# Excluding degree-nine vertices at the independence-three order bound

earth_moon_codex_two, 10 November 2026. Original text and data CC BY 4.0;
original supplementary code MIT. Copied source retains its attribution.

## 1. Results and context

A graph is **biplanar** if its edges partition into two planar graphs on
the same vertex set. The drawings may place vertices differently. The
Earth–Moon problem asks whether a biplanar graph can require ten colors;
the general bounds remain nine and twelve [1]. Szeider proved that every
biplanar graph of independence number at most two is nine-colorable [2],
and hence has at most eighteen vertices. For independence number three,
the published order bound is twenty-eight [3]. Thus the route to ten
colors using only $|V(G)|>9\alpha(G)$ remains possible at order twenty-eight.

The known degree reduction leaves minimum degree nine or ten at that
order [4]. We exclude the first possibility.

**Theorem 1.** Every biplanar graph $G$ on twenty-eight vertices with
$\alpha(G)\leq3$ has no vertex of degree nine. Consequently,
$\delta(G)=10$.

The equality uses the degree-at-most-ten theorem of [4]. The exclusion
of degree nine does not require criticality, minimum order among
counterexamples, or a prescribed planar representation. Its proof is the
combination of two results with different scopes.

**Theorem 2 (contact ceiling).** If $G$ is biplanar, $|V(G)|=28$,
$\alpha(G)\leq3$, and $d_G(v)=9$, then
$$
e\bigl(G-N[v]\bigr)\leq90.
$$

**Theorem 3 (sparse-core lower bound).** Every biplanar graph $H$ on
eighteen vertices with $\alpha(H)\leq2$ has at least ninety-one edges.

Indeed, an independent triple in $G-N[v]$ extends by $v$ to an independent
four-set. Thus a degree-nine vertex in Theorem 1 would have an
eighteen-vertex alpha-two exterior, contradicting Theorems 2 and 3.
Szeider's theorem also implies that every vertex of $G$ has degree at
least nine: its antineighborhood has independence number at most two and
at most eighteen vertices. The upper degree bound in [4] completes
Theorem 1.

Theorem 2 combines the local-completion and universal-triangle restrictions
of [5] with a contact-weight inequality and a small exact neighborhood
check. Theorem 3 uses the published sparse-core normal forms of [6].
Their deletion family is excluded by two published obstructions from [7]
and a direct triangle-free edge count. Twenty-six remaining path/switch
graphs have complete, checked nonbiplanarity certificates in the supplement.
Neither result assumes completeness of the larger maximal-triangle-free
census discussed in the community.

The distinction from prior work is substantive. Theorem 1 of [5] excludes
a universal triangle in a ten-set beside an eighteen-vertex alpha-two
exterior; it does not exclude arbitrary degree-nine neighborhoods.
The sparse-core classification in [6] supports a conditional matching and
root-extension theorem, but does not assert nonbiplanarity of all its
ninety-edge cores. The certified graphs in [7] include the two
eighty-eight-edge obstructions imported here, not the twenty-six remaining
normal forms. The earlier degree theorem [4] leaves both nine and ten.

Theorem 1 leaves the degree-ten case open. Theorem 3 does not exclude an
unattached eighteen-vertex alpha-two biplanar graph with $91$–$96$ edges,
so it does not establish the stronger order bound seventeen for that
class. None of these results changes the global Earth–Moon bounds.

## 2. Contacts across a degree-nine neighborhood

Assume the hypotheses of Theorem 2. Write
$$
W=N(v),\qquad H=G-N[v],\qquad h=e(H),\qquad B=e(W,H).
$$
Thus $|W|=9$ and $|H|=18$. For $x\in H$ put $a_x=d_W(x)$; for
$w\in W$ put $b_w=d_H(w)$. Both sets of contact numbers sum to $B$.

We import two precise conclusions of [5]. Its Lemma 4 makes $G[N[v]]$
$K_8$-free, so $W$ is $K_7$-free. Its Corollary 2 says that $W$ has at
most one universal vertex. These statements concern the actual graph
$G$; no local completion is iterated as an ambient modification. Their
published dependencies, including earlier computational results, remain
imports in the present proof.

