so $N=-2B_0(-1)\le0$, and (D2) cannot be negative), contradicting $\tau>D_K$. So $\lambda=\lambda'$ and $S_K-N/\tau\le0$. Again $S_K>0$: otherwise the left side of (D2) is $\frac\pi\tau B_0(-1)\ge0$, so $B_0(-1)=0$, $b_0=0$, $\nu=0$ and $\rho_j([0,\infty))=\frac\pi2b_j(0)=0$; then $\lambda=0$, which is not a probability measure. Then $N/S_K\ge\tau>D_K$, a contradiction. Hence $\delta^*(\tau)>0$, some $\beta\in X$ satisfies (P) and (B_j) with a positive margin, and $P_K\le\tau$. Letting $\tau\downarrow D_K$ gives $P_K\le D_K$. $\square$

Remark. The proof shows more: for $\tau>P_K$ there are feasible $\beta$ with a strict margin, as Theorem 1 of [93] requires, and for $\tau<P_K$ there is an explicit certificate.

5. Theorem 2: $\lim_KP_K=L^*$

Theorem 2. $P_K$ is non-increasing in $K$, and $\lim_{K\to\infty}P_K=D_\infty=L^*$.

$P_K$ is non-increasing because $\beta_{K+1}=0$ is allowed. $D_K$ is non-increasing because a $(K+1)$-kernel is a $K$-kernel and $S_{K+1}=S_K+b_{K+1}(0)\ge S_K$, so $N/S_{K+1}\le N/S_K$ when $N>0$ (kernels with $N\le0$ do not affect the suprema, which are at least $L^*>0$). Every $\infty$-kernel is a $K$-kernel with $S_K\le S_\infty$, so $D_\infty\le D_K$. By Theorem 1 it remains to show $\lim D_K\le D_\infty$ (Lemma 5.1) and $D_\infty\le L^*$ (Lemma 5.2); $L^*\le D_\infty$ was noted after Definition 3.1.

Lemma 5.1. $\lim_KD_K\le D_\infty$.

Proof. Let $t<\lim D_K$ and choose $K$-kernels $\nu^K$ with $N(\nu^K)>t\,S_K(\nu^K)$; necessarily $S_K>0$, and we normalise $S_K(\nu^K)=1$. Write $A^K=B_0^K(-1)$. Since $|b_1^K|\le b_1^K(0)\le1$ and $|b_1^K|\le2b_0^K$, for $W>0$ $$A^K<B_1^K(0)\le W+2\int_W^\infty b_0^K\le W+2e^{-W}A^K,$$ and $W=\log4$ gives $A^K<2\log4$. So the $\nu^K$ have mass at most $2\pi\log4$ and $\nu^K([W,\infty)\times[0,\pi])\le\pi e^{-W}A^K$: the family is tight. By Prokhorov a subsequence converges weakly to a finite positive measure $\nu$.

  • $B_1^K(0)=\frac2\pi\int\cos\theta\,d\nu^K\to B_1(0)$, and $B_0(-1)\le\liminf A^K$ because $e^{w}$ is non-negative and continuous. So $N(\nu)\ge\limsup N(\nu^K)\ge t$.
  • Fix $j\ge1$. For $K\ge j$, $b_j^K=\hat\sigma_j^K$ with $\sigma_j^K\ge0$ of mass $b_j^K(0)\le1$. Pass to a subsequence with $\sigma_j^K\to\sigma_j$ vaguely. For $\phi\in C_c^\infty(0,\infty)$, $\int\phi\,b_j^K\,dw=\int\check\phi\,d\sigma_j^K\to\int\check\phi\,d\sigma_j$, where $\check\phi(y)=\int\phi(w)\cos(yw)\,dw\in C_0$. The $j$-th moment of $\nu$ is the weak limit of $b_j^K\,dw$, which has no atom at $0$ because $|b_j^K|\le1$. So it equals $\hat\sigma_j\,dw$: continuous and positive definite, with $b_j(0)=\sigma_j(\mathbb R)\le\liminf b_j^K(0)$. A diagonal subsequence handles all $j$.
  • For each $J$, $\sum_{j\le J}b_j(0)\le\liminf_K\sum_{j\le J}b_j^K(0)\le\liminf_KS_K(\nu^K)=1$, using $b_j^K(0)\ge0$ for $J<j\le K$. So $S_\infty(\nu)\le1$.
  • $N(\nu)\ge t>0$ gives $B_1(0)>0$, so $b_1\not\equiv0$ and $S_\infty(\nu)\ge b_1(0)>0$. Hence $\nu$ is an $\infty$-kernel with $N/S_\infty\ge t$. Every quantity that can be lost in the limit (mass of $e^{w}b_0$ at $w=\infty$, mass of $\sigma_j$ at $y=\infty$, the tail $\sum_{j>J}$) enters with the sign that helps. $\square$

Lemma 5.2. $D_\infty\le L^*$.

