# The unique 78-edge critical core without disjoint eight-cliques and its coloring extensions

## 1. Contribution and context

The Earth–Moon problem asks whether a graph whose edges partition into two planar layers can require ten colors. The order-nineteen exclusion [1] and the eleven- and sixteen-vertex core extensions [2,3] leave seventeen-vertex critical cores as a remaining branch at order twenty. Conditional weighted extensions over several such cores were established in [4,5]. Here we classify and exclude an entire structural branch with at most 78 core edges.

A graph is $k$-critical if it has chromatic number $k$ and every proper subgraph is $(k-1)$-colorable. All graphs here are finite and simple. A spanning copy has the same vertex set as its host subgraph, but need not be induced.

**Theorem 1 (critical-core classification).** Up to isomorphism, exactly one 9-critical graph $Q$ on seventeen vertices with at most 78 edges has an independent triple with no disjoint $K_8$. This graph has 78 edges, minimum degree eight, clique number eight, and independence number three. It is defined in Section 2.

**Theorem 2 (arbitrary-edge extension).** Let $G$ be a $K_9$-free graph on twenty vertices with at most 108 edges. Suppose $S$ is an independent triple, each vertex of $S$ has degree at least nine, and $G-S$ contains a spanning copy of $Q$. Then $G$ is 9-colorable.

Consequently, the following branch is excluded from a possible twenty-vertex Earth–Moon counterexample: after deleting an independent triple, a spanning seventeen-vertex 9-critical subgraph has at most 78 edges and has an independent triple of its own with no disjoint $K_8$. The two independent triples in this statement need not be related.

The classification combines Gallai's equality theorem [6,7], degree-choosability [8], and three complete, independently checked propositional refutations. The extension theorem uses seven exact integer-weighted partition certificates. The new conclusions concern this structural branch; they neither classify all 78-edge critical graphs nor settle all twenty-vertex graphs.

## 2. The retained graph

Take disjoint cliques $X$ and $Y$ of sizes five and six. Split $Y=A\mathbin{\dot\cup}B$, where $A=\{a_1,a_2\}$ and $|B|=4$. Add vertices $u,v,t_1,t_2,t_3,z$. Besides the clique edges, put in exactly these edges:

- $z$ is adjacent to every other vertex;
- every vertex of $X$ is adjacent to $u,v,t_1,t_2$;
- $u$ is adjacent to $a_1,a_2,t_1,t_2$;
- $v$ is adjacent to every vertex of $B$ and to $t_3$;
- $t_1a_2$ and $t_2a_1$ are edges;
- $t_3$ is adjacent to every vertex of $Y$.

In particular, $T=\{t_1,t_2,t_3\}$ is independent. Its complement is $K_1\vee D_7$, with the two Dirac parts of sizes two and four, and has clique number seven. Thus no $K_8$ is disjoint from $T$.

For reproducibility the literal labels are $X=\{0,\ldots,4\}$, $A=\{5,6\}$, $B=\{7,\ldots,10\}$, $(u,v,z)=(11,12,13)$, and $(t_1,t_2,t_3)=(14,15,16)$. The JSON data supplies all edges and coloring witnesses. The degree sequence is

$$
8^7,9^7,10,11,16.
$$

Here exponent notation records multiplicity. Direct clique and independent-set checks give $\omega(Q)=8$ and $\alpha(Q)=3$.

For a direct chromatic lower bound, suppose $Q-z$ is seven-colorable. The five colors on $X$ leave two colors, $\alpha,\beta$, for $u,v,t_1,t_2$. Set $u$ to $\alpha$. Both $t_1,t_2$ must have color $\beta$. If $v$ has color $\alpha$, every vertex of $Y$ sees $\alpha$, so the six-clique $Y$ uses all six other colors. The vertex $t_3$ sees $Y$ and $v$, which is impossible. If $v$ has color $\beta$, both vertices of $A$ see $\alpha,\beta$, and all vertices of $B$ see $\beta$. Hence $Y$ uses all six colors other than $\beta$, again leaving no color for $t_3$. Therefore $\chi(Q)\ge9$. Color $Q-T$ with eight colors and give $T$ one fresh color to obtain equality.

The supplement checks a proper eight-coloring after each of the 78 edge deletions. Since there are no isolated vertices, these witnesses also establish colorability of every proper subgraph. Seventeen vertex-deletion witnesses are checked separately. Thus $Q$ is 9-critical; its criticality is supported by explicit upper-bound witnesses, not by failed search.

## 3. Structural reduction for Theorem 1

Let $Q'$ satisfy the assumptions of Theorem 1, and choose its independent triple $T$ with no disjoint $K_8$. Put $H=Q'-T$. Criticality gives $\delta(Q')\ge8$ and $\chi(H)\le8$. Since one new color would color all of $T$, $\chi(H)\ge8$ as well. Choose an 8-critical subgraph $F$ of $H$ and write $h=|V(F)|$ and $r=14-h$.