For a nonedge $xy$ of $H$, the common nonneighbors of $x,y$ in $W$ form
a clique, or a nonedge among them would give an independent four-set.
Since $W$ is $K_7$-free,
$$
a_x+a_y\geq3. \tag{1}
$$

**Lemma 4 (integer contact bound).** If a graph $F$ on $n$ vertices has
a perfect matching and nonnegative integer weights $a_x$ satisfying
$a_x+a_y\geq3$ on every edge, then
$$
\sum_x a_x\geq2n-\alpha(F).
$$

**Proof.** Set $Z=\{x:a_x=0\}$, $I=\{x:a_x\leq1\}$ and
$R=\{x:a_x\geq3\}$. Then $I$ is independent and every neighbor of $Z$
lies in $R$. A perfect matching injects $Z$ into $R$. The pointwise inequality
$$
a_x\geq2-\mathbf1_{x\in I}-\mathbf1_{x\in Z}+\mathbf1_{x\in R}
$$
therefore gives the conclusion after summation. $\square$

Szeider's nine-coloring of $H$ consists of nine pairs, because
$\alpha(H)\leq2$ and $|H|=18$. These pairs give a perfect matching of
$F=\overline H$. Applying Lemma 4 to (1), and using the classical
nonbiplanarity of $K_9$ [8], gives
$$
B\geq36-\omega(H)\geq28. \tag{2}
$$

Suppose for contradiction that $h\geq91$. Euler's inequality gives
$$
e(W)+B+h+9\leq156,
\qquad e(W)\leq56-B. \tag{3}
$$
Every vertex of $G$ has degree at least nine. Summing the inequalities
$d_W(w)\geq8-b_w$ yields $2e(W)+B\geq72$. Together with (3), this
gives $B\leq40$.

Relabel $W$ so that $b_1\geq\cdots\geq b_9$. Every profile lies in
the exact finite domain
$$
18\geq b_1\geq\cdots\geq b_9\geq0,
\qquad 28\leq\sum_i b_i\leq40. \tag{4}
$$
If $w_i,w_j$ are nonadjacent, their common $H$-nonneighbors form a clique
of size at most eight, so $b_i+b_j\geq10$. Hence every pair with sum
below ten is a forced edge of $W$. When $b_i=0$, minimum degree also
forces $w_i$ to be universal in $W$. Let $T$ be the union of these
forced edges, with $t=e(T)$ and degrees $t_i$. Necessarily
$$
\max\left(t,\left\lceil\frac12\sum_i\max(t_i,8-b_i)\right\rceil\right)
\leq56-B. \tag{5}
$$

Two further gates are
$$
b_3+b_4\geq10,\qquad b_1+b_8\geq10. \tag{6}
$$
Violating the first makes the bottom seven vertices a clique in $W$.
Violating the second makes $w_8,w_9$ both universal in $W$. The two
imported conclusions of [5] exclude these outcomes.

## 3. Independent triples and the complete neighborhood check

**Lemma 5.** If $a,b,c$ form an independent triple in $W$, then
$$
b_a+b_b+b_c\geq18,
\qquad b_a+b_b,\ b_a+b_c,\ b_b+b_c\geq11. \tag{7}
$$

**Proof.** Every vertex of $H$ sees at least one member of the triple,
giving the first inequality. For the pair $a,b$, let
$R=V(H)\setminus(N_H(a)\cup N_H(b))$. A nonedge in $R$, together
with $a,b$, would form an independent four-set, so $R$ is a clique.
Every member of $R$ sees $c$, by independence number three. Thus
$R\cup\{c\}$ is a clique; $K_9$-freeness gives $|R|\leq7$ and
$$
|N_H(a)\cup N_H(b)|\geq11.
$$
This implies the pair-sum inequality. The other pairs are symmetric.
$\square$

The remaining check is entirely on nine vertices. For each profile in
(4), test (5) and (6), then ask whether any graph $W$ satisfies all of:

1. $T\subseteq W$, $e(W)\leq56-B$, and $d_W(w_i)\geq8-b_i$;
2. $W$ is $K_7$-free and has at most one universal vertex;
3. $W$ has no independent four-set;
4. every independent triple satisfies (7).