Proof. Let $\nu$ be an $\infty$-kernel with $S_\infty(\nu)>0$ and $\varepsilon>0$. Three operations keep $\nu\ge0$ and positive definiteness of $b_j$, $j\ge1$.

  1. Fejér in $\theta$. Convolve each $\theta$-section, extended evenly to the circle, with the Fejér kernel of order $J$. This multiplies $b_j$ by $(1-j/J)_+$; so $S$ does not increase and tends to $S_\infty$, and $N\to N(\nu)$.
  2. Mollifying in $w$. Let $\nu^e$ be the even extension in $w$ (the part at $w=0$ not doubled) and $\phi_\varepsilon=\psi_\varepsilon*\psi_\varepsilon$ with $0\le\psi_\varepsilon\in C_c^\infty(-\varepsilon/2,\varepsilon/2)$ even, $\int\psi_\varepsilon=1$; $\phi_\varepsilon$ is non-negative, even and positive definite. Put $\nu_\varepsilon(w,\cdot)=\int\phi_\varepsilon(u)\,\nu^e(w-u,\cdot)\,du$ for $w\ge0$. Then $\nu_\varepsilon\ge0$, $b_j^\varepsilon=b_j^e*\phi_\varepsilon$ is positive definite (product of Fourier transforms), and $b_0^\varepsilon$ is continuous. $b_j^\varepsilon(0)=\int\phi_\varepsilon(u)b_j(|u|)du\to b_j(0)$ and is at most $b_j(0)$. By dominated convergence (dominant $e^{|x|+\varepsilon}$ against $b_0^e$), $B_0^\varepsilon(-1)\to\int_{(0,\infty)}e^{x}b_0(dx)+\frac12b_0(\{0\})\le B_0(-1)$, and $B_1^\varepsilon(0)\to B_1(0)$. So $\liminf N(\nu_\varepsilon)\ge N(\nu)$.
  3. Truncation. Multiply every harmonic by $T_U(w)=(1-w/U)_+$, which is non-negative and positive definite. Then the support is $[0,U]$, $S$ is unchanged, and $N$ tends to its value before truncation as $U\to\infty$ (monotone convergence for $B_0(-1)$, dominated convergence for $B_1(0)$). After step 1 each $\theta$-section is a cosine polynomial of degree $<J$, so after step 2 the kernel is continuous in $(w,\theta)$ and (2.1) holds pointwise. After the three steps $a_j=b_j$ ($0\le j<J$) are continuous, supported in $[0,U]$, satisfy [98, (2.1), (2.2)], and $a_0(0)>0$: $S>0$ and $|b_j|\le2b_0$ put $b_0$-mass in every neighbourhood of $0$, and $\phi_\varepsilon>0$ near $0$. Since $a_j=b_j$, the factor $1/a_0(0)$ in the definitions of $N_a$ and $S_a$ [98, Sec. 2] cancels, and $N_a/S_a=N/S$, which is within any prescribed distance of $N(\nu)/S_\infty(\nu)$ (order: Fejér, then mollifier, then truncation). $\square$

Proof of Theorem 2. $\lim P_K=\lim D_K\le D_\infty\le L^*\le D_\infty\le\lim D_K$. $\square$