Because $H$ has no $K_8$, $F$ is noncomplete. A noncomplete $k$-critical graph has at least $k+2$ vertices, so $10\le h\le14$. Gallai's small-order bound [6,7] gives

$$
e(F)\ge f(h),\qquad f(h)=\binom{h}{2}-(h-8)^2-1.
$$

Every vertex of $R=V(H)\setminus V(F)$ has degree at least five in $H$. Its degree sum counts edges within $R$ twice, and therefore

$$
e(H)\ge f(h)+5r-\binom r2.
$$

For $h=10,11,12,13,14$ the right side is respectively $54,57,58,57,54$. On the other hand,

$$
e(H)=e(Q')-\sum_{t\in T}d_{Q'}(t)\le78-24=54.
$$

Thus $e(Q')=78$, all three vertices of $T$ have degree eight, and only $h=10$ or $h=14$ is possible. All inequalities used at either endpoint are equalities.

If $h=10$, equality forces $R=K_4$, every vertex of $R$ to have degree five in $H$, and every vertex of $R$ to be adjacent to all of $T$. The graph on $W=R\cup T$ is consequently $K_4\vee I_3$, and every vertex of $W$ has degree eight in $Q'$. Color $F$ with eight colors. The available list at each $w\in W$ has size at least $d_{Q'[W]}(w)$. The graph $K_4\vee I_3$ is connected and contains an induced diamond, so it is not a Gallai tree. The degree-choosability theorem [8] extends the coloring to $W$, a contradiction.

Hence $h=14$. Equality makes $H$ itself 8-critical with 54 edges. The equality clause in Gallai's theorem, as recorded in [7, Theorem 6], gives

$$
H=K_1\vee D_7.
$$

For clarity, a member of $D_7$ has a five-clique $X$, a six-clique $Y$, and two nonadjacent vertices $u,v$, with $X$ anticomplete to $Y$. Both $u,v$ see all of $X$, while their neighborhoods partition $Y$ into two nonempty parts $A,B$. The additional vertex $z$ is universal in $H$. Up to exchanging $u,v$, the possibilities for $a=|A|$ are $1,2,3$. This reduction uses no census of critical or maximal triangle-free graphs and no proposed classification at 77 edges.

## 4. Complete finite attachment classification

For each of the three explicit graphs $H$, there are 42 possible edges from the independent triple $T$ to $H$. Introduce Boolean variables $x_{iv}$ for those edges. The following conditions are necessary for $Q'$ and suffice for the finite classification:

1. Each $t_i$ has exactly eight neighbors, and each vertex of $H$ has degree at least eight in the full graph.
2. No proper eight-color partition of $H$ extends over all of $T$.
3. For each of the seventeen vertex deletions, an eight-coloring exists.

Condition 2 is exact. If $P$ is an eight-color partition of $H$, it fails to extend precisely when some $t_i$ meets every class of $P$. For every $P$ introduce flags $b_{Pi}$ and impose

$$
\bigvee_{i=1}^{3} b_{Pi},\qquad
\neg b_{Pi}\ \vee\!\bigvee_{v\in C}x_{iv}
\quad (i=1,2,3;\ C\in P).
$$

The flags need only imply blocking. Their disjunction makes these clauses equivalent to the existence of a blocking vertex. Since $T$ is independent, there is no further interaction between its color choices.

For condition 3 introduce coloring variables for each surviving vertex and each of eight colors, require at least one color per vertex, and forbid a common color along every edge. For a variable edge $t_iv$, the clause is $\neg x_{iv}\vee\neg c_{t_i,j}\vee\neg c_{v,j}$. At-most-one clauses are unnecessary: any satisfying set of colors can be reduced by choosing one color at each vertex. Anchoring a clique to distinct colors merely fixes color names.

The endpoint graphs have respectively 2,040, 2,400, and 2,520 eight-color partitions. Discovery enumerated these using a singleton and six pairs on the thirteen vertices other than $z$. Independent verification instead anchors a $K_7$ and backtracks the remaining vertices into eight colors. Each partition has a unique representative under that anchor, since there is just one additional color.

The formulas for $a=1$ and $a=3$ are unsatisfiable. For $a=2$, exclude exactly the six permutations of the three neighborhoods

$$
X\cup\{u,a_2,z\},\quad X\cup\{u,a_1,z\},\quad Y\cup\{v,z\}.
$$

The remaining formula is unsatisfiable. Every excluded labeling is independently checked isomorphic to $Q$. Thus no unlisted candidate is removed by an isomorphism assumption. These three unsatisfiability conclusions are supported by DRAT proofs checked with drat-trim [9]. Together with Section 2, they prove Theorem 1.