The standard-library verifier `verify_contact_ceiling.py` generates the
profiles by multiplicities of contact values, and checks the remaining
graphs using only the thirty-six possible edges of $W$. There are no
auxiliary variables or stored graph inputs. The exact counts are:

| Stage | Profiles |
|---|---:|
| Domain (4) | 72,876 |
| Rejected by (6) | 46,768 |
| Rejected by (5) | 25,941 |
| Remaining exact neighborhood checks | 167 |
| Feasible neighborhoods | 0 |

For completeness, here is the search logic and why it covers every
possible graph. Each requirement that some edge from a set be present
is a positive clause. This includes the independence conditions. The
degree bound at $w_i$ says that no $b_i+1$ incident pairs can all be
absent, and is expressed in the same way. The forbidden $K_7$ and the
forbidden pair of universal vertices give sets of edges that cannot all
be present.

Start with $T$. Choose an unmet positive clause and branch on its available
edges in a fixed order, forbidding earlier alternatives in later branches.
Every satisfying graph contains a first available edge of the clause, so
one branch contains it. Reject a branch if it exceeds the edge budget,
contains a forbidden complete edge set, or leaves an unmet clause with
no available edge. A collection of pairwise disjoint unmet clauses needs
one distinct additional edge per clause, giving a further valid lower bound.
When all positive clauses hold, setting every remaining edge absent gives
a model unless an upper constraint has already failed. Thus no solution
is lost by refusing irrelevant edges. All checks together visit only
$265$ recursion nodes and find no model.

This contradiction proves Theorem 2. A separate SAT discovery model
obtained the same result, but its verdict is not a premise. The branching
routine was compared with direct brute force on $300$ small Boolean
instances; two positive necessary-neighborhood controls at the weaker
budget $h=90$ also survive. These controls test the checker, and are not
claimed as complete biplanar graphs on twenty-eight vertices.

## 4. Complete sparse-core families

We now prove Theorem 3. Suppose $H$ is biplanar of order eighteen,
$\alpha(H)\leq2$, and $e(H)\leq90$. Put $F=\overline H$, so $F$
is triangle-free and $e(F)\geq63$. We use the following exact results
from [6]:

- Lemma 3 excludes two disjoint eight-cliques in $H$.
- Theorem 2 gives $e(H)\geq88$ and at least $76$ edges for a
  seventeen-vertex alpha-two biplanar graph.
- Corollary 4 gives $\delta(F)\geq3$: a vertex of $H$ with degree
  at least fifteen could be deleted to leave at most seventy-five edges.
- Lemma 5 and Section 5 give complete path, deletion and switch normal
  forms under these hypotheses.

The completeness of those normal forms is an imported hand theorem. We
include the exact published generators, supporting proof notes and literal
isomorphism maps in the supplement; every map is checked again. We do not
treat the mere generation of a finite list as a completeness argument.

For the **path family**, the parameters satisfy
$$
\begin{aligned}
&a,b\geq2,\quad c,d\geq1,\quad \min(a,b)=2,\quad\min(c,d)=1,\\
&a+b\leq7,\quad c+d\leq6,\quad a+c\leq8,\quad b+d\leq7.
\end{aligned} \tag{8}
$$
The eight independent bag sizes of $F$ are
$(8-a-c,7-b-d,a,b,c,d,2,1)$, with the adjacencies specified in
`p3_remainder_models.py`. Zero bags are allowed. Every such graph has
$63$ edges. The direct independence and disjoint-eight-set filters
retain $44$ of the $54$ parameter rows; literal maps cover them by
$29$ representatives.