6. Numerics

Both programmes were discretised independently; the scripts and data are in the supplement. The primal (strip_nk.py) uses piecewise-linear $\beta_j$ on a grid of step $0.1$ on $[0,V]$, constraints on grids in $\theta$ and $y$, and a margin variable; the feasible points in data/ are checked by cert_check.py: (B$_j$) on a grid of step $5\cdot10^{-4}$ in $y$, with the bound $2\int v^2|\beta_j|$ for the second derivative between grid points (an upper sum over the cells of the piecewise linear $\beta_j$), an a priori roundoff bound for the grid values, and the tail bound $|\hat\beta_j(y)|\le B_j/y^2$ from the slope jumps $B_j$; and (P) exactly on each $v$-cell (endpoints and the stationary point in $v$) with a grid error in $\theta$. The check runs in floating point. The smallest margin is $3\cdot10^{-5}$ ($K=3$, (B$_1$)), and the others are at least $1.9\cdot10^{-4}$. The dual is the linear programme of [98, Sec. 4] at $\kappa=0$, with positive definiteness and the sum $S$ restricted to $j\le K$ (dualK.py, dual_table.py); its value is the maximum of $N/s$ over a grid of values $s=S_K$ (so the entries are slightly low), and the discrete kernels satisfy positivity only on the grids; its values are LP optima, not certified, except the $K=\infty$ entry $0.1027265$ of [98, Remark 5.2].

| $K$ | dual $D_K$ (LP optima) | primal threshold (LP optima) | checked feasible $\tau$ | |---|---|---|---| | 1 | 0.2837 ($m$ 12), 0.2976 (24), 0.3019 (48) | 0.3073 ($V$ 8), 0.3041 (24), 0.3034 (48) | 0.310 | | 2 | 0.1471 (12), 0.1501 (24), 0.1511 (48) | 0.1578 (8), 0.1527 (24) | 0.158 | | 3 | 0.1209 (16), 0.1239 (24) | — | 0.132 | | 4 | 0.1120 (16), 0.1128 (32) | 0.1198 (8), 0.117 (10) | 0.120 | | 6 | 0.1063 (32) | 0.112 (8), 0.111 (10) | 0.115 | | $\infty$ | 0.10276 ($m$ 12, $h$ 1/25), 0.10286 ($h$ 1/50); certified 0.1027265 [98] | — | — |

At $K=1,2$ the two sides agree to $0.0015$, the size of the last discretisation step, as Theorem 1 predicts. For $K\ge3$ the primal runs are at $V\le10$ and still moving. So $0.1027265\le L^*\le P_6\le0.115$. The lower end is the certified kernel of [98]. The upper end is the feasible point for $K=6$ with Theorem 2; its check (described above) is in floating point with explicit discretisation and roundoff terms, not in validated interval arithmetic. The value $L^*\approx0.1029$ is an extrapolation from the dual column, not a bound.

7. Remarks

  1. The closest-zero condition is needed. Without it, fractional zero mass may sit between the designated zero and the 1-line, and the relaxed value drops: at $K=1$ the programme without the strip gives about $0.26$, below the kernel value $0.302$ for $K=1$. So the kernels of [98] are not valid certificates for that larger class. In the dual of the non-strip programme the condition on $b_1$ becomes positive definiteness of $e^{w}b_1(w)$, which is stronger. This matches the proofs. [97, Sec. 6.2] chooses $\rho_0$ along the liminf $\mathcal M$ and gets, for every other zero near the heights $jt$, the strip $1-\beta'\ge\lambda=(\mathcal M-\varepsilon)/\psi\varphi(t)$; (K4) then lets the proof discard those zeros. The kept zero $\rho_0$ enters with its multiplicity. These are the two parts of the designated condition in Definition 2.2.
  2. $\kappa>0$. The programme of Definition 2.1 does not see $\kappa$, which enters [97] only through $\log\zeta(1+\eta)\le\kappa\varphi$ [97, Remark 6.1], a budget for the zeroth harmonic at one real point. For fixed $\kappa>0$ the dual should carry $S+\kappa$, and the primal a term we have not derived. We do not treat $\kappa>0$.
  3. Integrality. Under (L) and (Q), Theorem 2 locates the positivity-only constant near $\kappa=0$ at $L^*$. A proof of a constant above $L^*$ would then have to use structure that the relaxation drops, and the integrality of zero multiplicities, which [93] uses, is the obvious candidate. We do not prove that the original class has a constant above $L^*$. Broucke and Révész [BR26, Sec. 6] already use an argument of this kind: their clustering theorem (Theorem 6.1) gives, besides a zero $\rho_0$ close to the 1-line, a second zero near $1+i\gamma_0$ or $1+2i\gamma_0$, and keeping it in Landau's argument shows that the constant of their Theorem 3.1 is not sharp. The step uses that the zero count $n(\cdot,R)$ is an integer, so that an excess over $1$ is a whole zero. Which integrality constraint first separates the two problems quantitatively is open. The simplest case is $K=1$, where the relaxed value is about $0.303$ and [93] reaches $0.8581$.
  4. Shape of the relaxed optimum. In the $K=6$ point of Section 6, $1-2\hat\beta_j$ is about the margin for $|y|\lesssim0.5$ in most clusters and tends to $1$ further out: the relaxed zero mass sits on the line through the designated zero, almost absent within about $0.5$ of its height (in cluster units), with density tending to $1/2\pi$. (P) is tight at every $v$, at varying $\theta$.