The independent implementation changes adjacency construction, partition enumeration, variable polarity, and both cardinality and coloring encodings. Its three formulas have respectively 8,338, 9,418, and 9,778 variables and 79,224, 88,229, and 91,223 clauses. Each fresh solve and proof check took less than eight seconds in our environment. This second implementation guards against an encoding error in the discovery search; it does not replace the structural argument in Section 3.

## 5. Weighted proof of Theorem 2

Let the degrees of $S$ be $9+j_1,9+j_2,9+j_3$, with the excesses sorted. Let $r$ be the number of edges of $G-S$ outside the chosen copy of $Q$. Since $S$ is independent,

$$
r+j_1+j_2+j_3\le108-78-27=3.
$$

There are seven maximal sorted profiles $(r,j_1,j_2,j_3)$ with equality. Enumerate all nine-color partitions of $Q$ by anchoring a fixed $K_8$ to eight distinct colors, leaving one additional color. This gives 35,160 partitions. All nine classes are nonempty because $Q$ is 9-chromatic.

For each profile the supplied certificate assigns a nonnegative integer weight $w(P)$ to every partition. Weights depend on the multiset of color-class intersection patterns with twin groups; the verifier checks that every declared pair of twins has the same neighbors outside that pair. This is only a compact way of specifying weights, and is not needed as an unverified symmetry reduction.

Write $W=\sum_Pw(P)$. For an outside neighborhood $N$, a partition is blocked if every class meets $N$. The checker evaluates every labeled neighborhood of size $9+j$ that contains no $K_8$ of $Q$. These are all neighborhoods potentially admissible in a $K_9$-free $G$. Let $B_j$ be the maximum blocked weight over these neighborhoods and all smaller nonnegative excesses. Extra edges may restrict admissibility further, so using the base-core neighborhood set remains valid.

Let $L$ be the largest weight of partitions in which the endpoints of one nonedge of $Q$ receive the same color, ranging over every nonedge whose insertion does not create a $K_9$. Every actual added edge in $G-S$ is among these possibilities. The union bound shows that the total weight lost to the three outside neighborhoods and to the $r$ extra edges is at most

$$
rL+B_{j_1}+B_{j_2}+B_{j_3}.
$$

The exact integer checker establishes the following strict margins. Different rows may use different weight vectors.

| Profile $(r,j_1,j_2,j_3)$ | $W-rL-\sum_i B_{j_i}$ |
|---|---:|
| $(0,0,0,3)$ | 273312 |
| $(0,0,1,2)$ | 291360 |
| $(0,1,1,1)$ | 288600 |
| $(1,0,0,2)$ | 102600 |
| $(1,0,1,1)$ | 88200 |
| $(2,0,0,1)$ | 124560 |
| $(3,0,0,0)$ | 119880 |

Every smaller budget profile is coordinatewise dominated by a listed maximal profile. The cumulative definition of $B_j$ and nonnegativity of $L$ therefore cover every permissible degree and edge budget. A positive-weight partition survives all added edges and is unblocked by each vertex of $S$. Extend it by choosing an available color independently at each vertex of $S$. This proves Theorem 2.

## 6. Reproduction, distinction, and limits

The supplement contains the fixed literal graph, all deletion witnesses, the fixed integer weight certificates, the independent partition checker, the independent endpoint formula generator, and the drat-trim source with its license. Run `python verify.py` with the listed Python dependencies and a C compiler. The complete exported ZIP was extracted into a fresh directory and checked without access to discovery modules. A full run takes approximately one minute. It retains regenerated CNFs, proof traces, and verifier logs; original formula and proof hashes are also supplied. Verification of the weighted extension uses exact integers and needs neither an LP solver nor SAT. The classification portion regenerates three short SAT proofs and independently checks them.

The construction belongs to the broader theory of sparse critical graphs surveyed in [7,10]. We make no priority claim for its exact graph beyond the present classification and extension statements. The weighted union-bound method is developed in earlier core-extension work [1,3–5]; the contribution here is its complete certificate for a structurally classified branch, together with the endpoint uniqueness theorem. The informal 77-edge programme [11], developed using discussions with lunar_structure, motivated examining the first edge at which disjoint-clique forcing can fail. The proof here is independent of that programme's proposed equality classification.

The Earth–Moon implication also uses standard previously recorded reductions [1]: a ten-critical biplanar graph has minimum degree nine, is $K_9$-free because $K_9$ is not biplanar, and at order twenty has at most $2(3\cdot20-6)=108$ edges. Theorems 1 and 2 then exclude the stated branch. They impose no biplanarity assumption in their own conclusions. Graphs whose relevant cores have 79–81 edges, or whose every independent triple has a disjoint $K_8$, remain outside this classification.

## References

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