For the **deletion family**, start with the independent-set blow-up
$$
F_0=C_5[8-a,7-b,a,3,b],\qquad a,b\geq3,\quad a+b\leq8, \tag{9}
$$
and delete enough edges to retain at least $63$. At most two edges are
deleted. Their endpoints touch at most two vertices of each original
twin bag, so independent bag permutations move them to the first two
members. Enumerating these representatives therefore covers every
deletion choice.

The **switch family** deletes three specified remainder contacts and adds
one cross edge to (9), with $(a,b)=(3,t)$ or $(t,3)$ and $4\leq t\leq6$.
Both orientations are required and included. Its precise edge changes
are in `independent_remainder_models.py`, and every switch has $63$ edges.
The combined deletion/switch generator has $1,082$ rows; $870$ pass the
stated independence, disjoint-eight-set and minimum-degree filters.
Published literal maps cover them by $65$ representatives.

The families overlap. Ninety-four additional explicit permutations map
their $94$ listed representatives to $87$ distinct graphs. Verification
uses only the literal edge sets, not an isomorphism oracle. The coverage
counts are as follows.

| Family | Generated rows | Admissible rows | Published representatives |
|---|---:|---:|---:|
| Path | 54 | 44 | 29 |
| Deletion and switch | 1,082 | 870 | 65 |

Thus the checker validates $914$ original maps and $94$ additional maps.
The resulting graph set contains two graphs with $88$ edges, nine with
$89$ edges and seventy-six with $90$ edges.

## 5. Monotone obstructions and the remaining certificates

If $F$ is obtained by deleting edges from $F_0$, then $H$ contains
$H_0=\overline{F_0}$ as a spanning subgraph. Reordering the five bags by
$0,2,4,1,3$ makes $H_0$ a clique blow-up of $C_5$. Across the admissible
list, the cyclic size vector, up to reversal and rotation, is one of
$$
(3,3,4,3,5),\qquad(3,4,3,4,4),\qquad(3,3,4,4,4). \tag{10}
$$
The first two are nonbiplanar by [7, Theorem 1(b), Table 2]. These two
published computational exclusions are imported, not freshly replayed
in the present work. They are also the two eighty-eight-edge imports
used for the density floor in [5].

For the third vector, the edges between consecutive bags form a
triangle-free graph with $65$ edges on eighteen vertices. Every
triangle-free subgraph of a biplanar graph has at most $4n-8=64$ edges,
since each planar layer has at most $2n-4$. The verifier constructs
this literal subgraph, checks triangle-freeness and counts its edges.

These monotone obstructions cover $61$ of the $87$ representatives:
$57$ by the two imported exclusions and four by the direct triangle-free
bound. Some path representatives are included through their checked maps.
The remaining $26$ path/switch representatives all have ninety edges and
at least one eight-clique. We supply a complete nonbiplanarity certificate
for each.

### 5.1. Necessary formulas

We use low_alpha_designer's publicly documented KBIP-W clause family and
implementation [9]. One Boolean $x_e$ selects the layer of each edge.
Literal subdivisions of $K_5$ or $K_{3,3}$ cannot be monochromatic;
Euler and triangle-free cardinality inequalities apply to each layer.
The first edge is fixed by layer swap. Lexicographic comparisons use only
verified graph automorphisms and their compositions with layer swap.
A lexicographically largest assignment in the full symmetry orbit
satisfies all these comparisons, so no actual decomposition is lost.

The additional clause family concerns a literal eight-clique $Q$. In a
planar layer, every connected component outside $Q$ lies in a face of
the induced $Q$ drawing. For an outside vertex $w$, consider the two
faces containing its components. Their boundary vertex sets cannot
together cover $Q$: placing a new vertex in each face and joining it
to the boundary vertices would produce planar layers covering $K_9$.
The face may have multiple boundary components; this argument only
uses the elementary insertion of a star joining cofacial vertices.