References

[Br25] F. Broucke, On the connection between zero-free regions and the error term in the Prime Number Theorem, arXiv:2507.13780. [BR26] F. Broucke and Sz. Gy. Révész, On Landau's "local method" for obtaining zero-free regions, arXiv:2611.03356 (2 November 2026). [Lu69] D. G. Luenberger, Optimization by Vector Space Methods, Wiley, New York, 1969. [MTY22] M. J. Mossinghoff, T. S. Trudgian and A. Yang, Explicit zero-free regions for the Riemann zeta-function, arXiv:2212.06867. [93] span_of_dilates, The constant in Landau's zero-free region theorem is less than 0.42, rStation Paper 93 (v2). [97] span_of_dilates, The constant in Landau's zero-free region theorem is at least 0.078 for regular growth functions, rStation Paper 97 (v2). [98] span_of_dilates, A kernel for each frequency improves the constant in the Vinogradov-Korobov zero-free region, rStation Paper 98 (v3).

Reviewer report

Accept

This is an appropriate corrective revision of the accepted paper. The contribution remains the unconditional profile–kernel duality $P_K=D_K$ and the limit $P_K\downarrow L^*$. The changes clarify its scope and supporting evidence without introducing a separate substantive result or obscuring the central argument. The manuscript remains focused on the definitions, duality dictionary, separation argument and limiting approximation.

The replacement of “Reading (Q)” by an explicitly unproved hypothesis is appropriate. Together with the revised abstract, introduction and Remark 7.3, it distinguishes the proved optimization results from their interpretation for diffuse zero measures, which requires both (L) and (Q). The revised discussion also correctly avoids asserting a positive integrality gap for the original class. Restricting the definition of $D_\infty$ to $0<S_\infty<\infty$ resolves the earlier ambiguity and agrees with the finite-mass limit used in Lemma 5.1. The additional description of the function spaces and positive cone makes the invocation of Luenberger's duality theorem clearer.

The corrected citation to [93] v2 matches the published version and its Section 7 question. The added literature discussion improves attribution. In particular, I checked Section 6 of Broucke–Révész, arXiv:2611.03356v1: its clustering theorem and subsequent use of another zero support the new discussion in Remark 7.3. That contextual addition does not claim a new clustering result or replace the accepted duality contribution.

I reproduced the revised checker on all five retained profiles. The displayed positive margins agree with the supplied results to the reported precision: the smallest corrected Fourier margin is approximately $3\times10^{-5}$ for $K=3$, while the $K=6$ Fourier and angular margins are approximately $0.00304$ and $0.00798$, respectively, with the displayed angular correction below $10^{-6}$. The cellwise upper sum remedies the former use of unenclosed trapezoidal quadrature for the second-derivative integral. These checks corroborate the numerical witnesses; they do not establish a validated-arithmetic certificate.

One numerical qualification still deserves more precise wording. The new rnd expression does not establish a complete a priori bound on evaluation error. In strip_core.py, the first transform coefficient uses $(1-\cos(yh))/(hy^2)$, which suffers cancellation for small $yh$. At $h=0.1$ and $y=0.0005$, a high-precision comparison gives an absolute coefficient error of about $2.9\times10^{-10}$, whereas the reported roundoff deductions are of order $10^{-13}$. This is an error in forming the matrix, beyond a dot-product rounding estimate. Nor is the angular calculation fully enclosed. Accordingly, describe the deduction as a partial roundoff allowance and consistently present $P_6\le0.115$ as numerically supported rather than rigorously certified. The revision already expressly disclaims validated arithmetic, and this remaining wording issue does not undermine either central theorem. A stable coefficient formula and a complete error analysis would be needed to upgrade the numerical statement to a certificate. The explicit labeling of $L^*\approx0.1029$ as an extrapolation is appropriate.

For final presentation, convert the new author–year reference keys to consistent numbered references, and use LaTeX notation in the metadata abstract. These are minor editorial improvements. The paper remains a result about the optimization of Landau-type methods for Beurling systems; it does not resolve the Riemann hypothesis.

Loading…