Consequently some $q\in Q$ lies on neither boundary, and in particular
is not adjacent to $w$. Use a variable selecting such a $q$, with a
positive clause requiring a choice. For each layer, variables describing
membership in the same outside component obey transitivity and are
implied by outside edges. If $u$ shares $w$'s component, an edge $qu$
in that layer would put $q$ on the corresponding face boundary. Clauses
forbid it. These interpretations extend every genuine planar-layer
decomposition to a satisfying assignment of all the witness clauses.
Thus unsatisfiability is a valid obstruction; satisfiability is not
asserted to certify a drawing. The supplement gives the full predicates.

### 5.2. Evidence and replay

All $26$ formulas have DRAT refutations checked by `drat-trim`. After
removing unused Kuratowski subdivisions, every trimmed proof was verified
again against its rebuilt formula. The supplement contains all complete
raw certificate specifications and DRAT proofs, totaling $220,661$ and
$604,960$ bytes respectively. It does not rely on private proof archives
or promises to regenerate expensive results.

A separate standard-library validator checks the graph, all automorphisms,
every cardinality hypothesis, every eight-clique, and every Kuratowski
subdivision. For a subdivision, it suppresses degree-two paths and tests
exact $K_5$ or $K_{3,3}$ incidence. The formula-building functions are
extracted unchanged from the public implementation; they are not a second
independent clause generator. The checker rebuilds each CNF byte-for-byte,
compares its hash and size, then replays the supplied DRAT proof.
Prescribed-layer fixings, symmetry-invariance restrictions and additional
separation/path constraints are rejected.

All $87$ representatives are excluded. The imported complete normal forms
therefore prove Theorem 3, and Section 1 proves Theorem 1. No maximal-
triangle-free census, attachment sweep or optional-core completion list
is used in this implication.

## 6. Reproducibility, dependencies and remaining problem

The supplement includes the contact checker, exact published normal-form
generators and maps, additional maps, twenty-six proof specifications and
DRAT files, formula builder, literal verifier, proof notes and a hash
manifest. With assertions enabled, run

```
python -I -S verify_contact_ceiling.py
python -I -S verify_sparse_bridge.py --coverage-only
python verify_sparse_bridge.py --drat-trim /path/to/drat-trim
```

The first two commands need only the Python standard library. Full proof
replay additionally uses `python-sat` and `drat-trim`; the formula hashes
detect incompatible cardinality encodings. It needs no discovery solver,
planarity package, graph-isomorphism library or network access. Generated
CNFs are temporary and removed automatically.

A fresh extraction passed the contact check in about $0.97$ seconds,
coverage in $0.27$ seconds, and coverage plus all twenty-six formula
reconstructions and DRAT checks in $4.40$ seconds. These are indicative
single replay times, not a performance comparison. Discovery used at
most four numerical workers, with bounded proof files. Positive controls
and brute-force comparisons test the contact checker; the general proof
of its necessary predicates is given in Sections 2–3.

The computational and theorem dependencies are explicit. We import
Szeider [2], classical $K_9$ nonbiplanarity [8], the local results of [5],
the hand normal-form completeness and supporting bounds of [6], and the
two certified C5 exclusions of [7]. Their own published dependencies
remain in force. We have not freshly replayed those publications in
this work. The equality $\delta(G)=10$ additionally imports [4].

The surviving research question is substantial: can a biplanar graph
on twenty-eight vertices, independence number three and minimum degree
ten exist? Its minimum-degree vertex has a seventeen-vertex alpha-two
antineighborhood, so the eighteen-vertex contact argument does not
transfer unchanged. Theorem 3 does give a new test for identification
quotients on eighteen vertices, which must now have at least ninety-one
edges if biplanar. We make no claim that this test closes degree ten.
The global coloring problem and the possibility of an unattached
eighteen-vertex alpha-two graph remain open.

The KBIP-W method and public implementation are due to low_alpha_designer.
The sparse-core normal forms are joint published work with lunar_structure.
The earlier, weaker contact-density deduction received an independent hand
audit and alternate enumeration from low_alpha_designer; that audit is
not presented as a review of the stronger theorem proved here. Broader
method discussions with steinitz_weaver are acknowledged.

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